Innodata Inc S-3ASR, filed Aug 6, 2026

Innodata Inc (INOD)

S-3ASR 2026-08-06

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Large accelerated filer	☐	Accelerated filer	☐
Non-accelerated filer	☒	Smaller reporting company	☐
		Emerging growth company	☐

	Page
ABOUT THIS PROSPECTUS		1
THE COMPANY		2
RISK FACTORS		3
CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS		4
USE OF PROCEEDS		6
DESCRIPTION OF THE SECURITIES WE MAY OFFER		7
Description of Capital Stock		7
Description of Debt Securities		9
Description of Rights		9
Description of Warrants		10
Description of Units		10
LEGAL OWNERSHIP OF SECURITIES		10
PLAN OF DISTRIBUTION		14
WHERE YOU CAN FIND MORE INFORMATION		17
INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE		17
LEGAL MATTERS		19
EXPERTS		19

Securities and Exchange Commission registration fee	$	(1)
Printing expenses	$	(2)
Legal fees and expenses	$	(2)
Accounting fees and expenses	$	(2)
Transfer Agent and Registrar fees and expenses	$	(2)
Miscellaneous	$	(2)
Total	$	(2)

Exhibit No.			Description
1.1**			Form of Underwriting Agreement.
3.1(a)			Restated Certificate of Incorporation dated April 27, 1993 (incorporated herein by reference to Exhibit 3.1(a) to the Company’s Annual Report on Form 10-K for the year ended December 31, 2003, filed with the SEC on March 26, 2004).
3.1(b)			Certificate of Amendment of Certificate of Incorporation of Innodata Corporation dated February 28, 2001 (incorporated herein by reference to Exhibit 3.1(b) to the Company’s Annual Report on Form 10-K for the year ended December 31, 2003, filed with the SEC on March 26, 2004).
3.1(c)			Certificate of Amendment of Certificate of Incorporation of Innodata Corporation dated November 14, 2003 (incorporated herein by reference to Exhibit 3.1(c) to the Company’s Annual Report on Form 10-K for the year ended December 31, 2003, filed with the SEC on March 26, 2004).
3.1(d)			Certificate of Amendment of Certificate of Incorporation of Innodata Isogen, Inc. dated June 5, 2012 (incorporated herein by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2012, filed with the SEC on August 7, 2012).
3.2			Amended and Restated By-laws of Innodata Corporation (incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the SEC on December 20, 2002).
4.1			Specimen Common Stock Certificate (incorporated herein by reference to Exhibit 4.1 to the Company’s Quarterly Report on Form 10-Q, filed with the SEC on August 7, 2015).
4.2**			Form of Senior Note.
4.3**			Form of Subordinated Note.
4.4**			Form of Warrant Agreement.
4.5**			Form of Warrant Certificate.
4.6**			Form of Certificate of Designations.
4.7**			Form of Preferred Stock Certificate.
4.8**			Form of Rights Agreement.
4.9**			Form of Unit Agreement.
4.10*			Form of Indenture.
5.1*			Legal Opinion of Morgan, Lewis & Bockius LLP (relating to the base prospectus).
23.1*			Consent of BDO India Services Private Limited.
23.2*			Consent of Morgan, Lewis & Bockius LLP (included in Exhibit 5.1).
24.1*			Power of Attorney (included on signature page).
25.1***			Statement of Eligibility of Trustee on Form T-1 for Senior Indenture under Trust Indenture Act of 1939.
25.2***			Statement of Eligibility of Trustee on Form T-1 for Subordinated Indenture under Trust Indenture Act of 1939.
107.1*			Filing fee table.

		Page

ARTICLE 1 DEFINITIONS		2

Section 1.01.	Certain Terms Defined	2

Section 1.02.	Other Definitions	7

Section 1.03.	Rules of Construction	7

ARTICLE 2 SECURITY FORMS		7

Section 2.01.	Forms Generally	7

Section 2.02.	Guarantees by Guarantor; Form of Guarantee; Release of Guarantee	8

Section 2.03.	Form of Trustee’s Certificate of Authentication	11

ARTICLE 3 ISSUE, EXECUTION, FORM AND REGISTRATION OF SECURITIES		11

Section 3.01.	Amount Unlimited; Issuable in Series	11

Section 3.02.	Authentication and Delivery of Securities	14

Section 3.03.	Execution of Securities	14

Section 3.04.	Certificate of Authentication	14

Section 3.05.	Denomination, Currency and Date of Securities; Payments of Interest	14

Section 3.06.	Global Security Legend	15

Section 3.07.	Registration, Transfer and Exchange	16

Section 3.08.	Book-Entry Provisions for Global Securities	17

Section 3.09.	Mutilated, Defaced, Destroyed, Lost and Stolen Securities	19

Section 3.10.	Cancellation of Securities	20

Section 3.11.	Temporary Securities	20

Section 3.12.	CUSIP and ISIN Numbers	20

ARTICLE 4 CERTAIN COVENANTS		21

Section 4.01.	Payment of Principal, Premium and Interest on Securities	21

Section 4.02.	Maintenance of Office or Agency	21

Section 4.03.	Money for Securities Payments to be Held in Trust	21

Section 4.04.	Existence	22

Section 4.05.	Statement by Officers as to Default	22

Section 4.06.	Waiver of Certain Covenants	23

		Page

ARTICLE 5 REMEDIES OF THE TRUSTEE AND HOLDERS ON EVENT OF DEFAULT		23

Section 5.01.	Events of Default	23

Section 5.02.	Acceleration	24

Section 5.03.	Other Remedies	25

Section 5.04.	Waiver of Past Defaults	25

Section 5.05.	Control by Majority	26

Section 5.06.	Limitation on Suits	26

Section 5.07.	Rights of Holders to Receive Payment	26

Section 5.08.	Collection Suit by Trustee	26

Section 5.09.	Trustee May File Proofs of Claim	27

Section 5.10.	Priorities	27

Section 5.11.	Undertaking for Costs	27

Section 5.12.	Restoration of Rights and Remedies	28

Section 5.13.	Rights and Remedies Cumulative	28

Section 5.14.	Delay or Omission Not Waiver	28

ARTICLE 6 THE TRUSTEE		29

Section 6.01.	Duties and Responsibilities of the Trustee; During Default; Prior to Default	29

Section 6.02.	Certain Rights of the Trustee	30

Section 6.03.	Trustee Not Responsible for Recitals, Disposition of Securities or Application of Proceeds Thereof	31

Section 6.04.	Trustee and Agents May Hold Securities; Collections, Etc.	31

Section 6.05.	Moneys Held by Trustee	31

Section 6.06.	Notice of Default	31

Section 6.07.	Compensation and Indemnification of Trustee and Its Prior Claim	32

Section 6.08.	Right of Trustee to Rely on Officers’ Certificate, Etc.	33

Section 6.09.	Persons Eligible for Appointment as Trustee	33

Section 6.10.	Resignation and Removal; Appointment of Successor Trustee	33

Section 6.11.	Acceptance of Appointment by Successor	34

		Page

Section 6.12.	Merger, Conversion, Consolidation or Succession to Business of Trustee	35

Section 6.13.	Preferential Collection of Claims	36

Section 6.14.	Communications with the Trustee	36

Section 6.15.	Paying Agent/Registrar	36

ARTICLE 7 CONCERNING THE HOLDERS		37

Section 7.01.	Evidence of Action Taken by Holders	37

Section 7.02.	Proof of Execution of Instruments and of Holding of Securities; Record Date	37

Section 7.03.	Who May Be Deemed Owners of Securities	37

Section 7.04.	Securities Owned by Company Deemed Not Outstanding	38

Section 7.05.	Record Date for Action by Holders	38

ARTICLE 8 MEETINGS OF HOLDERS		39

Section 8.01.	Purposes for Which Meeting May Be Called	39

Section 8.02.	Manner of Calling Meetings; Record Date	39

Section 8.03.	Call of Meeting by Company or Holders	39

Section 8.04.	Who May Attend and Vote at Meeting	40

Section 8.05.	Regulations	40

Section 8.06.	Manner of Voting at Meetings and Record to be Kept	41

Section 8.07.	Exercise of Rights of Trustee and Holders Not to be Hindered or Delayed	41

ARTICLE 9 SUPPLEMENTAL INDENTURES		41

Section 9.01.	Supplemental Indentures Without Consent of Holders	41

Section 9.02.	With Consent of Holders	43

Section 9.03.	Effect of Supplemental Indenture	44

Section 9.04.	Documents to Be Given to Trustee; Compliance with TIA	44

Section 9.05.	Notation on Securities in Respect of Supplemental Indentures	44

ARTICLE 10 CONSOLIDATION, MERGER OR SALE OF ASSETS		45

Section 10.01.	When the Company May Merge, Etc.	45

Section 10.02.	Successor Person Substituted	45

Section 10.03.	Opinion of Counsel to Trustee	45

		Page

ARTICLE 11 REDEMPTION OF SECURITIES		46

Section 11.01.	Applicability of Article	46

Section 11.02.	Notice of Redemption; Partial Redemptions	46

Section 11.03.	Payment of Securities Called for Redemption	47

ARTICLE 12 DEFEASANCE AND COVENANT DEFEASANCE		47

Section 12.01.	Applicability of the Article; Company’s Option to Effect Defeasance or Covenant Defeasance	47

Section 12.02.	Legal Defeasance and Discharge	48

Section 12.03.	Covenant Defeasance	48

Section 12.04.	Conditions to Legal or Covenant Defeasance	49

Section 12.05.	Deposited Money and Government Securities to be Held in Trust; Other Miscellaneous Provisions	50

Section 12.06.	Repayment to the Company or Guarantor	51

Section 12.07.	Reinstatement	51

ARTICLE 13 SATISFACTION AND DISCHARGE		51

Section 13.01.	Satisfaction and Discharge of Indenture	51

Section 13.02.	Application of Trust Money	52

ARTICLE 14 HOLDERS’ LISTS AND REPORTS BY TRUSTEE, COMPANY AND GUARANTORS		52

Section 14.01.	Company to Furnish Trustee Names and Addresses of Holders	52

Section 14.02.	Preservation of Information; Communications to Holders	53

Section 14.03.	Reports by the Trustee	54

Section 14.04.	Reports by the Company and Guarantors	54

ARTICLE 15 MISCELLANEOUS PROVISIONS		55

Section 15.01.	Incorporators, Stockholders, Members, Partners, Officers, Managers and Directors of Company or any Guarantor Exempt from Individual Liability	55

Section 15.02.	Provisions of Indenture for the Sole Benefit of Parties and Holders	55

Section 15.03.	Successors and Assigns of Company or Guarantor Bound by Indenture	55

Section 15.04.	Notices, Etc., to Trustee, the Company and Guarantors	55

Section 15.05.	Notices to Holders	56

		Page

Section 15.06.	Officers’ Certificates and Opinions of Counsel; Statements to Be Contained Therein	56

Section 15.07.	Payments Due on Saturdays, Sundays and Holidays	57

Section 15.08.	Conflict of Any Provision of Indenture with Trust Indenture Act.	57

Section 15.09.	Conflict of Any Provision of Securities with Indenture	57

Section 15.10.	New York Law to Govern	57

Section 15.11.	Waiver of Jury Trial	57

Section 15.12.	Consent to Jurisdiction and Service	58

Section 15.13.	Counterparts	58

Section 15.14.	Effect of Headings, Table of Contents	58

Section 15.15.	Severability	58

Section 15.16.	Patriot Act Compliance	58

Section 15.17.	Force Majeure	58

Trust Indenture Act		Indenture
Section		Section
§310	(a)(1)	6.09
	(a)(2)	6.09
	(a)(3)	Not Applicable
	(a)(4)	Not Applicable
	(a)(5)	6.09
	(b)	6.04, 6.10
§311	(a)	6.13
	(b)	6.13
§312	(a)	14.01, 14.02(a)
	(b)	14.02(b)
	(c)	14.02(c)
§313	(a)	14.03(a)
	(b)	14.03(a)
(c)	14.03(a), 14.03(b)
(d)	14.03(b)
§314	(a)	4.05, 14.04
	(b)	Not Applicable
	(c)(1)	15.06
	(c)(2)	15.06
	(c)(3)	Not Applicable
	(d)	Not Applicable
	(e)	15.06
§315	(a)	6.01
	(b)	6.06, 14.03(a)
	(c)	6.01
	(d)	6.01
	(e)	5.11
§316	(a)(1)(A)	5.05
	(a)(1)(B)	5.02, 5.04
	(a)(2)	Not Applicable
	(b)	5.07
	(c)	7.02, 8.03
§317	(a)(1)	5.08
	(a)(2)	5.09
	(b)	4.03
318	(a)	15.08

Term		Defined in Section
“Authorized Agent”		15.12
“Covenant Defeasance”		12.03
“Legal Defeasance”		12.02
“Specified Courts”		15.12

	_________________________________________
	as Trustee

	By:
		Authorized Signatory

	Morgan, Lewis & Bockius llp

	502 Carnegie Center Dr.
	Princeton, NJ 08540	+1.609.919.6600
	United States	+1.609.919.6701

[GUARANTOR]

By:
	Name:
	Title:

	INNODATA INC.
	as the Company


	By:
		Name:
		Title:

	[●]
	as a Guarantor


	By:
		Name:
		Title:

	[●]
	as the Trustee

	By:
		Name:
		Title: