8-K
Investview, Inc. (INVU)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): August 30, 2021
INVESTVIEW,
INC.
(Exact name of registrant as specified in its charter)
| Nevada | 000-27019 | 87-0369205 |
|---|---|---|
| (State<br> or other jurisdiction of | (Commission | (IRS<br> Employer |
| incorporation<br> or organization) | File<br> Number) | Identification<br> No.) |
| 234 Industrial Way West, Suite A202 | ||
| --- | --- | |
| Eatontown, New Jersey | 07724 | |
| (Address<br> of principal executive offices) | (Zip<br> code) | |
| Registrant’s<br> telephone number, including area code: | 732-889-4300 |
n/a
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Exchange Act: None
| Title<br> of each class | Trading<br> symbol(s) | Name<br> of each change on which registered |
|---|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (Section 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (Section 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM
8.01—OTHER EVENTS
On August 30, 2021 Investview, Inc., issued a press release, a copy of which is attached as Exhibit 99.01.
ITEM
9.01—FINANCIAL STATEMENTS AND EXHIBITS
The following is filed as an exhibit to this report:
| Exhibit<br><br> <br>Number* | Title of Document | Location |
|---|---|---|
| Item 99 | Miscellaneous | |
| 99.01 | Press Release dated August 30, 2021 | This<br> filing |
| 104 | Cover<br> Page Interactive Data File (embedded within the Inline XBRL document) | |
| * | All<br> exhibits are numbered with the number preceding the decimal indicating the applicable SEC reference number in Item 601 and the number<br> following the decimal indicating the sequence of the particular document. Omitted numbers in the sequence refer to documents previously<br> filed as an exhibit. | |
| --- | --- |
| 2 |
| --- |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| INVESTVIEW, INC. | ||
|---|---|---|
| Dated:<br> August 30, 2021 | By: | /s/ Annette Raynor |
| Annette<br> Raynor | ||
| Chief<br> Operations Officer |
| 3 |
| --- |
Exhibit99.01
InvestviewPreferred Shares (INVUP) Commence Trading on OTCQX
Eatontown, New Jersey. August 30th, 2021 – Investview, Inc. (OTCQX: INVU) a diversified financial technology company that operates through its subsidiaries to provide dynamic financial education, investment tools, global market research, adaptive blockchain technologies, crypto mining, optimization and repair solutions is pleased to announce the commencement of trading for its Series B Preferred shares on the OTCQX® Best Market.
Investview Inc. begins trading its Series B Preferred stock today on OTCQX under the symbol “INVUP.” U.S. investors can find current financial disclosure and Real-Time Level 2 quotes for the company on www.otcmarkets.com. Holders of Investview Preferred Shares receive an annual dividend yield of 13% that is paid quarterly.
“We are pleased to have our Preferred Shares now trading on the OTCQX Market. This is another critical step in our plan to expand and establish Investview as a leader in the FinTech space. Our preferred shares pay an annual dividend of 13% which is paid quarterly. In today’s low interest rate environment, a 13% annual yield represents our continued commitment to our investors and our confidence in our company,” said Mario Romano, Director of Finance.
Joseph Cammarata, Investview’s CEO added, “In December of 2019 we established a new direction for Investview Inc. We have reduced our debt, increased our revenues, expanded our products and services, reached profitability, increased our cash position, and refocused the charter of the Company to FinTech and the global advancements it can deliver. Our Preferred Shares not only pay a healthy 13% annual dividend, but we were the first company to offer Preferred Shareholders that hold their stock the ability to receive their dividends in USD, or in the digital currencies Bitcoin (BTC) and ndau. Investview – forging the future of FinTech.”
B. Riley Securities, Inc. acted as the company’s OTCQX sponsor.
AboutInvestview, Inc.
Investview, Inc. is a diversified financial technology organization that operates through its subsidiaries, to provide financial products and services to individuals, accredited investors and select financial institutions. For more information on Investview and all of its wholly-owned subsidiaries, please visit: www.investview.com
Forward-LookingStatements
Certain statements in this press release may constitute “forward-looking statements.” When the words “believes,” “expects,” “plans,” “projects,” “estimates,” and similar expressions are used, they identify forward-looking statements. These forward-looking statements are based on Investview’s current beliefs and assumptions and information currently available to Investview and involve known and unknown risks, uncertainties and other factors which may cause the actual results, performance or achievements of the company to be materially different from any future results, performance or achievements expressed or implied by these forward-looking statements. More information on potential factors that could affect Investview’s financial results is included from time to time in Investview’s public reports filed with the U.S. Securities and Exchange Commission (the “SEC”), including the Company’s Annual Report on Form 10-K, Quarterly Reports on Form 10-Q, and Current Reports on Form 8-K. We undertake no obligation to publicly release revisions to these forward-looking statements to reflect future events or circumstances or reflect the occurrence of unanticipated events, except as required by federal securities law.
InvestviewPublic Relations
Contact: Arthur Rome
Phone Number: 732.889.4308
Email: pr@investview.com