INVU · Investview, Inc. · Insider Trading

5,000,000 shares vest on each of February 5, 2027, February 5, 2028, February 5, 2029, February 5, 2030, and February 5, 2031.

Acquisition from the issuer of option under Rule 16b-3(d) pursuant to Mr. Oviedo's employment agreement in consideration for his services as an executive officer. Option issued pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 15,000,000 shares of common stock vest on February 3, 2023; 15,000,000 shares of common stock vest on February 3, 2024; 15,000,000 shares of common stock vest on February 3, 2025; 15,000,000 shares of common stock vest on February 3, 2026; 15,000,000 shares of common stock vest on February 3, 2027.

Acquisition from the issuer of option under Rule 16b-3(d) in consideration of Mr. Rothrock's services as a director of the Company and pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 20,833,333 shares of common stock vest on November 9, 2022; 20,833,335 shares of common stock vest on November 9, 2023.

Acquisition from the issuer of option under Rule 16b-3(d) pursuant to Mr. Valvano's employment agreement. Option issued pursuant to Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 5,875,000 shares of common stock vest on February 21, 2023; 5,875,000 shares of common stock vest on February 21, 2024; 5,875,000 shares of common stock vest on February 21, 2025; 5,875,000 shares of common stock vest on February 21, 2026; 5,875,000 shares of common stock vest on February 21, 2027.

Acquisition from the issuer of option under Rule 16b-3(d), pursuant to Mr. Bell's employment agreement and in consideration for his services as an executive officer. Option issued pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 15,000,000 shares of common stock vest on February 21, 2023; 15,000,000 shares of common stock vest on February 21, 2024; 15,000,000 shares of common stock vest on February 21, 2025; 15,000,000 shares of common stock vest on February 21, 2026; 15,000,000 shares of common stock vest on February 21, 2027.

Disposition to the issuer of restricted stock under Rule 16b-3(e) in exchange for option granted 6/24/2022. See note (2).

Acquisition from the issuer of option under Rule 16b-3(d) in consideration for Mr. Oviedo's services as a director of the Company. Option issued pursuant to Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 5,000,000 shares of common stock vest on February 3, 2023; 5,000,000 shares of common stock vest on February 3, 2024; 5,000,000 shares of common stock vest on February 3, 2025; 5,000,000 shares of common stock vest on February 3, 2026; 5,000,000 shares of common stock vest on February 3, 2027.

Acquisition from the issuer of option under Rule 16b-3(d) in exchange for restricted stock and in consideration of Mr. Rothrock's services as a director of the Company. Option issued pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 8,750,000 shares of common stock vest on February 3, 2023; 8,750,000 shares of common stock vest on February 3, 2024; 8,750,000 shares of common stock vest on February 3, 2025; 8,750,000 shares of common stock vest on February 3, 2026; 8,750,000 shares of common stock vest on February 3, 2027.

Acquisition from the issuer of option under Rule 16b-3(d). Option issued pursuant Mr. Gill's employment agreement and the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 5,000,000 shares of common stock vest on February 21, 2023; 5,000,000 shares of common stock vest on February 21, 2024; 5,000,000 shares of common stock vest on February 21, 2025; 5,000,000 shares of common stock vest on February 21, 2026; 5,000,000 shares of common stock vest on February 21, 2027.

Disposition to the issuer of restricted stock under Rule 16b-3(e) in exchange for option granted 6/24/2022. See note (2).

Acquisition from the issuer of option under Rule 16b-3(d) in exchange for restricted stock, pursuant to Mr. Valvano's employment agreement. Option issued pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 1,625,000 shares of common stock vest on date of grant; 1,625,000 shares of common stock vest on May 31, 2023; 1,625,000 shares of common stock vest on May 31, 2024; 1,625,000 shares of common stock vest on May 31, 2025; 1,625,000 shares of common stock vest on May 31, 2026.

Disposition to the issuer of restricted stock under Rule 16b-3(e) in exchange for option granted 6/24/2022. See note 2.

Acquisition from the issuer of option under Rule 16b-3(d) in exchange for restricted stock. Option issued in consideration for Mr. Bell's services as a director of the Company and pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 18,750,000 shares of common stock will vest on November 9, 2022; 18,750,000 shares of common stock will vest on November 9, 2023.

Surrendered to Investview, Inc., pursuant to tax withholding.

Includes 75,000,000 shares surrendered to Investview in connection with Mr. Romano's resignation from the board of directors and transition to consulting status and 10,000,000 shares received in connection with Mr. Romano's service on the board of directors that had not yet vested.

Includes 75,000,000 shares surrendered to Investview in connection with Ms. Raynor's resignation from the board of directors and transition to consulting status and 10,000,000 shares received in connection with Ms. Raynor's service on the board of directors that had not yet vested.

Surrendered to Investview, Inc., pursuant to tax withholding.

Surrendered to Investview, Inc. at $0.04 per share for payment of taxes due upon vesting of 16,666,666 shares.

Surrendered to Investview, Inc., pursuant to tax withholding.

Surrendered to Investview, Inc., at $0.04 per share for payment of taxes due upon vesting of 15,000,000 shares.

Surrendered to Investview, Inc., pursuant to tax withholding.

The Redeemable Non-voting Membership Interests in Investview Financial Group Holdings, LLC, a wholly owned subsidiary of Investview, Inc., are redeemable on a one-for-one basis into shares of Common Stock of Investview, Inc., any time after six months from the date of issuance at the election of the holder. If unredeemed by the holder, Investview, Inc., may force redemption at any time after five years from the date of issuance.

These securities are held of record by MPower Trading Systems LLC ("MPower"). The Reporting Person is the sole managing member of MPower. By virtue of such relationship, the Reporting Person may be deemed to have voting and investment power with respect to the securities held by MPower as noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and MPower disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purpose.

The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $1,300,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030.

These securities are held of record by DBR Capital, LLC ("DBR Capital"). The Reporting Person is the sole managing member of DBR Capital. By virtue of such relationship, the Reporting Person may be deemed to have voting and investment power with respect to the securities held by DBR Capital as noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and DBR Capital disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purpose.

The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030.

These securities are held of record by DBR Capital, LLC ("DBR Capital"). The Reporting Person is the sole managing member of DBR Capital. By virtue of such relationship, the Reporting Person may be deemed to have voting and investment power with respect to the securities held by DBR Capital as noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and DBR Capital disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purpose.

The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030.

These securities are held of record by DBR Capital, LLC ("DBR Capital"). The Reporting Person is the sole managing member of DBR Capital. By virtue of such relationship, the Reporting Person may be deemed to have voting and investment power with respect to the securities held by DBR Capital as noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and DBR Capital disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purpose.

The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $1,300,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030.

These securities are held of record by DBR Capital, LLC ("DBR Capital"). The Reporting Person is the sole managing member of DBR Capital. By virtue of such relationship, the Reporting Person may be deemed to have voting and investment power with respect to the securities held by DBR Capital as noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and DBR Capital disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purpose.

The Convertible Secured Promissory Note (the "Note") is convertible from time to time, at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. "Conversion Amount" means the sum of (1) the principal amount of the Note to be converted in the conversion plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any, on the amounts referred to in the immediately preceding clauses (1) and/or (2). "Conversion Price" initially equals $0.007 and is subject to adjustment as set forth in the Note. The unpaid principal balance of the Note initially bears interest at a rate of 38.5% per annum, composed of an interest rate of 25% per annum and a facility fee of 13.5% per annum. The Note matures on April 27, 2030.

These securities are held of record by DBR Capital, LLC ("DBR Capital"). The Reporting Person is the sole managing member of DBR Capital. By virtue of such relationship, the Reporting Person may be deemed to have voting and investment power with respect to the securities held by DBR Capital as noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and DBR Capital disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purpose.

Shares were sold to back to Investview, Inc. per the "Mutual Termination and Release Agreement" effective August 1, 2020 between CR Capital Holdings, LLC and Investview, Inc. the 106,000,000 shares were subsequently cancelled by Investview and returned to the Authorized, Unissued common share treasury.

Shares were sold to back to Investview, Inc. per the "Mutual Termination and Release Agreement" effective August 1, 2020 between CR Capital Holdings, LLC and Investview, Inc. the 106,000,000 shares were subsequently cancelled by Investview and returned to the Authorized, Unissued common shares treasury.

On August 21,2020 Wealth Engineering, LLC transferred a TOTAL of 50,000,000 shares of restricted common stock to family members of Annette Raynor and Mario Romano, its Managing Members.

On August 21,2020 Wealth Engineering, LLC transferred a TOTAL of 50,000,000 shares of restricted common stock to family members of Annette Raynor and Mario Romano, its Managing Members.

The Convertible Secured Promissory Note (the "Note") is convertible from time to time, at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. "Conversion Amount" means the sum of (1) the principal amount of the Note to be converted in the conversion plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any, on the amounts referred to in the immediately preceding clauses (1) and/or (2). "Conversion Price" initially equals $0.012571428571429 per share of Common Stock and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030.

These securities are held of record by DBR Capital, LLC ("DBR Capital"). The Reporting Person is the sole managing member of DBR Capital. By virtue of such relationship, the Reporting Person may be deemed to have voting and investment power with respect to the securities held by DBR Capital as noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and DBR Capital disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purpose.

On April 28th 2020 William Kosoff sold 1,000,000 Shares of restricted common shares to a private party.

Shares were sold to a non-affiliate private party.

Shares were sold to Wealth Engineering, LLC, an affiliate, in settlement of outstanding loans to CR Capital from January 2018.

Shares were sold to Wealth Engineering, LLC, an affiliate, in settlement of outstanding loans to CR Capital from January 2018.

Shares were sold to a non-affiliate private party.

15,000,000 shares were gifted to a non affiliate private individual from Wealth Engineering LLC, an entity jointly owned by its members Annette Raynor and Mario Romano.

The 291,706,942 shares are jointly owned by Mario Romano and Annette Raynor the Managing Partners of Wealth Engineering, LLC.

15,000,000 shares were gifted to a non- affiliate private individual from Wealth Engineering LLC, an entity jointly owned by its members Annette Raynor and Mario Romano.

The 291,706,942 shares are jointly owned by Mario Romano and Annette Raynor the Managing Partners of Wealth Engineering, LLC.

On February 11, 2020 Wealth Engineering, LLC entered an agreement to sell 40,000,000 shares of restricted common stock to Wealth Colony, LLC. The transaction was finalized with the transfer of the 40,000,000 shares on 8/20/2020.

On February 11, 2020 Wealth Engineering, LLC entered an agreement to sell 40,000,000 shares of restricted common stock to Wealth Colony, LLC. The transaction was finalized with the transfer of the 40,000,000 shares on 8/20/2020.