James Hardie Industries plc 6-K, filed Dec 5, 2022
James Hardie Industries plc (JHX)
6-K
2022-12-05
For: 2022-12-05
View Original
Added on
April 06, 2026
About this 6-K
James Hardie Industries plc filed this 6-K on December 5, 2022.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
For the Month of December 2022
1-15240
(Commission File Number)
JAMES HARDIE INDUSTRIES plc
(Translation of registrant’s name into English)
Europa House, Second Floor
Harcourt Centre
Harcourt Street, Dublin 2, D02, WR20, Ireland
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F..X.... Form 40-F.........
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): Not Applicable
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): Not Applicable
TABLE OF CONTENTS
2
Forward-Looking Statements
This Form 6-K contains forward-looking statements. James Hardie Industries plc (the “company”) may from time to time make forward-looking statements in its periodic reports filed with or furnished to the Securities and Exchange Commission, on Forms 20-F and 6-K, in its annual reports to shareholders, in offering circulars, invitation memoranda and prospectuses, in media releases and other written materials and in oral statements made by the company’s officers, directors or employees to analysts, institutional investors, existing and potential lenders, representatives of the media and others. Statements that are not historical facts are forward-looking statements and such forward-looking statements are statements made pursuant to the Safe Harbor Provisions of the Private Securities Litigation Reform Act of 1995.
Examples of forward-looking statements include:
•statements about the company’s future performance;
•projections of the company’s results of operations or financial condition;
•statements regarding the company’s plans, objectives or goals, including those relating to strategies, initiatives, competition, acquisitions, dispositions and/or its products;
•expectations concerning the costs associated with the suspension or closure of operations at any of the company’s plants and future plans with respect to any such plants;
•expectations concerning the costs associated with the significant capital expenditure projects at any of the company’s plants and future plans with respect to any such projects;
•expectations regarding the extension or renewal of the company’s credit facilities including changes to terms, covenants or ratios;
•expectations concerning dividend payments and share buy-backs;
•statements concerning the company’s corporate and tax domiciles and structures and potential changes to them, including potential tax charges;
•uncertainty from the discontinuance of LIBOR and transition to any other interest rate benchmark;
•statements regarding the effect and consequences of the COVID-19 public health crisis;
•statements regarding tax liabilities and related audits, reviews and proceedings;
•statements regarding the possible consequences and/or potential outcome of legal proceedings brought against us and the potential liabilities, if any, associated with such proceedings;
•expectations about the timing and amount of contributions to AICF, a special purpose fund for the compensation of proven Australian asbestos-related personal injury and death claims;
•expectations concerning the adequacy of the company’s warranty provisions and estimates for future warranty-related costs;
•statements regarding the company’s ability to manage legal and regulatory matters (including but not limited to product liability, environmental, intellectual property and competition law matters) and to resolve any such pending legal and regulatory matters within current estimates and in anticipation of certain third-party recoveries; and
•statements about economic or housing market conditions in the regions in which we operate, including but not limited to, the levels of new home construction and home renovations, unemployment levels, changes in consumer income, changes or stability in housing values, the availability of mortgages and other financing, mortgage and other interest rates, housing affordability and supply, the levels of foreclosures and home resales, currency exchange rates, and builder and consumer confidence.
Words such as “believe,” “anticipate,” “plan,” “expect,” “intend,” “target,” “estimate,” “project,” “predict,” “forecast,” “guideline,” “aim,” “will,” “should,” “likely,” “continue,” “may,” “objective,” “outlook” and similar expressions are intended to identify forward-looking statements but are not the exclusive means of identifying such statements. Readers are cautioned not to place undue reliance on these forward-looking statements and all such forward-looking statements are qualified in their entirety by reference to the following cautionary statements.
3
Forward-looking statements are based on the Company’s current expectations, estimates and assumptions and because forward-looking statements address future results, events and conditions, they, by their very nature, involve inherent risks and uncertainties, many of which are unforeseeable and beyond the Company’s control. Such known and unknown risks, uncertainties and other factors may cause actual results, performance or other achievements to differ materially from the anticipated results, performance or achievements expressed, projected or implied by these forward-looking statements. These factors, some of which are discussed under “Risk Factors” in Section 3 of the Form 20-F filed with the Securities and Exchange Commission on 17 May 2022, include, but are not limited to: all matters relating to or arising out of the prior manufacture of products that contained asbestos by current and former Company subsidiaries; required contributions to AICF, any shortfall in AICF funding and the effect of currency exchange rate movements on the amount recorded in the Company’s financial statements as an asbestos liability; compliance with and changes in tax laws and treatments; competition and product pricing in the markets in which the Company operates; the consequences of product failures or defects; exposure to environmental, asbestos, putative consumer class action or other legal proceedings; general economic and market conditions; the supply and cost of raw materials; possible increases in competition and the potential that competitors could copy the Company’s products; compliance with and changes in environmental and health and safety laws; risks of conducting business internationally; compliance with and changes in laws and regulations; currency exchange risks; dependence on customer preference and the concentration of the Company’s customer base; dependence on residential and commercial construction markets; the effect of adverse changes in climate or weather patterns; use of accounting estimates; risk and uncertainties arising out of the COVID-19 public health crisis, including the impact of COVID-19 on our business, sales, results of operations and financial condition and all other risks identified in the Company’s reports filed with Australian, Irish and US securities regulatory agencies and exchanges (as appropriate). The Company cautions you that the foregoing list of factors is not exhaustive and that other risks and uncertainties may cause actual results to differ materially from those referenced in the Company’s forward-looking statements. Forward-looking statements speak only as of the date they are made and are statements of the Company’s current expectations concerning future results, events and conditions. The Company assumes no obligation to update any forward-looking statements or information except as required by law.
4
EXHIBIT INDEX
| Exhibit No. | Description | |||||||
| Substantial Holding Notice | ||||||||
| Substantial Holding Notice | ||||||||
| Substantial Holding Notice | ||||||||
| Substantial Holding Notice | ||||||||
| Substantial Holding Notice | ||||||||
| JHX Announces Appointment of New Non-Executive Director | ||||||||
| Appendix 3X | ||||||||
5
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| James Hardie Industries plc | ||||||||
| Date: 05 December 2022 | By: /s/ Joseph C. Blasko | |||||||
Joseph C. Blasko | ||||||||
General Counsel, Chief Compliance Officer and Company Secretary | ||||||||
6
EXHIBIT INDEX
| Exhibit No. | Description | |||||||
| Substantial Holding Notice | ||||||||
| Substantial Holding Notice | ||||||||
| Substantial Holding Notice | ||||||||
| Substantial Holding Notice | ||||||||
| Substantial Holding Notice | ||||||||
| JHX Announces Appointment of New Non-Executive Director | ||||||||
| Appendix 3X | ||||||||
7
James Hardie Industries plc Europa House 2nd Floor, Harcourt Centre Harcourt Street, Dublin 2, D02 WR20, Ireland T: +353 (0) 1 411 6924 F: +353 (0) 1 479 1128 James Hardie Industries plc is a limited liability company incorporated in Ireland with its registered office at Europa House 2nd Floor, Harcourt Centre, Harcourt Street, Dublin 2, D02 WR20, Ireland. Directors: Anne Lloyd (Chairperson, USA), Peter-John Davis (Aus), Persio Lisboa (USA), Rada Rodriguez (Sweden), Suzanne B. Rowland (USA), Nigel Stein (UK), Harold Wiens (USA). Chief Executive Officer and Director: Aaron Erter (USA) Company number: 485719 ARBN: 097 829 895 18 November 2022 The Manager Company Announcements Office Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000 Dear Sir/Madam Substantial Holding Notice As required under ASX Listing Rule 3.17.3 please see attached a copy of the substantial holding notice received by James Hardie on 17 November 2022. Regards Joseph C. Blasko General Counsel & Company Secretary This announcement has been authorised for release by the General Counsel and Company Secretary, Mr Joseph C. Blasko.
James Hardie Industries PLC Group Company Secretary Second Floor, Europa House, Harcourt Centre Harcourt Street Dublin 2, Ireland 17 November 2022 Dear Sir/Madam, Re: Disclosure of Holding below 4% Threshold Superannuation and Investments HoldCo Pty Ltd on behalf of its subsidiaries: Avanteos Investments Limited and Colonial First State Investments Limited, have a requirement to make a subsequent disclosure under Section 1048/1050 of the Companies Act 2014. These entities have an aggregated interest in James Hardie Industries PLC, Chess Depository Interests of 3.998% ordinary share capital, as at 15 November 2022. This is based upon 17,818,183 shares held and a total of 445,654,922 voting rights on issue. Superannuation and Investments HoldCo Pty Ltd ACN 644 660 882 Level 15, 400 George Street, Sydney, NSW, 2000, Australia
Page 2 The holdings dissection between entities within Superannuation and Investments HoldCo Pty Ltd before notification obligation on 14 November 2022: Entity Registered Holder Holdings of CDI's Relevant Interest % Colonial First State Investments Limited ACN 002 348 352 Citibank N A Hong Kong 6,675,581 1.498% Colonial First State Investments Limited ACN 002 348 352 Citicorp Nominees Pty Limited (Australia) 10,148,375 2.277% Avanteos Investments Limited ACN 096 259 979 Colonial First State Investments Limited 34,860 0.008% Colonial First State Investments Limited ACN 002 348 352 Colonial First State Investments Limited 53,206 0.012% Colonial First State Investments Limited ACN 002 348 352 Northern Trust Company 992,963 0.223% Colonial First State Investments Limited ACN 002 348 352 UBS Nominees Pty Ltd 3,181 0.001% 17,908,166 4.018% The holdings dissection between entities within Superannuation and Investments HoldCo Pty Ltd on notification obligation on 15 November 2022: Entity Registered Holder Holdings of CDI's Relevant Interest % Colonial First State Investments Limited ACN 002 348 352 Citibank N A Hong Kong 6,661,003 1.495% Colonial First State Investments Limited ACN 002 348 352 Citicorp Nominees Pty Limited (Australia) 10,069,280 2.259% Avanteos Investments Limited ACN 096 259 979 Colonial First State Investments Limited 34,860 0.008% Colonial First State Investments Limited ACN 002 348 352 Colonial First State Investments Limited 53,231 0.012% Colonial First State Investments Limited ACN 002 348 352 Northern Trust Company 996,628 0.224% Colonial First State Investments Limited ACN 002 348 352 UBS Nominees Pty Ltd 3,181 0.001% 17,818,183 3.998%
Page 3 Transactions on the notification obligation date: Date of Change Registered Company Class Transaction Type Number of Securities Cash Consideration Tuesday, 15 November 2022 Citicorp Nominees Pty Limited (Australia) Chess Depository Interests Sale 4,090 122,689.37 Tuesday, 15 November 2022 Citibank N A Hong Kong Chess Depository Interests Purchase 26,036 780,870.41 Tuesday, 15 November 2022 Citibank N A Hong Kong Chess Depository Interests Purchase 3,303 99,063.41 Tuesday, 15 November 2022 Citibank N A Hong Kong Chess Depository Interests Sale 23,272 697,019.67 Tuesday, 15 November 2022 Citicorp Nominees Pty Limited (Australia) Chess Depository Interests Sale 1,081 32,365.90 Tuesday, 15 November 2022 Citicorp Nominees Pty Limited (Australia) Chess Depository Interests Sale 25,860 774,532.86 Tuesday, 15 November 2022 Citicorp Nominees Pty Limited (Australia) Chess Depository Interests Sale 43,059 1,288,863.52 Tuesday, 15 November 2022 Citibank N A Hong Kong Chess Depository Interests Sale 15,623 467,924.47 Tuesday, 15 November 2022 Citicorp Nominees Pty Limited (Australia) Chess Depository Interests Sale 5,005 149,904.76 Tuesday, 15 November 2022 Citibank N A Hong Kong Chess Depository Interests Sale 5,022 150,413.92 Tuesday, 15 November 2022 Colonial First State Investments Limited Chess Depository Interests Purchase 25 749.49 Tuesday, 15 November 2022 Northern Trust Company Chess Depository Interests Purchase 3,665 109,913.35 Thank you for your attention in this matter. Yours faithfully, Mai Poon Senior Manager Corporate Actions
James Hardie Industries plc Europa House 2nd Floor, Harcourt Centre Harcourt Street, Dublin 2, D02 WR20, Ireland T: +353 (0) 1 411 6924 F: +353 (0) 1 479 1128 James Hardie Industries plc is a limited liability company incorporated in Ireland with its registered office at Europa House 2nd Floor, Harcourt Centre, Harcourt Street, Dublin 2, D02 WR20, Ireland. Directors: Anne Lloyd (Chairperson, USA), Peter-John Davis (Aus), Persio Lisboa (USA), Rada Rodriguez (Sweden), Suzanne B. Rowland (USA), Nigel Stein (UK), Harold Wiens (USA). Chief Executive Officer and Director: Aaron Erter (USA) Company number: 485719 ARBN: 097 829 895 22 November 2022 The Manager Company Announcements Office Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000 Dear Sir/Madam Substantial Holding Notice As required under ASX Listing Rule 3.17.3 please see attached copies of the substantial holding notices received by James Hardie on 18 & 20 November 2022. Regards Joseph C. Blasko General Counsel & Company Secretary This announcement has been authorised for release by the General Counsel and Company Secretary, Mr Joseph C. Blasko.
James Hardie Industries plc Europa House 2nd Floor, Harcourt Centre Harcourt Street, Dublin 2, D02 WR20, Ireland T: +353 (0) 1 411 6924 F: +353 (0) 1 479 1128 James Hardie Industries plc is a limited liability company incorporated in Ireland with its registered office at Europa House 2nd Floor, Harcourt Centre, Harcourt Street, Dublin 2, D02 WR20, Ireland. Directors: Anne Lloyd (Chairperson, USA), Peter-John Davis (Aus), Persio Lisboa (USA), Rada Rodriguez (Sweden), Suzanne B. Rowland (USA), Nigel Stein (UK), Harold Wiens (USA). Chief Executive Officer and Director: Aaron Erter (USA) Company number: 485719 ARBN: 097 829 895 22 November 2022 The Manager Company Announcements Office Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000 Dear Sir/Madam Substantial Holding Notice As required under ASX Listing Rule 3.17.3 please see attached copies of the substantial holding notices received by James Hardie on 18 & 21 November 2022. Regards Joseph C. Blasko General Counsel & Company Secretary This announcement has been authorised for release by the General Counsel and Company Secretary, Mr Joseph C. Blasko.
James Hardie Industries PLC Group Company Secretary Second Floor, Europa House, Harcourt Centre Harcourt Street Dublin 2, Ireland 18 November 2022 Dear Sir/Madam, Re: Disclosure of Holding above 4% Threshold Superannuation and Investments HoldCo Pty Ltd on behalf of its subsidiaries: Avanteos Investments Limited and Colonial First State Investments Limited, have a requirement to make a subsequent disclosure under Section 1048/1050 of the Companies Act 2014. These entities have an aggregated interest in James Hardie Industries PLC, Chess Depository Interests of 4.001% ordinary share capital, as at 17 November 2022. This is based upon 17,829,955 shares held and a total of 445,654,922 voting rights on issue. Superannuation and Investments HoldCo Pty Ltd ACN 644 660 882 Level 15, 400 George Street, Sydney, NSW, 2000, Australia
Page 2 The holdings dissection between entities within Superannuation and Investments HoldCo Pty Ltd before notification obligation on 16 November 2022: Entity Registered Holder Holdings of CDI's Relevant Interest % Colonial First State Investments Limited ACN 002 348 352 Citibank N A Hong Kong 6,604,326 1.482% Colonial First State Investments Limited ACN 002 348 352 Citicorp Nominees Pty Limited (Australia) 10,069,280 2.259% Avanteos Investments Limited ACN 096 259 979 Colonial First State Investments Limited 34,860 0.008% Colonial First State Investments Limited ACN 002 348 352 Colonial First State Investments Limited 53,227 0.012% Colonial First State Investments Limited ACN 002 348 352 Northern Trust Company 975,725 0.219% Colonial First State Investments Limited ACN 002 348 352 UBS Nominees Pty Ltd 3,181 0.001% 17,740,599 3.981% The holdings dissection between entities within Superannuation and Investments HoldCo Pty Ltd on notification obligation on 17 November 2022: Entity Registered Holder Holdings of CDI's Relevant Interest % Colonial First State Investments Limited ACN 002 348 352 Citibank N A Hong Kong 6,604,326 1.482% Colonial First State Investments Limited ACN 002 348 352 Citicorp Nominees Pty Limited (Australia) 10,069,280 2.259% Avanteos Investments Limited ACN 096 259 979 Colonial First State Investments Limited 34,860 0.008% Colonial First State Investments Limited ACN 002 348 352 Colonial First State Investments Limited 53,404 0.012% Colonial First State Investments Limited ACN 002 348 352 Northern Trust Company 1,064,904 0.239% Colonial First State Investments Limited ACN 002 348 352 UBS Nominees Pty Ltd 3,181 0.001% 17,829,955 4.001%
Page 3 Transactions on the notification obligation date: Date of Change Registered Company Class Transaction Type Number of Securities Cash Consideration Thursday, 17 November 2022 Colonial First State Investments Limited Chess Depository Interests Purchase 6 175.13 Thursday, 17 November 2022 Colonial First State Investments Limited Chess Depository Interests Purchase 1 29.19 Thursday, 17 November 2022 Colonial First State Investments Limited Chess Depository Interests Purchase 170 4,962.10 Thursday, 17 November 2022 Colonial First State Investments Limited Chess Depository Interests Sale 31 904.89 Thursday, 17 November 2022 Colonial First State Investments Limited Chess Depository Interests Purchase 31 904.89 Thursday, 17 November 2022 Northern Trust Company Chess Depository Interests Purchase 57,215 1,676,376.61 Thursday, 17 November 2022 Northern Trust Company Chess Depository Interests Purchase 31,964 936,532.41 Thank you for your attention in this matter. Yours faithfully, Mai Poon Senior Manager Corporate Actions
James Hardie Industries PLC Group Company Secretary Second Floor, Europa House, Harcourt Centre Harcourt Street Dublin 2, Ireland 21 November 2022 Dear Sir/Madam, Re: Disclosure of Holding below 4% Threshold Superannuation and Investments HoldCo Pty Ltd on behalf of its subsidiaries: Avanteos Investments Limited and Colonial First State Investments Limited, have a requirement to make a subsequent disclosure under Section 1048/1050 of the Companies Act 2014. These entities have an aggregated interest in James Hardie Industries PLC, Chess Depository Interests of 3.939% ordinary share capital, as at 18 November 2022. This is based upon 17,556,051 shares held and a total of 445,654,922 voting rights on issue. Superannuation and Investments HoldCo Pty Ltd ACN 644 660 882 Level 15, 400 George Street, Sydney, NSW, 2000, Australia
Page 2 The holdings dissection between entities within Superannuation and Investments HoldCo Pty Ltd before notification obligation on 17 November 2022: Entity Registered Holder Holdings of CDI's Relevant Interest % Colonial First State Investments Limited ACN 002 348 352 Citibank N A Hong Kong 6,604,326 1.482% Colonial First State Investments Limited ACN 002 348 352 Citicorp Nominees Pty Limited (Australia) 10,069,280 2.259% Avanteos Investments Limited ACN 096 259 979 Colonial First State Investments Limited 34,860 0.008% Colonial First State Investments Limited ACN 002 348 352 Colonial First State Investments Limited 53,404 0.012% Colonial First State Investments Limited ACN 002 348 352 Northern Trust Company 1,064,904 0.239% Colonial First State Investments Limited ACN 002 348 352 UBS Nominees Pty Ltd 3,181 0.001% 17,829,955 4.001% The holdings dissection between entities within Superannuation and Investments HoldCo Pty Ltd on notification obligation on 18 November 2022: Entity Registered Holder Holdings of CDI's Relevant Interest % Colonial First State Investments Limited ACN 002 348 352 Citibank N A Hong Kong 6,442,886 1.446% Colonial First State Investments Limited ACN 002 348 352 Citicorp Nominees Pty Limited (Australia) 10,028,833 2.250% Avanteos Investments Limited ACN 096 259 979 Colonial First State Investments Limited 35,112 0.008% Colonial First State Investments Limited ACN 002 348 352 Colonial First State Investments Limited 53,526 0.012% Colonial First State Investments Limited ACN 002 348 352 Northern Trust Company 992,513 0.223% Colonial First State Investments Limited ACN 002 348 352 UBS Nominees Pty Ltd 3,181 0.001% 17,556,051 3.939%
Page 3 Transactions on the notification obligation date: Date of Change Registered Company Class Transaction Type Number of Securities Cash Consideration Thursday, 17 November 2022 Citibank N A Hong Kong Chess Depository Interests Purchase 1,832 53,921.38 Thursday, 17 November 2022 Citibank N A Hong Kong Chess Depository Interests Purchase 844 24,669.10 Thursday, 17 November 2022 Citibank N A Hong Kong Chess Depository Interests Purchase 6,654 194,488.37 Thursday, 17 November 2022 Citibank N A Hong Kong Chess Depository Interests Purchase 14,439 424,984.10 Thursday, 17 November 2022 Citibank N A Hong Kong Chess Depository Interests Sale 40,000 1,186,904.00 Friday, 18 November 2022 Citibank N A Hong Kong Chess Depository Interests Purchase 4,663 138,683.12 Friday, 18 November 2022 Citibank N A Hong Kong Chess Depository Interests Purchase 1,394 41,444.80 Friday, 18 November 2022 Citibank N A Hong Kong Chess Depository Interests Sale 34,923 1,036,560.04 Friday, 18 November 2022 Citibank N A Hong Kong Chess Depository Interests Sale 23,422 695,195.41 Friday, 18 November 2022 Citicorp Nominees Pty Limited (Australia) Chess Depository Interests Sale 7,505 222,758.16 Friday, 18 November 2022 Citibank N A Hong Kong Chess Depository Interests Sale 7,532 223,559.55 Friday, 18 November 2022 Citicorp Nominees Pty Limited (Australia) Chess Depository Interests Sale 32,942 976,433.82 Friday, 18 November 2022 Colonial First State Investments Limited Chess Depository Interests Purchase 7 208.18 Friday, 18 November 2022 Colonial First State Investments Limited Chess Depository Interests Purchase 115 3,420.10 Friday, 18 November 2022 Colonial First State Investments Limited Chess Depository Interests Sale 1 29.73 Friday, 18 November 2022 Colonial First State Investments Limited Chess Depository Interests Purchase 1 29.74 Friday, 18 November 2022 Colonial First State Investments Limited Chess Depository Interests Purchase 252 7,469.28 Friday, 18 November 2022 Citibank N A Hong Kong Chess Depository Interests Sale 85,389 2,531,681.38 Friday, 18 November 2022 Northern Trust Company Chess Depository Interests Sale 205 6,057.75 Friday, 18 November 2022 Northern Trust Company Chess Depository Interests Sale 72,186 2,140,293.24 Thank you for your attention in this matter. Yours faithfully, Mai Poon Senior Manager Corporate Actions
James Hardie Industries plc Europa House 2nd Floor, Harcourt Centre Harcourt Street, Dublin 2, D02 WR20, Ireland T: +353 (0) 1 411 6924 F: +353 (0) 1 479 1128 James Hardie Industries plc is a limited liability company incorporated in Ireland with its registered office at Europa House 2nd Floor, Harcourt Centre, Harcourt Street, Dublin 2, D02 WR20, Ireland. Directors: Anne Lloyd (Chairperson, USA), Peter-John Davis (Aus), Persio Lisboa (USA), Rada Rodriguez (Sweden), Suzanne B. Rowland (USA), Nigel Stein (UK), Harold Wiens (USA). Chief Executive Officer and Director: Aaron Erter (USA) Company number: 485719 ARBN: 097 829 895 23 November 2022 The Manager Company Announcements Office Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000 Dear Sir/Madam Substantial Holding Notice As required under ASX Listing Rule 3.17.3 please see attached a copy of the substantial holding notice received by James Hardie on 21 November 2022. Regards Joseph C. Blasko General Counsel & Company Secretary This announcement has been authorised for release by the General Counsel and Company Secretary, Mr Joseph C. Blasko.
James Hardie Industries plc Europa House 2nd Floor, Harcourt Centre Harcourt Street, Dublin 2, D02 WR20, Ireland T: +353 (0) 1 411 6924 F: +353 (0) 1 479 1128 James Hardie Industries plc is a limited liability company incorporated in Ireland with its registered office at Europa House 2nd Floor, Harcourt Centre, Harcourt Street, Dublin 2, D02 WR20, Ireland. Directors: Anne Lloyd (Chairperson, USA), Peter-John Davis (Aus), Persio Lisboa (USA), Rada Rodriguez (Sweden), Suzanne B. Rowland (USA), Nigel Stein (UK), Harold Wiens (USA). Chief Executive Officer and Director: Aaron Erter (USA) Company number: 485719 ARBN: 097 829 895 29 November 2022 The Manager Company Announcements Office Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000 Dear Sir/Madam Substantial Holding Notice As required under ASX Listing Rule 3.17.3 please see attached copies of the substantial holding notices received by James Hardie on 28 November 2022. Regards Joseph C. Blasko General Counsel & Company Secretary This announcement has been authorised for release by the General Counsel and Company Secretary, Mr Joseph C. Blasko.
The holdings dissection between entities within CBA before notification obligation on 23 rd November 2022: Entity Registered Holder Holdings of Relevant CDls Interest % Avanteos Investments Limited Colonial First State Investments 35,203 0.008% Limited Colonial First State Investments Limited Colonial First State Investments 54,056 0.012% Limited Commonwealth Bank Officers Superannuation Corporation Pty State Street Australia Limited 242,389 0.054% Limited Colonial First State Investments Limited Citibank N A Hong Kong 6,331,642 1.421% Colonial First State Investments Limited Northern Trust Company 927,088 0.208% Colonial First State Investments Limited Citicorp Nominees Pty Limited 10,022,826 2.249% (Australia) Colonial First State Investments Limited UBS Nominees Pty Ltd 31,553 0.007% ASB Group Investments Limited BNP Paribas Securities 164,874 0.037% Total 17 , 809 , 631 3.996% The holdings dissection between entities within CBA after notification obligation on 24th November 2022: Entity Avanteos Investments Limited Colonial First State Investments Limited Commonwealth Bank Officers Superannuation Corporation Pty Limited Colonial First State Investments Limited Colonial First State Investments Limited Colonial First State Investments Limited Colonial First State Investments Limited ASB Group Investments Limited 2 Commonwealth Bank of Australia I ABN 48 123 123 124 Registered Holder Colonial First State Investments Limited Colonial First State Investments Limited State Street Australia Limited Citibank N A Hong Kong Northern Trust Company Citicorp Nominees Pty Limited (Australia) UBS Nominees Pty Ltd BNP Paribas Securities Total Holdings of Relevant CDls Interest % 35,069 0.008% 53,904 0.012% 242,389 0.054% 6,300,897 1.414% 1,033,523 0.232% 10,011,115 2.246% 31,046 0.007% 164,874 0.037% 17 , 872 , 817 4.010%
Date of Change Registered Company Class Thursday, 24 November Citibank N A Hong Kong Chess Depository 2022 Interests Thursday, 24 November Citibank N A Hong Kong Chess Depository 2022 Interests Thursday, 24 November Citicorp Nominees Pty Limited Chess Depository 2022 (Australia) Interests Thursday, 24 November Citibank N A Hong Kong Chess Depository 2022 Interests Thursday, 24 November Citicorp Nominees Pty Limited Chess Depository 2022 (Australia) Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests Thursday, 24 November Colonial First State Chess Depository 2022 Investments Limited Interests 3 Commonwealth Bank of Australia I ABN 48 123 123 124 Transaction Type Sale Sale Sale Sale Sale Sale Purchase Purchase Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Purchase Purchase Sale Sale Purchase Sale Sale Number of Cash Securities Consideration 16,300 486,970.65 10,931 326,569.09 3,502 104,624.00 3,514 104,982.51 8,209 247,445.53 134 3,995.88 3 89.89 7 209.75 4 119.28 7 208.74 1 29.82 3 89.46 1 29.82 4 119.28 4 119.28 1 29.82 10 298.20 10 298.20 4 119.28 11 328.02 3 89.46 41 1,228.54 54 1,618.08 2 59.64 17 506.94 10 299.65 4 119.28 4 119.28 Transactions giving rise to notification:
EXHIBIT 99.6
Media Release 2 December 2022 Sydney, Australia 1 December 2022 Chicago, USA |  | ||||
James Hardie Industries Announces Appointment of New Non-Executive Director
Ms Renee Peterson appointed as a Non-Executive Director of the Board
James Hardie Industries plc (ASX: JHX; NYSE: JHX), the world’s #1 producer and marketer of high-performance fiber cement and fiber gypsum building solutions, is pleased to announce the appointment of Renee J. Peterson as an independent non-executive director of James Hardie effective 30 November 2022.
Ms Peterson is currently Vice President and CFO for The Toro Company, a leading worldwide provider of innovative solutions for the outdoor environment with responsibility for all aspects of finance, information technology and investor relations.
She previously served as Eaton Corporation’s Vice President of Finance and Planning for the company’s truck and automotive segments. Prior to joining Eaton, Ms Peterson served in various financial leadership positions of increasing responsibility at Honeywell International over 25-years.
Ms Peterson’s career has spanned several different areas within the industrial sector, including aerospace, automotive, construction and consumer products.
She earned her Bachelor of Science degree in accounting from St. Cloud State University Herberger Business School and an MBA from the University of Minnesota. She is a certified public accountant (inactive) and holds a six-sigma green belt certification. She is a resident of the United States.
Commenting on the appointment, Anne Lloyd, Chairperson of James Hardie, said “I am delighted Renee has agreed to join our Board. She brings significant finance, information technology and overall influential leadership experience to James Hardie. Renee will be a valuable addition to the Board.”
Following Ms Peterson’s appointment, the Board now has 8 non-executive directors and anticipates adding at least one additional non-executive director in the next 6 months as it continues the Board refresh process.
Ms Peterson’s full biography is available on James Hardie’s investor relations website at www.ir.jameshardie.com.au.
Media Release 2 December 2022 Sydney, Australia 1 December 2022 Chicago, USA | | ||||
Forward-Looking Statements | ||
This Media Release contains forward-looking statements and information that are necessarily subject to risks, uncertainties, and assumptions. Many factors could cause the actual results, performance or achievements of James Hardie to be materially different from those expressed or implied in this release, including, among others, the risks and uncertainties set forth in Section 3 “Risk Factors” in James Hardie’s Annual Report on Form 20-F for the year ended 31 March 2022; changes in general economic, political, governmental and business conditions globally and in the countries in which James Hardie does business; changes in interest rates; changes in inflation rates; changes in exchange rates; the level of construction generally; changes in cement demand and prices; changes in raw material and energy prices; changes in business strategy and various other factors. Should one or more of these risks or uncertainties materialize, or should underlying assumptions prove incorrect, actual results may vary materially from those described herein. James Hardie assumes no obligation to update or correct the information contained in this Media Release except as required by law.
This media release has been authorized by Mr. Jason Miele, Chief Financial Offer.
END
Investor/Media/Analyst Enquiries:
James Brennan-Chong
Director of Investor Relations and Market Intelligence
Telephone: +61 2 9638 9205
Email: media@jameshardie.com.au
James Hardie Industries plc is a limited liability company incorporated in Ireland with its registered office at Europa House, 2nd Floor, Harcourt Centre, Harcourt Street, Dublin 2, D02 WR20, Ireland
| Media Release: James Hardie Industries Announces Appointment of New Non-Executive Director | 2 | ||||
EXHIBIT 99.7 Appendix 3X Initial Director’s Interest Notice | ||
Rule 3.19A.1
Appendix 3X
Initial Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity | James Hardie Industries plc | ||||
ARBN | 097 829 895 | ||||
We (the entity) give ASX the following information under listing rule 3.19A.1 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Renee Peterson | ||||
| Date of appointment | 30 November 2022 | ||||
Part 1 - Director’s relevant interests in securities of which the director is the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Number & class of securities Nil | ||
+ See chapter 19 for defined terms. | ||
11/3/2002 Appendix 3X Page 1
Appendix 3X Initial Director’s Interest Notice | ||
Part 2 – Director’s relevant interests in securities of which the director is not the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest. | Number & class of Securities Nil | ||||
Part 3 – Director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | Not applicable | ||||
Nature of interest | Not applicable | ||||
Name of registered holder (if issued securities) | Not applicable | ||||
No. and class of securities to which interest relates | Not applicable | ||||
+ See chapter 19 for defined terms. | ||
Appendix 3X Page 2 11/3/2002