6-K
Lion Group Holding Ltd (LGHL)
UNITEDSTATES
SECURITIESAND EXCHANGE COMMISSION
Washington,D.C. 20549
Form6-K
REPORTOF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of October 2021
Commission File Number: 001-39301
LION GROUP HOLDING LTD.
NotApplicable
(Translation of registrant’s name into English)
CaymanIslands
**(**Jurisdiction of incorporation or organization)
UnitA-C, 33/F
Tower A, Billion Center
1 Wang Kwong Road
Kowloon Bay
Hong Kong(Address of principal executive office)
Registrant’s phone number, including area code
+(852)2820-9000
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Other Information
Submissionof Matters to a Vote of Security Holders.
On October 15, 2021, Lion Group Holding Ltd. (the “Company”) held the Company’s 2021 Annual Meeting of Shareholders (the “Annual Meeting”). Three items of business were acted upon by the Company’s shareholders at the Annual Meeting, each of which was approved by the shareholders. The voting results were as follows:
1. To ratify, confirm, approve and adopt the appointment of UHY LLP as auditor of the Company for the fiscal year ending December 31, 2021, and to authorize the board of directors of the Company to fix the remuneration of the auditor.
| Share Class | For | Against | Abstain |
|---|---|---|---|
| A^1^ | 7,492,797 | 33,329 | 8,773 |
| B^2^ | 9,843,096 | ||
| 1. | Each Class A Ordinary Share is entitled<br>to one vote per Share | ||
| --- | --- | ||
| 2 | Each Class B Ordinary Share is entitled<br>to ten votes per Share | ||
| --- | --- |
- To increase the maximum number of Class I Directors of the Company to 5.
| Share Class | For | Against | Abstain |
|---|---|---|---|
| A^1^ | 1,550,770 | 115,021 | 5,869,108 |
| B^2^ | 9,843,096 | ||
| 1. | Each Class A Ordinary Share is entitled to one vote per Share | ||
| --- | --- | ||
| 2 | Each Class B Ordinary Share is entitled to ten votes per Share | ||
| --- | --- |
3. To elect the following persons as Class I Directors of the Company, pursuant to the Company’s Articles of Association:
| Nominee | Share Class | For | Against | Abstain |
|---|---|---|---|---|
| Hua LUO | A^1^ | 1,509,534 | 120,695 | 5,904,670 |
| B^2^ | 9,834,096 | |||
| Guandong (Gordon) WANG | A^1^ | 1,490,269 | 120,708 | 5,923,922 |
| B^2^ | 9,843,096 | |||
| Zhixiang ZHANG | A^1^ | 1,491,227 | 135,390 | 5,908,282 |
| B^2^ | 9,843,096 | |||
| Chi Fai CHOI | A^1^ | 1,569,196 | 106,823 | 5,858,880 |
| B^2^ | 9,843,096 | |||
| Yan ZHANG | A^1^ | 1,576,753 | 112,373 | 5,845,773 |
| B^2^ | 9,843,096 | |||
| 1. | Each Class A Ordinary Share is entitled to one vote per Share | |||
| --- | --- | |||
| 2 | Each Class B Ordinary Share is entitled to ten votes per Share | |||
| --- | --- |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: October 15, 2021
| LION GROUP HOLDING LTD. | |
|---|---|
| By: | /s/ Chunning Wang |
| Name: | Chunning Wang |
| Title: | Chief Executive Officer and Director |
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