Mizuho Financial Group Inc 6-K, filed Jun 30, 2020
Mizuho Financial Group Inc (MFG)
About this 6-K
Mizuho Financial Group Inc filed this 6-K on June 30, 2020.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of June 2020
Commission File Number 001-33098
Mizuho Financial Group, Inc.
(Translation of registrant’s name into English)
5-5, Otemachi 1-chome
Chiyoda-ku, Tokyo 100-8176
Japan
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes ☐ No ☒
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82- .
THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE INTO THE PROSPECTUS FORMING A PART OF MIZUHO FINANCIAL GROUP, INC.’S REGISTRATION STATEMENT ON FORM F-3 (FILE NO. 333-233354) AND TO BE A PART OF SUCH PROSPECTUS FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: June 30, 2020 | |
|---|---|
| Mizuho Financial Group, Inc. | |
| By: | /s/ Makoto Umemiya |
| Name: | Makoto Umemiya |
| --- | --- |
| Title: | Senior Managing Executive Officer / Group CFO |
June 30, 2020
To whom it may concern:
Mizuho Financial Group, Inc.
Filing of Extraordinary Report
Mizuho Financial Group, Inc. (“Mizuho Financial Group”) hereby announces that it filed today an extraordinary report concerning the results of the exercise of voting rights at the ordinary general meeting of shareholders of Mizuho Financial Group.
1. Reason for filing
Given that the proposals were adopted or rejected at the 18th Ordinary General Meeting of Shareholders of Mizuho Financial Group held on June 25, 2020, Mizuho Financial Group filed the extraordinary report pursuant to Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act and Article 19, Paragraph 2, Item 9-2 of the Cabinet Office Ordinance on Disclosure of Corporate Affairs.
2. Description of report
| (1) | Date on which the ordinary general meeting of shareholders was held |
|---|---|
| June 25, 2020 | |
| --- | |
| (2) | Details of matters to be resolved |
| --- | --- |
| Company’s proposal (Proposals 1 through 3) | |
| --- | --- |
| Proposal 1: | Appointment of thirteen (13) directors |
| It was proposed that Messrs. Tatsufumi Sakai, Satoshi Ishii, Motonori Wakabayashi, Makoto Umemiya, Hiroaki Ehara, Yasuhiro Sato, Hisaaki Hirama, Tetsuo Seki, Tatsuo Kainaka, Yoshimitsu Kobayashi, Ryoji Sato and Masami Yamamoto and<br>Ms. Izumi Kobayashi, thirteen (13) in total, be appointed to assume the office of director. | |
| Proposal 2: | The share consolidation |
| Proposal 3: | Partial amendment to the Articles of Incorporation |
| Company’s Proposal and Shareholders’ Proposal (Proposal 4) | |
| Proposal 4: | Partial amendment to the Articles of Incorporation (amendment to the Articles of Incorporation regarding organizations that decide dividends from surplus and other related matters) |
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| Shareholders’ proposal (Proposals 5 through 9) | |
|---|---|
| Proposal 5: | Partial amendment to the Articles of Incorporation (disclosure of a plan outlining the company’s business strategy to align its investments with the goals of the Paris Agreement) |
| Proposal 6: | Partial amendment to the Articles of Incorporation (description of shareholders’ proposals in the reference materials for the General Meeting of Shareholders) |
| Proposal 7: | Partial amendment to the Articles of Incorporation (prohibition with respect to the abuse of a dominant bargaining position, such as an act in which Mizuho Bank, which has a dominant bargaining position, exerts undue pressure on a<br>client company at which a shareholder who submitted a shareholders’ proposal is employed, thereby pressuring such shareholder not to submit the proposal and not to ask questions at the general meetings of shareholders, thereby causing an<br>unreasonable disadvantage to shareholders) |
| Proposal 8: | Partial amendment to the Articles of Incorporation (prohibition with respect to the abuse of a dominant bargaining position, such as an act in which Mizuho Bank, which has a dominant bargaining position, exerts undue pressure on an<br>attorney for the other party of a dispute and causes an unreasonable disadvantage to clients and other stakeholders of the Mizuho group) |
| Proposal 9: | Partial amendment to the Articles of Incorporation (establishing a point of contact for whistleblowing) |
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| (3) | Number of voting rights for approval, disapproval and abstentions in the matters to be resolved, and theapproval requirements and voting results thereof | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Matters to be resolved | Number of<br>approvals<br>(units) | Number of<br>disapprovals<br>(units) | Number of<br>abstentions<br>(units) | Approval<br>rate (%) | Voting<br>result | |||||
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| Proposal 1 | ||||||||||
| Tatsufumi Sakai | 169,844,360 | 2,458,752 | 292,895 | 98 | Adopted | |||||
| Satoshi Ishii | 169,217,905 | 2,905,989 | 472,112 | 97 | Adopted | |||||
| Motonori Wakabayashi | 169,333,648 | 2,790,246 | 472,112 | 97 | Adopted | |||||
| Makoto Umemiya | 169,252,872 | 2,871,021 | 472,112 | 97 | Adopted | |||||
| Hiroaki Ehara | 169,331,661 | 2,792,178 | 472,166 | 97 | Adopted | |||||
| Yasuhiro Sato | 168,271,223 | 4,031,887 | 292,895 | 97 | Adopted | |||||
| Hisaaki Hirama | 162,862,435 | 9,261,404 | 472,152 | 94 | Adopted | |||||
| Tetsuo Seki | 149,347,355 | 23,025,441 | 223,195 | 86 | Adopted | |||||
| Tatsuo Kainaka | 167,482,522 | 5,069,505 | 43,972 | 96 | Adopted | |||||
| Yoshimitsu Kobayashi | 171,153,790 | 1,398,236 | 43,984 | 98 | Adopted | |||||
| Ryoji Sato | 171,389,368 | 1,162,669 | 43,972 | 98 | Adopted | |||||
| Masami Yamamoto | 151,742,805 | 20,629,994 | 223,191 | 87 | Adopted | |||||
| Izumi Kobayashi | 171,099,894 | 1,452,134 | 43,979 | 98 | Adopted | |||||
| Proposal 2 | 171,320,835 | 1,250,083 | 44,079 | 98 | Adopted | |||||
| Proposal 3 | 171,484,437 | 1,092,436 | 44,091 | 99 | Adopted | |||||
| Proposal 4 | 170,858,704 | 1,690,684 | 44,103 | 98 | Adopted | |||||
| Proposal 5 | 59,570,093 | 112,965,215 | 88,251 | 34 | Rejected | |||||
| Proposal 6 | 54,535,648 | 118,044,663 | 44,543 | 31 | Rejected | |||||
| Proposal 7 | 10,383,266 | 161,976,099 | 263,894 | 5 | Rejected | |||||
| Proposal 8 | 10,283,123 | 162,077,110 | 263,919 | 5 | Rejected | |||||
| Proposal 9 | 10,034,416 | 162,453,027 | 135,004 | 5 | Rejected |
Note: Approval requirements for the adoption of each proposal are as follows:
| • | Approval of a majority of the voting rights held by the shareholders present at the meeting who hold in aggregate<br>not less than one-third (1/3) of the voting rights of the shareholders entitled to exercise their voting rights, is required for the adoption of proposal 1. |
|---|---|
| • | Approval of not less than two-thirds (2/3) of the voting rights held by the shareholders present at the meeting<br>who hold in aggregate not less than one-third (1/3) of the voting rights of the shareholders entitled to exercise their voting rights, is required for the adoption of proposals 2 through 9.<br> |
| --- | --- |
| (4) | Reason for not counting a portion of the voting rights of the shareholders present at the ordinary generalmeeting of shareholders |
| --- | --- |
Since the adoption or rejection of all the proposals was conclusively decided by the exercise of the voting rights prior to the date of this general meeting and the number of voting rights of shareholders in attendance at this general meeting, whose approval or disapproval Mizuho Financial Group was able to confirm, the number of voting rights for approval, disapproval and abstentions does not include those of some of the shareholders present at the general meeting.
-End-
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