Mobix Labs, Inc 8-K, filed Jan 6, 2025
Mobix Labs, Inc (MOBX)
About this 8-K
Mobix Labs, Inc filed this 8-K on January 6, 2025, reporting on events of January 3, 2025.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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FORM
CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders
On January 3, 2025, Mobix Labs, Inc. (the “Company”) held a Special Meeting of Stockholders (the “Meeting”) to vote on five proposals, as described in the definitive proxy statement filed by the Company with the SEC on December 18, 2024 (the “Proxy Statement”). Present at the Meeting were holders of 14,582,869 Class A Common Stock of the Company (the “Class A Common Stock”) and 2,129,901 Class B Common Stock of the Company (the “Class B Common Stock” and, together with the Class A Common Stock, the “Common Stock”) represented in person or by proxy, representing approximately 66.2% of the voting power of the Common Stock as of December 16, 2024, the record date for the Meeting (the “Record Date”), and constituting a quorum for the transaction of business. As of the Record Date, there were 35,810,950 Common Stock issued and outstanding, consisting of 33,806,049 Class A Common Stock and 2,004,901 Class B Common Stock.
At the Meeting, the Company’s stockholders voted on the following proposals, each of which is described in more detail in the Proxy Statement. Capitalized terms used but not defined herein have the meanings assigned to such terms in the Proxy Statement.
Set forth below are the final voting results for all the proposals presented at the Meeting:
Proposal No. 1: The Equity Grant Proposal
The Equity Grant Proposal was approved. The voting results were as follows:
| For | Against | Abstentions | ||
| 28,804,349 | 5,473,784 | 1,603,746 |
Proposal No. 2: The Equity Incentive Plan Amendment Proposal
The Equity Incentive Plan Amendment Proposal was approved. The voting results were as follows:
| For | Against | Abstentions | ||
| 32,932,649 | 2,912,915 | 36,315 |
Proposal No. 3: The 2023 Warrant Exercise Proposal
The 2023 Warrant Exercise Proposal was approved. The voting results were as follows:
| For | Against | Abstentions | ||
| 34,066,211 | 1,804,924 | 10,744 |
Proposal No. 4: The 2024 Warrant Exercise Proposal
The 2024 Warrant Exercise Proposal was approved. The voting results were as follows:
| For | Against | Abstentions | ||
| 35,613,502 | 263,464 | 4,913 |
Proposal No. 5: The Certificate of Incorporation Amendment Proposal
The Certificate of Incorporation Amendment Proposal was not approved. The voting results were as follows:
| For | Against | Abstentions | ||
| 35,685,144 | 175,808 | 20,927 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MOBIX LABS, INC. | ||
| By: | /s/ Keyvan Samini | |
| Name: | Keyvan Samini | |
| Title: | President and Chief Financial Officer | |
Date: January 6, 2025