Neuphoria Therapeutics Inc 6-K, filed Jul 20, 2022
Neuphoria Therapeutics Inc. (NEUP)
About this 6-K
Neuphoria Therapeutics Inc filed this 6-K on July 20, 2022.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
OF THE SECURITIES EXCHANGE ACT OF 1934
For the month of July, 2022
(Commission File No. 001-41157)
BIONOMICS LIMITED
(Translation of registrant’s name into English)
200 Greenhill Road
Eastwood SA 5063
Tel: +618 8150 7400
(Address of registrant’s principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (1):
Yes ☐ No ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (7):
Yes ☐ No ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☐
INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K
On July 20, 2022, the Company lodged a Notification of Issue of Unquoted Equity Securities in relation to the issue of unlisted options under an employee incentive plan on Appendix 3G with the ASX, as required by the laws and regulations of Australia, to disclose a change in interests in securities and contracts of the Company. The Notification of Issue of Unquoted Securities is furnished herewith as Exhibit 99.1 to this report on Form 6-K.
1
EXHIBIT INDEX
|
|
Exhibit
|
Description
|
99.1 |
Appendix 3G_Notification of Issue Conversion or Payment up of Unquoted Equity Securities |
|
|
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.
|
|
|
|
Bionomics Limited |
|
|
(Registrant) |
|
|
|
|
|
By: |
/s/ Errol De Souza
|
|
Name: |
Errol De Souza, Ph.D. |
|
Title: |
Executive Chairman |
Date: July 20, 2022
1
Exhibit 99.1
|
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities |
Announcement Summary
Entity name
BIONOMICS LIMITED
Date of this announcement
Wednesday July 20, 2022
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
ASX +security code Security description BNOAO OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES |
Total number of +securities to be issued/transferred Issue date 7,700,000 15/07/2022 |
Refer to next page for full details of the announcement
Exhibit 99.1
|
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities |
Part 1 - Entity and announcement details
1.1 Name of entity
BIONOMICS LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type ABN 53075582740
1.3 ASX issuer code BNO
1.4 The announcement is
New announcement
1.5 Date of this announcement 20/7/2022
Notification of Issue, Conversion or Payment up of Unquoted 2 / 7
Exhibit 99.1
|
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities |
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
has an existing ASX security code ("existing class")
Exhibit 99.1
|
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities |
Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B
ASX +security code and description
BNOAO : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
Date the +securities the subject of this notification were issued
15/7/2022
Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or +associates being issued +securities.
Name of KMP Name of registered holder Number of +securities
Adrian Hinton 2,000,000
Connor Bernstein 3,500,000
Elizabeth Doolin 2,000,000
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
A summary of the terms of the Employee Incentive Scheme were included in the Notice of Meeting lodged with ASX on 1 November 2021 at https://www.asx.com.au/asxpdf/20211101/pdf/452ftb7z9qmh00.pdf and approved by shareholders on 2 December 2021.
Any other information the entity wishes to provide about the +securities the subject of this notification
Notification of Issue, Conversion or Payment up of Unquoted 4 / 7
Exhibit 99.1
|
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities |
Issue details
Number of +securities
7,700,000
Notification of Issue, Conversion or Payment up of Unquoted 5 / 7
Exhibit 99.1
|
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities |
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
Total number of securities on issue
ASX +security code and description
BNO : ORDINARY FULLY PAID 1,353,350,744
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of securities on issue
ASX +security code and description
BNOAO : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 86,756,617
BNOAS : WARRANTS 142,000,000
Notification of Issue, Conversion or Payment up of Unquoted 6 / 7
Exhibit 99.1
|
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities |
Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
13