Nouveau Monde Graphite Inc 6-K, filed Dec 9, 2022
Nouveau Monde Graphite Inc. (NMG)
About this 6-K
Nouveau Monde Graphite Inc filed this 6-K on December 9, 2022.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of December 2022
Commission File Number: 001-40416
Nouveau Monde
Graphite Inc.
(Translation of registrant’s name into English)
481 rue Brassard
Saint-Michel-des-Saints, Quebec
Canada J0K 3B0
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ¨ Form 40-F x
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b)(1): ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨
INCORPORATION BY REFERENCE
Exhibit 99.1 of this Form 6-K is hereby filed and incorporated by reference into the registrant’s Registration Statement on Form F-10 (File No. 333-256340).
DOCUMENTS TO BE FILED AS PART OF THIS FORM 6-K
| 99.1 | Material Change Report dated December 9, 2022 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, there unto duly authorized.
| Nouveau Monde Graphite Inc. | |
| (Registrant) | |
| Date: December 9, 2022 | /s/ Josée Gagnon |
| Josée Gagnon | |
| Vice President, Legal Affairs & Corporate Secretary | |
Exhibit 99.1
SCHEDULE 51-102F3
Material Change Report
| 1. | Name and Address of the Corporation |
NOUVEAU
MONDE GRAPHITE INC. (the “Corporation”)
481 Rue Brassard
Saint-Michel-des-Saints QC, J0K 3B0
| 2. | Date of Material Change |
December 1, 2022
| 3. | News Release |
A news release, in French and English versions, was issued on December 1, 2022 through Business Wire and filed on SEDAR and EDGAR.
| 4. | Summary of Material Change |
The Corporation announced that is has engaged Hybrid Financial Ltd. (“Hybrid”) to provide assistance in all aspects of a marketing campaign for the Corporation.
| 5. | Full Description of Material Change |
| 5.1 | Full Description of Material Change |
The Corporation announced that it has, subject to all required regulatory approvals, including the approval of the TSX Venture Exchange (the “Exchange”), retained Hybrid to provide assistance in all aspects of a marketing campaign for the Corporation, pursuant to an agreement entered into between the Corporation and Hybrid effective as of December 1, 2022 (the “Hybrid Agreement”).
The services provided by Hybrid to the Corporation are the access and use of a database of registered financial professionals in North America (the “Services”). Hybrid is not promoting the specific purchase or sale of securities. It provides its database, technology, email tracking and call center services to enable the Corporation to disseminate its information to financial professionals only. Hybrid provides its services directly to the Corporation.
Hybrid has agreed to comply with all applicable securities laws and the policies of the Exchange in providing the Services.
Modalities of the Hybrid Agreement
Pursuant to the Hybrid Agreement, Hybrid has been retained by the Corporation for an initial period of six (6) months. Upon expiration of the initial term, the Hybrid Agreement shall be renewed upon written agreement between the parties for successive three-month periods thereafter, unless terminated by the Corporation in accordance with the Hybrid Agreement. Hybrid will be paid a fee in the amount of $15,000 per month, plus applicable taxes, during the initial term and any extensions. Steve Marshall will be the responsible person.
Except the Hybrid Agreement, there is no relationship between Hybrid and the Corporation, nor is there any direct or indirect interest in the Corporation or its securities or any right or intent to acquire such an interest on the part of Hybrid.
| 6. | Reliance on subsection 7.1(2) of Regulation 51-102 |
Not applicable.
| 7. | Omitted Information |
Not applicable.
| 8. | Executive Officer |
For all additional information, please contact:
Ms. Josée
Gagnon
Vice President – Legal Affairs and Secretary
Telephone: (450) 757-8905
| 9. | Date of Report |
December 9, 2022