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Nomura Holdings Inc 6-K, filed Jan 31, 2020

Nomura Holdings Inc (NMR)

6-K 2020-01-31 For: 2020-01-31
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Added on April 09, 2026

About this 6-K

Nomura Holdings Inc filed this 6-K on January 31, 2020.

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FORM6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of January 2020

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address ofprincipal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X             Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

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Information furnished on this form:

EXHIBIT

Exhibit Number
1. (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act
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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

NOMURA HOLDINGS, INC.
Date: January 31, 2020 By: /s/ Go Sugiyama
Go Sugiyama
Senior Managing Director
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[Translation of Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on January 31, 2020]

1. Reason for Submission

As a change in Representative Executive Officers has been resolved at the Board of Directors meeting held on January 30, 2020, the Company hereby files this Extraordinary Report pursuant to Article 24-5, Clause 4 of Financial Instruments and Exchange Act and Article 19, Clause 2, Item 9 of Cabinet Office Ordinance on Disclosure of Corporate Information, Etc.

2. Matters Reported

(1) Representative Executive Officer to retire

Name<br> <br>(Date of<br>Birth) New Title and<br><br><br>Position Former Title<br>and<br> <br>Position Number of Shareholdings<br> <br>(in<br>hundreds) Date of Change
Shoichi Nagamatsu<br> <br>(Jul. 6,<br>1958) Director Director, Representative<br><br><br>Executive Officer,<br><br><br>Deputy President 2,115 Mar 31, 2020

øThe Number of Shareholdings is stated as of September 30, 2019.

(2) Representative Executive Officer to be appointed

Title and Position Name<br><br><br>(Date of Birth) Date of Change Number of<br>  Shareholdings<br><br><br>(in hundreds) Business Experience
Representative<br><br><br>Executive Officer Toshio Morita<br><br><br>(Apr. 17, 1961) Apr. 1, 2020 2,417 Apr. 1985 Joined the Company
Apr. 2008 Senior Managing Director of Nomura Securities Co., Ltd.
Oct. 2008 Senior Managing Director of Nomura Securities Co., Ltd.
Apr. 2010 Senior Corporate Managing Director of Nomura Securities Co., Ltd.
Apr. 2011 Senior Corporate Managing Director of the Company
Apr. 2012 Senior Corporate Managing Director of the Company<br><br><br><br> <br>Senior Corporate Managing Director of Nomura Securities Co., Ltd.
Aug. 2012 Executive Managing Director of the Company<br><br><br><br> <br>Executive Vice President of Nomura Securities Co., Ltd.
Apr. 2015 Executive Managing Director of the Company<br><br><br><br> <br>Executive Managing Director and Executive Vice President of Nomura Securities Co.,<br>Ltd.
Apr. 2016 Representative Executive Officer and Deputy President of Nomura Securities Co., Ltd.
Apr. 2017 Executive Managing Director of the Company Director<br><br><br><br> <br>Representative Executive Officer and President of Nomura Securities Co.,<br>Ltd.
Apr. 2018 Executive Managing Director and Group<br>Co-COO of the Company<br> <br><br> <br>Director,<br>Representative Executive Officer and President of Nomura Securities Co., Ltd.
Apr. 2019 Executive Managing Director and Group Co-COO of the Company (Current)<br> <br><br> <br>Representative<br>Director and President of Nomura Securities Co., Ltd. (Current)

øThe Number of Shareholdings is stated as of September 30, 2019.

END