Nomura Holdings Inc 6-K, filed Sep 14, 2023
Nomura Holdings Inc (NMR)
About this 6-K
Nomura Holdings Inc filed this 6-K on September 14, 2023.
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FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of September 2023
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
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Information furnished on this form:
| Exhibit Number | ||
| 1. | (English Translation) Share Buyback Report for the reporting month from August 1, 2023 to August 31, 2023. | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||
| Date: September 14, 2023 |
By: |
/s/ Yoshifumi Kishida | ||
| Yoshifumi Kishida | ||||
| Senior Managing Director | ||||
Table of Contents
[Translation of Share Buyback Report for the reporting month from August 1, 2023 to August 31, 2023
filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on September 14, 2023]
Class of Shares: Common Stock
| 1. | Status of repurchase |
| (1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
Not applicable
| (2) | Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”) |
as of August 31, 2023
| Number of Shares | Total Repurchase Amount (JPY) |
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| Authorization pursuant to the resolution of the Board (April 26, 2023) (Period of repurchase: from May 16, 2023 to March 29, 2024 (excluding the ten business days following the announcement of each quarterly financial results)) |
35,000,000 | 20,000,000,000 | ||||||||
| Repurchases during this reporting month (Date of repurchase) |
(Date) August 17 August 18 August 21 August 22 August 23 August 24 August 25 August 28 August 29 August 30 August 31 |
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2,124,600 2,010,000 2,074,800 1,060,000 1,516,500 1,720,000 1,461,700 1,348,500 1,325,300 1,325,300 1,325,300 |
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1,127,480,030 1,072,694,860 1,112,597,920 575,783,830 823,621,830 944,228,080 803,470,410 751,953,970 746,431,230 751,445,950 750,425,740 |
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| Total |
— | 17,292,000 | 9,460,133,850 | |||||||
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| Aggregate shares repurchased as of the end of this reporting month |
17,292,000 | 9,460,133,850 | ||||||||
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| Progress of share repurchase (%) |
49.4 | 47.3 | ||||||||
| 2. | Status of disposition |
as of August 31, 2023
| Number of shares disposed in the reporting month |
Aggregate amount of disposition (JPY) |
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| Treasury shares disposed subject to procedures for issuance of new shares |
(Date) — |
— | — | |||||||
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| Subtotal |
— | — | — | |||||||
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| Treasury shares canceled |
(Date) — |
— | — | |||||||
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| Subtotal |
— | — | — | |||||||
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| Treasury shares transferred upon merger, share exchange, share delivery or demerger |
(Date) — |
— | — | |||||||
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| Subtotal |
— | — | — | |||||||
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| Other (upon request for purchasing “less-than-a-full-unit shares”) |
(Date) — |
— | — | |||||||
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| Subtotal |
— | — | — | |||||||
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| Other (exercise of stock acquisition rights) |
(Date) August 2 August 3 August 8 August 10 August 16 August 23 August 29 |
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4,000 1,300 23,600 35,100 4,400 21,300 45,000 |
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4,000 1,300 23,600 35,100 4,400 21,300 45,000 |
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| Subtotal |
— | 134,700 | 134,700 | |||||||
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| Other (delivery of shares under Restricted Stock Units plan) |
(Date) — |
— | — | |||||||
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| Subtotal |
— | — | — | |||||||
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| Total |
— | 134,700 | 134,700 | |||||||
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| 3. | Status of shares held in treasury |
as of August 31, 2023
| As of the end of the reporting month |
Number of Shares | |||
| Total number of issued shares |
3,163,562,601 | |||
| Number of shares held in treasury |
132,458,821 | |||
Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on or before August 31, 2023.