Nomura Holdings Inc 6-K, filed Aug 3, 2022

Nomura Holdings Inc (NMR)

6-K 2022-08-03 For: 2022-08-03

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Added on July 04, 2026

About this 6-K

Nomura Holdings Inc filed this 6-K on August 3, 2022.

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	NOMURA HOLDINGS, INC.

Date: August 3, 2022	By:	/s/ Yoshifumi Kishida
		Yoshifumi Kishida
		Senior Managing Director


Date:		August 3, 2022
Company name (code number):		Nomura Holdings, Inc. (8604)
Stock exchange listings:		(In Japan) Tokyo, Nagoya (Overseas) New York, Singapore
Representative:		Kentaro Okuda President and Group CEO, Nomura Holdings, Inc.
For inquiries:		Junko Tago Managing Director, Head of Investor Relations, Nomura Holdings, Inc. Tel: (Country Code 81) 3-5255-1000 URL: https://www.nomura.com


	(Rounded to nearest million)
	For the three months ended June 30
	2021						2022

	(Millions of yen, except per share data)
				% Change from June 30, 2020						% Change from June 30, 2021
Total revenue		405,172			(21.2	%)		409,968			1.2	%
Net revenue		353,275			(23.3	%)		299,028			(15.4	%)
Income before income taxes		78,533			(56.8	%)		11,733			(85.1	%)
Net income attributable to Nomura Holdings, Inc. (“NHI”) shareholders		48,487			(66.0	%)		1,696			(96.5	%)
Comprehensive income		51,220			(64.7	%)		169,507			230.9	%
Basic-Net income attributable to NHI shareholders per share (Yen)		16.12						0.56
Diluted-Net income attributable to NHI shareholders per share (Yen)		15.59						0.52
Return on shareholders’ equity - annualized		7.1	%					0.2	%


	At March 31			At June 30
	2022			2022

	(Millions of yen, except per share data)
Total assets		43,412,156			48,903,281
Total equity		2,972,803			3,115,125
Total NHI shareholders’ equity		2,914,605			3,055,483
Total NHI shareholders’ equity as a percentage of total assets		6.7	%		6.2	%
Total NHI shareholders’ equity per share (Yen)		965.80			1,017.18


	For the year ended March 31
	2022		2023		2023 (Plan)

	(Yen amounts)
Dividends per share
Dividends record dates
At June 30		—		—		—
At September 30		8.00		—		Unconfirmed
At December 31		—		—		—
At March 31		14.00		—		Unconfirmed
For the year		22.00		—		Unconfirmed

Nomura Holdings Inc 6-K, filed Aug 3, 2022

About this 6-K

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Exhibit Number

1.		Financial Summary – Three months ended June 30, 2022.


1. Qualitative Information of the Quarterly Consolidated Results			P. 2

(1) Consolidated Operating Results			P. 2
(2) Consolidated Financial Position			P. 4
(3) Consolidated Earnings Forecasts			P. 4
(4) Risks related to the COVID-19 pandemic			P. 4

2. Quarterly Consolidated Financial Statements			P. 5

(1) Consolidated Balance Sheets			P. 6
(2) Consolidated Statements of Income			P. 8
(3) Consolidated Statements of Comprehensive Income			P. 9
(4) Note with respect to the Assumption as a Going Concern			P. 9
(5) Segment Information – Operating Segment			P.10
(6) Significant Changes in Equity			P.11

3. Supplementary Information			P.12

(1) Consolidated Statements of Income – Quarterly Comparatives			P.12
(2) Business Segment Information – Quarterly Comparatives			P.13
(3) Other			P.14


	Billions of yen						% Change
	For the three months ended						(B-A)/(A)
	June 30, 2021 (A)			June 30, 2022 (B)			(B-A)/(A)
Net revenue		353.3			299.0			(15.4	)
Non-interest expenses		274.7			287.3			4.6

Income (loss) before income taxes		78.5			11.7			(85.1	)
Income tax expense		28.5			11.3			(60.3	)

Net income (loss)		50.0			0.4			(99.2	)

Less: Net income (loss) attributable to noncontrolling interests		1.5			(1.3	)		—

Net income (loss) attributable to NHI shareholders		48.5			1.7			(96.5	)

Return on shareholders’ equity - annualized		7.1	%		0.2	%		—


	Millions of yen
	March 31, 2022			June 30, 2022			Increase/ (Decrease)
ASSETS
Cash and cash deposits:
Cash and cash equivalents		3,316,238			3,476,966			160,728
Time deposits		320,754			292,016			(28,738	)
Deposits with stock exchanges and other segregated cash		426,519			424,513			(2,006	)

Total cash and cash deposits		4,063,511			4,193,495			129,984

Loans and receivables:
Loans receivable		3,579,727			4,053,945			474,218
Receivables from customers		417,661			521,500			103,839
Receivables from other than customers		1,069,660			1,190,654			120,994
Allowance for credit losses		(66,346	)		(70,100	)		(3,754	)

Total loans and receivables		5,000,702			5,695,999			695,297

Collateralized agreements:
Securities purchased under agreements to resell		11,879,312			14,192,423			2,313,111
Securities borrowed		4,997,129			5,005,024			7,895

Total collateralized agreements		16,876,441			19,197,447			2,321,006

Trading assets and private equity and debt investments:
Trading assets*		15,230,817			17,559,740			2,328,923
Private equity and debt investments*		65,193			59,428			(5,765	)

Total trading assets and private equity and debt investments		15,296,010			17,619,168			2,323,158

Other assets:
Office buildings, land, equipment and facilities (net of accumulated depreciation and amortization of ¥426,081 million as of March 31, 2022 and ¥460,945 million as of June 30, 2022)		419,047			432,335			13,288
Non-trading debt securities*		484,681			471,597			(13,084	)
Investments in equity securities*		133,897			129,070			(4,827	)
Investments in and advances to affiliated companies*		364,281			380,208			15,927
Other		773,586			783,962			10,376

Total other assets		2,175,492			2,197,172			21,680

Total assets		43,412,156			48,903,281			5,491,125


	Millions of yen
	For the three months ended June 30, 2022
Common stock
Balance at beginning of year		594,493

Balance at end of period		594,493

Additional paid-in capital
Balance at beginning of year		697,507
Stock-based compensation awards		(19,392	)

Balance at end of period		678,115

Retained earnings
Balance at beginning of year		1,606,987
Net income attributable to NHI shareholders		1,696
Loss on sales of treasury stock		(1,904	)

Balance at end of period		1,606,779

Accumulated other comprehensive income (loss)
Cumulative translation adjustments
Balance at beginning of year		136,912
Net change during the period		142,452

Balance at end of period		279,364

Defined benefit pension plans
Balance at beginning of year		(43,803	)
Pension liability adjustment		786

Balance at end of period		(43,017	)

Own credit adjustments
Balance at beginning of year		34,864
Own credit adjustments		23,426

Balance at end of period		58,290

Balance at end of period		294,637

Common stock held in treasury
Balance at beginning of year		(112,355	)
Repurchases of common stock		(23,209	)
Sale of common stock		0
Common stock issued to employees		17,023

Balance at end of period		(118,541	)

Total NHI shareholders’ equity

Balance at end of period		3,055,483

Noncontrolling interests
Balance at beginning of year		58,198
Net change during the period		1,444

Balance at end of period		59,642

Total equity

Balance at end of period		3,115,125


	Millions of yen					% Change
	For the three months ended					(B-A)/(A)
	June 30, 2021 (A)		June 30, 2022 (B)			(B-A)/(A)
Net revenue

Business segment information:
Retail		84,986		71,386			(16.0	)
Investment Management		63,482		7,579			(88.1	)
Wholesale		132,777		198,987			49.9

Subtotal		281,245		277,952			(1.2	)
Other		68,659		23,925			(65.2	)

Net revenue		349,904		301,877			(13.7	)

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		3,371		(2,849	)		—

Net revenue		353,275		299,028			(15.4	)


Non-interest expenses

Business segment information:
Retail		65,964		66,470			0.8
Investment Management		18,569		19,293			3.9
Wholesale		161,134		173,715			7.8

Subtotal		245,667		259,478			5.6
Other		29,075		27,817			(4.3	)

Non-interest expenses		274,742		287,295			4.6

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		—		—			—

Non-interest expenses		274,742		287,295			4.6


	Millions of yen													% Change			Millions of yen
	For the three months ended																For the year ended March 31, 2022
	June 30, 2021		September 30, 2021		December 31, 2021			March 31, 2022(A)			June 30, 2022(B)			(B-A)/(A)			For the year ended March 31, 2022
Revenue:
Commissions		82,886		91,636		82,573			75,249			70,431			(6.4	)		332,344
Fees from investment banking		35,703		33,901		46,020			33,979			27,285			(19.7	)		149,603
Asset management and portfolio service fees		64,044		67,193		69,891			68,857			68,250			(0.9	)		269,985
Net gain on trading		51,994		91,142		106,806			118,857			141,918			19.4			368,799
Gain (loss) on private equity and debt investments		25,988		475		4,619			(314	)		(4,535	)		—			30,768
Interest and dividends		64,536		69,925		82,636			67,125			109,049			62.5			284,222
Gain (loss) on investments in equity securities		3,468		2,082		(2,586	)		2,482			(1,742	)		—			5,446
Other		76,553		22,855		13,793			39,631			(688	)		—			152,832

Total revenue		405,172		379,209		403,752			405,866			409,968			1.0			1,593,999
Interest expense		51,897		60,343		52,787			65,082			110,940			70.5			230,109

Net revenue		353,275		318,866		350,965			340,784			299,028			(12.3	)		1,363,890

Non-interest expenses:
Compensation and benefits		135,603		129,245		139,035			125,623			143,061			13.9			529,506
Commissions and floor brokerage		26,816		27,397		24,130			26,861			28,488			6.1			105,204
Information processing and communications		44,099		45,136		46,596			48,488			49,732			2.6			184,319
Occupancy and related depreciation		16,716		17,846		17,507			17,673			16,359			(7.4	)		69,742
Business development expenses		3,294		3,902		4,400			4,045			4,699			16.2			15,641
Other		48,214		76,873		39,197			68,571			44,956			(34.4	)		232,855

Total non-interest expenses		274,742		300,399		270,865			291,261			287,295			(1.4	)		1,137,267

Income before income taxes		78,533		18,467		80,100			49,523			11,733			(76.3	)		226,623
Income tax expense		28,540		12,984		18,482			20,084			11,340			(43.5	)		80,090

Net income		49,993		5,483		61,618			29,439			393			(98.7	)		146,533

Less: Net income (loss) attributable to noncontrolling interests		1,506		2,270		1,285			(1,524	)		(1,303	)		—			3,537

Net income attributable to NHI shareholders		48,487		3,213		60,333			30,963			1,696			(94.5	)		142,996


	Yen													% Change			Yen


	Millions of yen												% Change			Millions of yen
	For the three months ended															For the year ended
	June 30, 2021		September 30, 2021		December 31, 2021			March 31, 2022(A)		June 30, 2022(B)			(B-A)/(A)			March 31, 2022
Net revenue

Business segment information:
Retail		84,986		85,191		87,351			70,457		71,386			1.3			327,985
Investment Management		63,482		34,329		40,108			10,074		7,579			(24.8	)		147,993
Wholesale		132,777		172,669		202,709			194,900		198,987			2.1			703,055

Subtotal		281,245		292,189		330,168			275,431		277,952			0.9			1,179,033
Other		68,659		24,809		21,568			64,198		23,925			(62.7	)		179,234

Net revenue		349,904		316,998		351,736			339,629		301,877			(11.1	)		1,358,267

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		3,371		1,868		(771	)		1,155		(2,849	)		—			5,623

Net revenue		353,275		318,866		350,965			340,784		299,028			(12.3	)		1,363,890


Non-interest expenses

Business segment information:
Retail		65,964		68,207		69,316			65,258		66,470			1.9			268,745
Investment Management		18,569		19,300		19,757			18,852		19,293			2.3			76,478
Wholesale		161,134		147,700		161,875			157,854		173,715			10.0			628,563

Subtotal		245,667		235,207		250,948			241,964		259,478			7.2			973,786
Other		29,075		65,192		19,917			49,297		27,817			(43.6	)		163,481

Non-interest expenses		274,742		300,399		270,865			291,261		287,295			(1.4	)		1,137,267

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		—		—		—			—		—			—			—

Non-interest expenses		274,742		300,399		270,865			291,261		287,295			(1.4	)		1,137,267