Nomura Holdings Inc 6-K, filed Jul 30, 2024

Nomura Holdings Inc (NMR)

6-K 2024-07-30 For: 2024-07-30

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Added on July 04, 2026

About this 6-K

Nomura Holdings Inc filed this 6-K on July 30, 2024.

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	NOMURA HOLDINGS, INC.

Date: July 30, 2024	By:	/s/ Yoshifumi Kishida
		Yoshifumi Kishida
		Senior Managing Director


Date:		July 30, 2024
Company name (code number):		Nomura Holdings, Inc. (8604)
Stock exchange listings:		(In Japan) Tokyo, Nagoya (Overseas) New York, Singapore
Representative:		Kentaro Okuda President and Group CEO, Nomura Holdings, Inc.
For inquiries:		Junko Tago Managing Director, Head of Investor Relations, Nomura Holdings, Inc. Tel: (Country Code 81) 3-5255-1000 URL: https://www.nomura.com


	(Rounded to nearest million)
	(Millions of yen, except per share data)
	For the three months ended June 30
	2023						2024
				% Change from June 30, 2022						% Change from June 30, 2023
Total revenue		893,353			117.9	%		1,217,885			36.3	%
Net revenue		348,913			16.7	%		454,442			30.2	%
Income before income taxes		46,310			294.7	%		102,931			122.3	%
Net income attributable to Nomura Holdings, Inc. (“NHI”) shareholders		23,331			—	%		68,938			195.5	%
Comprehensive income		126,258			(25.5	%)		189,295			49.9	%
Basic-Net income attributable to NHI shareholders per share (Yen)		7.71						23.33
Diluted-Net income attributable to NHI shareholders per share (Yen)		7.40						22.36
Return on shareholders’ equity - annualized		2.9	%					8.1	%


	(Millions of yen, except per share data)
	At March 31			At June 30
	2024			2024
Total assets		55,147,203			59,741,126
Total equity		3,448,513			3,563,197
Total NHI shareholders’ equity		3,350,189			3,462,951
Total NHI shareholders’ equity as a percentage of total assets		6.1	%		5.8	%
Total NHI shareholders’ equity per share (Yen)		1,127.72			1,172.07


					(Yen amounts)
	For the year ended March 31
	2024		2025		2025 (Plan)
Dividends per share
Dividends record dates
At June 30		—		—		—
At September 30		8.00		—		Unconfirmed
At December 31		—		—		—
At March 31		15.00		—		Unconfirmed
For the year		23.00		—		Unconfirmed

Nomura Holdings Inc 6-K, filed Jul 30, 2024

About this 6-K

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Exhibit Number

1.		Financial Summary – Three months ended June 30, 2024.


1. Qualitative Information of the Quarterly Consolidated Results			P. 2

(1) Consolidated Operating Results			P. 2
(2) Consolidated Financial Position			P. 4
(3) Consolidated Earnings Forecasts			P. 4

2. Quarterly Consolidated Financial Statements			P. 5

(1) Consolidated Balance Sheets			P. 6
(2) Consolidated Statements of Income			P. 8
(3) Consolidated Statements of Comprehensive Income			P. 9
(4) Changes in Accounting Policies			P. 10
(5) Segment Information – Operating Segment			P. 11
(6) Significant Changes in Equity			P. 12
(7) Note with respect to the Assumption as a GoingConcern			P. 13
(8) Note with respect to Consolidated Statements of CashFlows			P. 13

3. Supplementary Information			P. 14

(1) Consolidated Statements of Income – QuarterlyComparatives			P. 14
(2) Business Segment Information – QuarterlyComparatives			P. 15
(3) Other			P. 16


	Billions of yen						% Change
	For the three months ended						(B-A)/(A)
	June 30, 2023 (A)			June 30, 2024 (B)			(B-A)/(A)
Net revenue		348.9			454.4			30.2
Non-interest expenses		302.6			351.5			16.2

Income (loss) before income taxes		46.3			102.9			122.3
Income tax expense		20.4			31.5			54.2

Net income (loss)		25.9			71.4			176.0

Less: Net income (loss) attributable to noncontrolling interests		2.6			2.5			(2.2	)

Net income (loss) attributable to NHI shareholders		23.3			68.9			195.5

Return on shareholders’ equity - annualized		2.9	%		8.1	%		—


	Millions of yen
	March 31, 2024			June 30, 2024			Increase/ (Decrease)
ASSETS
Cash and cash deposits:
Cash and cash equivalents		4,239,359			3,855,800			(383,559	)
Time deposits		545,842			581,478			35,636
Deposits with stock exchanges and other segregated cash		369,770			368,993			(777	)

Total cash and cash deposits		5,154,971			4,806,271			(348,700	)

Loans and receivables:
Loans receivable		5,469,195			5,923,302			454,107
Receivables from customers		453,937			353,777			(100,160	)
Receivables from other than customers		928,632			1,085,213			156,581
Allowance for credit losses		(18,047	)		(18,851	)		(804	)

Total loans and receivables		6,833,717			7,343,441			509,724

Collateralized agreements:
Securities purchased under agreements to resell		15,621,132			16,785,266			1,164,134
Securities borrowed		5,373,663			4,914,359			(459,304	)

Total collateralized agreements		20,994,795			21,699,625			704,830

Trading assets and private equity and debt investments:
Trading assets*		19,539,742			22,949,394			3,409,652
Private equity and debt investments*		117,066			130,171			13,105

Total trading assets and private equity and debt investments		19,656,808			23,079,565			3,422,757

Other assets:
Office buildings, land, equipment and facilities (net of accumulated depreciation and amortization of ¥ 529,605 million as of March 31, 2024 and ¥ 560,343 million as of June 30, 2024)		448,785			451,329			2,544
Non-trading debt securities*		335,401			351,577			16,176
Investments in equity securities*		105,088			104,746			(342	)
Investments in and advances to affiliated companies*		462,017			478,341			16,324
Other		1,155,621			1,426,231			270,610

Total other assets		2,506,912			2,812,224			305,312

Total assets		55,147,203			59,741,126			4,593,923


	Millions of yen
	For the three months ended June 30, 2024
Common stock
Balance at beginning of year		594,493

Balance at end of period		594,493

Additional paid-in capital
Balance at beginning of year		708,785
Stock-based compensation awards		(36,184	)
Changes in an affiliated company’s interests		(10	)

Balance at end of period		672,591

Retained earnings
Balance at beginning of year		1,705,725
Net income attributable to NHI shareholders		68,938
Loss on disposal of treasury stock		(10,329	)

Balance at end of period		1,764,334

Accumulated other comprehensive income (loss)
Cumulative translation adjustments
Balance at beginning of year		444,071
Net change during the period		110,347

Balance at end of period		554,418

Defined benefit pension plans
Balance at beginning of year		(19,512	)
Pension liability adjustment		(1,219	)

Balance at end of period		(20,731	)

Non-trading debt securities
Balance at beginning of year		—
Net unrealized loss on non-trading debt securities		(71	)

Balance at end of period		(71	)

Own credit adjustments
Balance at beginning of year		35,425
Own credit adjustments		7,317

Balance at end of period		42,742

Balance at end of period		576,358

Common stock held in treasury
Balance at beginning of year		(118,798	)
Repurchases of common stock		(58,822	)
Sale of common stock		0
Common stock issued to employees		32,795

Balance at end of period		(144,825	)

Total NHI shareholders’ equity

Balance at end of period		3,462,951

Noncontrolling interests
Balance at beginning of year		98,324
Net change during the period		1,922

Balance at end of period		100,246

Total equity

Balance at end of period		3,563,197


	Millions of yen
	For the three months ended
	June 30, 2023		June 30, 2024
Depreciation and amortization		14,993		16,112


	Millions of yen					% Change
	For the three months ended					(B-A)/(A)
	June 30, 2023 (A)			June 30, 2024 (B)		(B-A)/(A)
Net revenue

Business segment information:
Wealth Management		92,050			113,963		23.8
Investment Management		26,525			47,670		79.7
Wholesale		190,850			244,846		28.3

Subtotal		309,425			406,479		31.4
Other		43,755			46,724		6.8

Net revenue		353,180			453,203		28.3

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		(4,267	)		1,239		—

Net revenue		348,913			454,442		30.2


Non-interest expenses

Business segment information:
Wealth Management		69,103			71,705		3.8
Investment Management		22,898			24,491		7.0
Wholesale		188,749			223,725		18.5

Subtotal		280,750			319,921		14.0
Other		21,853			31,590		44.6

Non-interest expenses		302,603			351,511		16.2

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		—			—		—

Non-interest expenses		302,603			351,511		16.2


	Millions of yen											% Change			Millions of yen
	For the three months ended														For the year ended March 31, 2024
	June 30, 2023		September 30, 2023		December 31, 2023			March 31, 2024(A)		June 30, 2024(B)		(B-A)/(A)			For the year ended March 31, 2024
Revenue:
Commissions		82,770		88,922		85,718			106,685		102,750		(3.7	)		364,095
Fees from investment banking		31,146		38,604		55,229			48,286		41,251		(14.6	)		173,265
Asset management and portfolio service fees		71,807		76,666		77,496			84,185		90,333		7.3			310,154
Net gain on trading		115,563		116,613		125,069			134,366		131,994		(1.8	)		491,611
Gain on private equity and debt investments		6,887		1,123		1,882			1,985		3,153		58.8			11,877
Interest and dividends		549,651		658,458		686,300			726,447		788,550		8.5			2,620,856
Gain (loss) on investments in equity securities		4,777		2,792		(3,350	)		5,393		1,442		(73.3	)		9,612
Other		30,752		29,522		52,143			63,407		58,412		(7.9	)		175,824

Total revenue		893,353		1,012,700		1,080,487			1,170,754		1,217,885		4.0			4,157,294
Interest expense		544,440		644,940		680,262			725,652		763,443		5.2			2,595,294

Net revenue		348,913		367,760		400,225			445,102		454,442		2.1			1,562,000

Non-interest expenses:
Compensation and benefits		158,673		167,138		170,629			177,083		184,510		4.2			673,523
Commissions and floor brokerage		31,365		34,336		34,315			37,312		43,629		16.9			137,328
Information processing and communications		52,836		53,616		54,342			56,332		55,769		(1.0	)		217,126
Occupancy and related depreciation		16,601		17,477		16,806			17,814		17,635		(1.0	)		68,698
Business development expenses		6,144		5,396		6,157			6,539		6,572		0.5			24,236
Other		36,984		33,062		39,265			57,928		43,396		(25.1	)		167,239

Total non-interest expenses		302,603		311,025		321,514			353,008		351,511		(0.4	)		1,288,150

Income before income taxes		46,310		56,735		78,711			92,094		102,931		11.8			273,850
Income tax expense		20,428		21,150		26,573			28,479		31,498		10.6			96,630

Net income		25,882		35,585		52,138			63,615		71,433		12.3			177,220

Less: Net income attributable to noncontrolling interests		2,551		353		1,588			6,865		2,495		(63.7	)		11,357

Net income attributable to NHI shareholders		23,331		35,232		50,550			56,750		68,938		21.5			165,863


	Yen											% Change			Yen


	Millions of yen												% Change			Millions of yen
	For the three months ended															For the year ended
	June 30, 2023			September 30, 2023		December 31, 2023			March 31, 2024(A)		June 30, 2024(B)		(B-A)/(A)			March 31, 2024
Net revenue

Business segment information:
Wealth Management		92,050			98,932		102,625			108,754		113,963		4.8			402,361
Investment Management		26,525			45,111		38,946			43,561		47,670		9.4			154,143
Wholesale		190,850			204,087		216,996			254,214		244,846		(3.7	)		866,147

Subtotal		309,425			348,130		358,567			406,529		406,479		(0.0	)		1,422,651
Other		43,755			16,953		54,620			34,362		46,724		36.0			149,690

Net revenue		353,180			365,083		413,187			440,891		453,203		2.8			1,572,341

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		(4,267	)		2,677		(12,962	)		4,211		1,239		(70.6	)		(10,341	)

Net revenue		348,913			367,760		400,225			445,102		454,442		2.1			1,562,000


Non-interest expenses

Business segment information:
Wealth Management		69,103			69,887		70,698			69,994		71,705		2.4			279,682
Investment Management		22,898			21,896		23,350			25,801		24,491		(5.1	)		93,945
Wholesale		188,749			195,823		194,026			233,638		223,725		(4.2	)		812,236

Subtotal		280,750			287,606		288,074			329,433		319,921		(2.9	)		1,185,863
Other		21,853			23,419		33,440			23,575		31,590		34.0			102,287

Non-interest expenses		302,603			311,025		321,514			353,008		351,511		(0.4	)		1,288,150

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		—			—		—			—		—		—			—

Non-interest expenses		302,603			311,025		321,514			353,008		351,511		(0.4	)		1,288,150