Nomura Holdings Inc 6-K, filed Dec 14, 2021
Nomura Holdings Inc (NMR)
About this 6-K
Nomura Holdings Inc filed this 6-K on December 14, 2021.
Table of Contents
FORM6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of December 2021
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address ofprincipal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Table of Contents
Information furnished on this form:
EXHIBIT
| Exhibit Number | |
|---|---|
| 1. | (English Translation) Share Buyback Report for the reporting month from November 1, 2021 to November 30, 2021. |
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||
|---|---|---|
| Date: December 14, 2021 | By: | /s/ Yoshifumi Kishida |
| Yoshifumi Kishida | ||
| Senior Managing Director |
Table of Contents
[Translation of Share Buyback Report for the reporting month from November 1,2021 to November 30, 2021 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on December 14, 2021]
Class of Shares: Common Stock
| 1. | Status of repurchase |
|---|---|
| (1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
| --- | --- |
Not applicable
| (2) | Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)<br> |
|---|
as of November 30, 2021
| Number of Shares | Total RepurchaseAmount () | |||
|---|---|---|---|---|
| Authorization pursuant to the resolution of the Board (October 29, 2021)<br><br><br>(Period of repurchase: from November 16, 2021 to March 31, 2022 (excluding the ten business days following the announcement of each quarterly financial<br>results)) | 80,000,000 | |||
| Repurchases during this reporting month (Date of repurchase) | (Date)<br> <br>November 18<br><br><br>November 19<br> <br>November 22<br><br><br>November 24<br> <br>November 25<br><br><br>November 26<br> <br>November 29<br><br><br>November 30 | 3,366,500<br> <br>3,366,500<br><br><br>3,152,400<br> <br>3,822,100<br><br><br>2,656,000<br> <br>3,057,600<br><br><br>4,227,000<br> <br>4,227,000 | ||
| Total | — | 27,875,100 | ||
| Aggregate shares repurchased as of the end of this reporting month | 27,875,100 | |||
| Progress of share repurchase (%) | 34.8 |
All values are in Japanese Yen.
Table of Contents
| 2. | Status of disposition |
|---|
as of November 30, 2021
| Number of shares disposed in the<br>reporting month | Aggregate amountof disposition () | ||
|---|---|---|---|
| Treasury shares disposed subject to procedures for issuance of new shares | (Date)<br> <br>— | — | |
| Subtotal | — | — | |
| Treasury shares canceled | (Date)<br> <br>— | — | |
| Subtotal | — | — | |
| Treasury shares transferred upon merger, share exchange or demerger | (Date)<br> <br>— | — | |
| Subtotal | — | — | |
| Other (upon request for purchasing<br>“less-than-a-full-unit shares”) | (Date)<br> <br>November 24 | 10 | |
| Subtotal | — | 10 | |
| Other (exercise of stock acquisition rights) | (Date)<br> <br>November 2<br><br><br>November 4<br> <br>November 5<br>November<br>8<br>November 9<br>November 10<br>November 12<br>November 15<br> <br>November 22<br><br><br>November 25<br> <br>November 30 | 82,700<br> <br>29,600<br><br><br>40,600<br> <br>6,100<br><br><br>13,100<br> <br>10,700<br><br><br>37,300<br> <br>364,800<br><br><br>10,200<br> <br>6,800<br><br><br>2,800 | |
| Subtotal | — | 604,700 | |
| Total | — | 604,710 |
All values are in Japanese Yen.
| 3. | Status of shares held in treasury |
|---|
as of November 30, 2021
| As of the end of the reporting month | Number of Shares | |
|---|---|---|
| Total number of issued shares | 3,233,562,601 | |
| Number of shares held in treasury | 165,462,287 |
Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on May 6, 2021.