NRXP · NRX Pharmaceuticals, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-01-27 | Casper Joseph Michael |
Chief Operating Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Represents stock options ("Options") granted pursuant to the Issuer's 2021 Omnibus Incentive Plan. 33.3% of the Options shall vest on June 1, 2026, 33.3% shall vest on December 1, 2026, and the remaining 33.3% shall vest on December 1, 2027. |
Stock Option (right to buy)
|
100,000 |
| 2025-04-09 | Flynn Patrick John |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Represents stock options ("Options") granted pursuant to the Issuer's 2021 Omnibus Incentive Plan. The Options shall vest on April 9, 2026, subject to continued service to the Issuer. |
Stock Option (right to buy)
|
50,000 |
| 2025-04-09 | McBride Dennis |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Represents stock options ("Options") granted pursuant to the Issuer's 2021 Omnibus Incentive Plan. The Options shall vest on April 9, 2026, subject to continued service to the Issuer. |
Stock Option (right to buy)
|
25,000 |
| 2025-04-09 | Javitt Jonathan C |
Director, Chairman and Chief Scientist, 10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Represents stock options ("Options") granted pursuant to the Issuer's 2021 Omnibus Incentive Plan. 1/3 of the Options shall vest on the first anniversary of the grant date, with the remainder vesting in twenty-four equal monthly installments thereafter, subject to continued |
Stock Option (right to buy)
|
125,000 |
| 2025-04-09 | Hurvitz Chaim |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Represents stock options ("Options") granted pursuant to the Issuer's 2021 Omnibus Incentive Plan. The Options shall vest on April 9, 2026, subject to continued service to the Issuer. |
Stock Option (right to buy)
|
25,000 |
| 2025-02-07 | ABRAMS MICHAEL S |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Represents stock options ("Options") granted pursuant to the Issuer's 2021 Omnibus Incentive Plan. The Options shall vest in three equal annual installments beginning on February 7, 2026. |
Stock Option (right to buy)
|
50,000 |
| 2024-12-17 | Javitt Jonathan C |
Director, Chairman and Chief Scientist, 10% Owner |
Buy↑
|
Common Stock
|
40,000 |
| 2024-11-18 | ABRAMS MICHAEL S |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-12-28 | Rehnquist Janet |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2023-09-13 | Narido Richard Clavano |
Interim CFO |
Other↑
|
No Securities Owned
|
0 |
| 2023-08-30 | Gorovitz Aaron |
Director |
Buy↑
Filing footnotes — Common Stock, par value $0.001 per share (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock and prices at which the transaction was effected. Consists of (i) 8,336 shares of Common Stock held by Samuel David Gorovitz 2017 Irrevocable Trust, (ii) 8,336 shares of Common Stock held by Jeremy Paul Gorovitz 2017 Irrevocable Trust, (iii) 8,336 shares of Common Stock held by Marisa Shey Gorovitz 2017 Irrevocable Trust, (iv) 51,678 shares of Common Stock held by Elizabeth Gorovitz. Aaron Gorovitz is the trustee of the Samuel David Gorovitz 2017 Irrevocable Trust, the Jeremy Paul Gorovitz 2017 Irrevocable Trust, and the Marisa Shey Gorovitz 2017 Irrevocable Trust. Elizabeth Gorovitz is the wife of Aaron Gorovitz; |
Common Stock, par value $0.001 per share
(I)
|
35,000 |
| 2023-08-30 | Hurvitz Chaim |
Director |
Buy↑
Filing footnotes — Common Stock, par value $0.001 per share (Direct)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock and prices at which the transaction was effected. |
Common Stock, par value $0.001 per share
|
70,000 |
| 2023-08-23 | Javitt Jonathan C |
Director, Chairman and Chief Scientist, 10% Owner |
Buy↑
|
Common Stock
|
100,000 |
| 2023-08-22 | Javitt Jonathan C |
Director, Chairman and Chief Scientist, 10% Owner |
Buy↑
|
Common Stock
|
200,000 |
| 2022-12-16 | VAN VOORHEES SETH |
Chief Financial Officer |
Buy↑
Filing footnotes — Common Stock, par value $0.001 per share (Direct)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.09 to $1.11. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock and prices at which the transaction was effected. |
Common Stock, par value $0.001 per share
|
30,000 |
| 2022-12-16 | Willard Stephen H |
Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock, par value $0.001 per share (Direct)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.09 to $1.20. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock and prices at which the transaction was effected. |
Common Stock, par value $0.001 per share
|
50,000 |
| 2022-12-07 | Javitt Jonathan C |
Director, Chairman and Chief Scientist, 10% Owner |
Sell↓
Filing footnotes — Common Stock, par value $0.001 per share (Indirect)
Private sale pursuant to an option granted by the Reporting Person in 2017 in support of a financing for NeuroRx, Inc. Purchaser has agreed to hold the shares for a period of one year. Held by the Jonathan Javitt Living Trust. The Reporting Person is a trustee of the Trust. |
Common Stock, par value $0.001 per share
(I)
|
400,000 |
| 2022-11-30 | Javitt Daniel C. |
10% Owner |
Sell↓
Filing footnotes — common stock (Indirect)
Sale was pursuant to the terms of a 10b5-1 trading plan established on June 13, 2022. Held by Glytech LLC of which the Reporting Person is the sole owner. |
common stock
(I)
|
8,441 |
| 2022-11-29 | Javitt Daniel C. |
10% Owner |
Sell↓
Filing footnotes — common stock (Indirect)
Sale was pursuant to the terms of a 10b5-1 trading plan established on June 13, 2022. Held by Glytech LLC of which the Reporting Person is the sole owner. |
common stock
(I)
|
13,730 |
| 2022-11-28 | Flynn Patrick John |
Director |
Buy↑
Filing footnotes — Common Stock, par value $0.001 per share (Indirect)
Held by the Whitney Pritchard Nash Flynn 2010 Trust of which the Reporting Person is trustee. |
Common Stock, par value $0.001 per share
(I)
|
2,500 |
| 2022-11-28 | Flynn Patrick John |
Director |
Buy↑
Filing footnotes — Common Stock, par value $0.001 per share (Indirect)
Held by the Lindsay Pritchard Nash Flynn 2010 Trust of which the Reporting Person is trustee. |
Common Stock, par value $0.001 per share
(I)
|
2,500 |
| 2022-11-28 | Flynn Patrick John |
Director |
Buy↑
Filing footnotes — Common Stock, par value $0.001 per share (Indirect)
Held by the Lindsay Pritchard Nash Flynn 2010 Trust of which the Reporting Person is trustee. |
Common Stock, par value $0.001 per share
(I)
|
2,500 |
| 2022-11-28 | Flynn Patrick John |
Director |
Buy↑
Filing footnotes — Common Stock, par value $0.001 per share (Indirect)
Held by the Whitney Pritchard Nash Flynn 2010 Trust of which the Reporting Person is trustee. |
Common Stock, par value $0.001 per share
(I)
|
2,500 |
| 2022-11-28 | Flynn Patrick John |
Director |
Buy↑
|
Common Stock, par value $0.001 per share
|
1,750 |
| 2022-11-25 | VAN VOORHEES SETH |
Chief Financial Officer |
Buy↑
Filing footnotes — Common Stock, par value $0.001 per share (Direct)
The form of ownership has been changed from Indirect to Direct. The original Form 4 stated that these shares were purchased though a 401(k) plan. This Form 4/A is being filed to correct this error. |
Common Stock, par value $0.001 per share
|
600 |
| 2022-11-25 | VAN VOORHEES SETH |
Chief Financial Officer |
Buy↑
Filing footnotes — Common Stock, par value $0.001 per share (Direct)
Total number of shares held is reduced by 40 shares to correct an arithmetic error in the original Form 4. The form of ownership has been changed from Indirect to Direct. The original Form 4 stated that these shares were purchased though a 401(k) plan. This Form 4/A is being filed to correct this error. |
Common Stock, par value $0.001 per share
|
7,021 |
| 2022-11-25 | VAN VOORHEES SETH |
Chief Financial Officer |
Buy↑
Filing footnotes — Common Stock, par value $0.001 per share (Direct)
The form of ownership has been changed from Indirect to Direct. The original Form 4 stated that these shares were purchased though a 401(k) plan. This Form 4/A is being filed to correct this error. |
Common Stock, par value $0.001 per share
|
8,716 |
| 2022-11-18 | Hurvitz Chaim |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The original Form 4 disclosed that the price reported in Column 4 is a weighted average price. This Form 4/A is being filed to amend such information. The shares were purchased in a single transaction at $1.10. |
Common Stock
|
40,408 |
| 2022-11-17 | Javitt Daniel C. |
10% Owner |
Sell↓
Filing footnotes — common stock (Indirect)
Sale was pursuant to the terms of a 10b5-1 trading plan established on June 13, 2022. Held by Glytech LLC of which the Reporting Person is the sole owner. |
common stock
(I)
|
33,018 |
| 2022-11-17 | Hurvitz Chaim |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The original Form 4 did not disclose the range of prices that the shares were purchased pursuant to this transaction. This Form 4/A is being filed to include such ranges. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.01. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock and prices at which the transaction was effected. |
Common Stock
|
171,780 |
| 2022-11-16 | Javitt Daniel C. |
10% Owner |
Sell↓
Filing footnotes — common stock (Indirect)
Sale was pursuant to the terms of a 10b5-1 trading plan established on June 13, 2022. Held by Glytech LLC of which the Reporting Person is the sole owner. |
common stock
(I)
|
133,719 |
| 2022-11-16 | Hurvitz Chaim |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The original Form 4 did not disclose the range of prices that the shares were purchased pursuant to this transaction. This Form 4/A is being filed to include such ranges. These shares were purchased in multiple transactions at prices ranging from $1.00 to $0.93. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock and prices at which the transaction was effected. |
Common Stock
|
287,812 |
| 2022-11-11 | Javitt Daniel C. |
10% Owner |
Sell↓
Filing footnotes — common stock (Indirect)
Sale was pursuant to the terms of a 10b5-1 trading plan established on June 13, 2022. Held by Glytech LLC of which the Reporting Person is the sole owner. |
common stock
(I)
|
49,200 |
| 2022-10-21 | Glied Sharon |
Director |
Award↑
Filing footnotes — Employee Stock Option (Direct)
Options issued under the NRx Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan. The options vest on May 25, 2023, generally subject to the Reporting Person's continued service for NRx Pharmaceuticals, Inc. |
Employee Stock Option
|
162,660 |
| 2022-10-21 | Gorovitz Aaron |
Director |
Award↑
Filing footnotes — Employee Stock Option (Direct)
Options issued under the NRx Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan. The options vest on May 25, 2023, generally subject to the Reporting Person's continued service for NRx Pharmaceuticals, Inc. |
Employee Stock Option
|
162,660 |
| 2022-10-21 | Flynn Patrick John |
Director |
Award↑
Filing footnotes — Employee Stock Option (Direct)
Options issued under the NRx Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan. The options vest on May 25, 2023, generally subject to the Reporting Person's continued service for NRx Pharmaceuticals, Inc. |
Employee Stock Option
|
162,660 |
| 2022-07-29 | Javitt Daniel C. |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Held by Glytech LLC of which the Reporting Person is the sole owner. |
Common Stock
(I)
|
784,063 |
| 2022-07-01 | Javitt Daniel C. |
10% Owner |
Gift↓
Filing footnotes — Common Stock (Indirect)
Shares were gifted to a charitable remainder unitrust. Held by Glytech LLC of which the Reporting Person is the sole owner. |
Common Stock
(I)
|
2,000,000 |
| 2022-06-07 | Javitt Daniel C. |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Held by Glytech LLC of which the Reporting Person is the sole owner. |
Common Stock
(I)
|
86,459 |
| 2022-06-06 | Javitt Daniel C. |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Held by Glytech LLC of which the Reporting Person is the sole owner. |
Common Stock
(I)
|
115,657 |
| 2022-06-03 | Javitt Daniel C. |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Held by Glytech LLC of which the Reporting Person is the sole owner. |
Common Stock
(I)
|
243,596 |
| 2022-06-01 | Javitt Jonathan C |
Director, Chairman and Chief Scientist, 10% Owner |
Buy↑
|
Common Stock
|
100,000 |
| 2022-03-08 | Besthof Robert |
Interim CEO |
Award↑
Filing footnotes — Employee Stock Option (Direct)
Options issued under the NRX Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan. The options vest on March 8, 2023, generally subject to the Reporting Person's continued service for NRX Pharmaceuticals, Inc. |
Employee Stock Option
|
100,000 |
| 2021-09-15 | Besthof Robert |
Interim CEO |
Sell↓
|
Common Stock
|
40,000 |
| 2021-09-02 | Daigneault Alessandra |
General Counsel & Secretary |
Other↓
Filing footnotes — Employee Stock Option (Right to buy) (Direct)
From an option grant dated November 15, 2020; subject to certain conditions, the options will generally vest at a rate of 2066 every month commencing on 11/30/2020 through 10/30/1022 and the final 2,082 shares on 11/30/2022. As of September 1, 2021, 20,666 shares had vested and were available for exercise. |
Employee Stock Option (Right to buy)
|
20,666 |
| 2021-09-02 | Daigneault Alessandra |
General Counsel & Secretary |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Shares and restricted stock units acquired pursuant to the exercise of 20,666 vested stock options under the Plan. The Reporting person received 13,164 freely tradable shares of Common Stock and 7,502 restricted stock units under the Plan, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. |
Restricted Stock Units
|
7,502 |
| 2021-09-02 | Daigneault Alessandra |
General Counsel & Secretary |
Convert↑
Filing footnotes — Common Stock (Direct)
Shares and restricted stock units acquired pursuant to the exercise of 20,666 vested stock options under the Plan. The Reporting person received 13,164 freely tradable shares of Common Stock and 7,502 restricted stock units under the Plan, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. |
Common Stock
|
13,164 |
| 2021-09-02 | Daigneault Alessandra |
General Counsel & Secretary |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Shares and restricted stock units acquired pursuant to the exercise of 28,916 vested stock options under the Plan. The Reporting person received 18,420 freely tradable shares of Common Stock and 10,496 restricted stock units under the Plan, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. |
Restricted Stock Units
|
10,496 |
| 2021-09-02 | Daigneault Alessandra |
General Counsel & Secretary |
Other↓
Filing footnotes — Employee Stock Option (Right to buy) (Direct)
From an option grant dated September 1, 2020; subject to certain conditions, the options will generally vest in 24 equal installments every month commencing on 09/30/2020 and fully vesting on 09/30/2022. As of September 1, 2021, 22,923 options had vested and were available for exercise. |
Employee Stock Option (Right to buy)
|
28,916 |
| 2021-09-02 | Daigneault Alessandra |
General Counsel & Secretary |
Convert↑
Filing footnotes — Common Stock (Direct)
Shares and restricted stock units acquired pursuant to the exercise of 28,916 vested stock options under the Plan. The Reporting person received 18,420 freely tradable shares of Common Stock and 10,496 restricted stock units under the Plan, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. |
Common Stock
|
18,420 |