NUDM · Nuveen AA-BBB CLO ETF
Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.
Fails to Deliver History
| Settlement Date | Quantity | Price | Value |
|---|---|---|---|
| 2026-08-13 | 18,837 | $25.05 | $471,867 |
| 2026-08-11 | 51 | $25.02 | $1,276 |
| 2026-08-10 | 807 | $25.01 | $20,183 |
| 2026-08-07 | 743 | $25.01 | $18,582 |
| 2026-08-06 | 4,013 | $25.01 | $100,365 |
| 2026-08-05 | 3,964 | $25.08 | $99,417 |
| 2026-08-04 | 12,665 | $25.02 | $316,878 |
| 2026-07-31 | 835 | $25.06 | $20,925 |
| 2026-07-24 | 5,529 | $25.01 | $138,280 |
| 2026-07-23 | 27,617 | $25.07 | $692,358 |
| 2026-07-22 | 54,561 | $25.05 | $1,366,753 |
| 2026-07-21 | 356 | $25.04 | $8,914 |
| 2026-07-20 | 353 | $25.00 | $8,825 |
| 2026-07-17 | 15,671 | $24.97 | $391,305 |
| 2026-07-16 | 27,862 | $24.99 | $696,271 |
| 2026-07-15 | 14,328 | $24.94 | $357,340 |
| 2026-07-14 | 942 | $24.97 | $23,522 |
| 2026-07-13 | 1,522 | $25.00 | $38,050 |
| 2026-07-08 | 1 | $24.94 | $25 |
| 2026-07-07 | 1 | $24.98 | $25 |
| 2026-07-06 | 173 | $24.97 | $4,320 |
| 2026-07-02 | 6 | $24.97 | $150 |
| 2026-07-01 | 6,844 | $25.08 | $171,648 |
Showing 1–23 of 23 settlements
Key facts
CIK
1635073
CUSIP
67092P730
13F (30d)
13 filings
13 filers