NUSC · Nuveen AA-BBB CLO ETF
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 12
Total Value: $47,943,575
Total Shares: 1,911,626
Institutional Ownership Trend
7 quarters
Holder Concentration
Across 12 13F filers · Δ vs Mar 31, 2026Top Holder
61.4%
+4.6 pts
Top 5
95.7%
+2.6 pts
Top 10
99.4%
+1.2 pts
HHI
4,446
Highly concentrated+620
Quarterly Activity
vs Mar 31, 2026
New
4
Increased
4
Decreased
2
Sold Out
5
Unchanged
2
Holder count:
-1
Institutional value:
+20.3%
Shares held:
+19.6%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Small Diversified Portfolios, Inc. | +266,741 | 1,174,514 | |
| Mid Arax Advisory Partners | +112,052 | 473,007 | |
| Mega ROYAL BANK OF CANADA | +10,778 | 22,680 | |
| Large Sanctuary Advisors, LLC | +1,404 | 14,924 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Micro Lionsbridge Wealth Management LLC | −341 | 10,006 | |
| Mid Trajan Wealth LLC | −339 | 10,519 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Micro Kilter Group LLC | 139,201 | $3,491,161 | |
| Mid Mutual Advisors, LLC | 18,539 | $464,958 | |
| Small Crescent Grove Advisors, LLC | 15,973 | $400,602 | |
| Mid Integrated Wealth Concepts LLC | 4,465 | $111,982 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mega GOLDMAN SACHS GROUP INC | 128,820 | $3,212,126 | |
| Mega JANE STREET GROUP, LLC | 60,250 | $1,502,333 | |
| Mid GC Wealth Management RIA, LLC | 30,000 | $748,050 | |
| Small Sunbelt Securities, Inc. | 20,542 | $512,214 | |
| Micro FLAGSTAR ADVISORS INC | 15,298 | $381,455 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Small Diversified Portfolios, Inc. | $29,456,811 | 61.44% | 1,174,514 | Shares | 2026-08-04 | |
| Mid Arax Advisory Partners | $11,863,015 | 24.74% | 473,007 | Shares | 2026-08-10 | |
| Micro Kilter Group LLC | $3,491,161 | 7.28% | 139,201 | Shares | 2026-08-11 | |
| Mega ROYAL BANK OF CANADA Bank | $568,814 | 1.19% | 22,680 | Shares | 2026-08-14 | |
| Small CHANNEL WEALTH LLC | $519,156 | 1.08% | 20,700 | Shares | 2026-08-04 | |
| Mid Mutual Advisors, LLC | $464,958 | 0.97% | 18,539 | Shares | 2026-08-14 | |
| Small Crescent Grove Advisors, LLC | $400,602 | 0.84% | 15,973 | Shares | 2026-08-10 | |
| Large Sanctuary Advisors, LLC | $374,293 | 0.78% | 14,924 | Shares | 2026-08-13 | |
| Mid Trajan Wealth LLC | $263,816 | 0.55% | 10,519 | Shares | 2026-08-13 | |
| Micro Lionsbridge Wealth Management LLC | $250,950 | 0.52% | 10,006 | Shares | 2026-08-05 | |
| Mid HARBOUR INVESTMENTS, INC. | $178,017 | 0.37% | 7,098 | Shares | 2026-08-12 | |
| Mid Integrated Wealth Concepts LLC | $111,982 | 0.23% | 4,465 | Shares | 2026-08-12 |
Key facts
CIK
1635073
CUSIP
67092P730
13F (30d)
13 filings
13 filers