NVX 6-K
NOVONIX Ltd (NVX)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
For the month of January, 2025
| 001-41208 |
|---|
| (Commission File Number) |
NOVONIX LIMITED
(Translation of registrant’s name into English)
Level 38
71 Eagle Street
Brisbane, QLD 4000 Australia
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
EXHIBIT INDEX
| Exhibit No. | Description |
|---|---|
| Exhibit 99.1 | Appendix 2A (Application for quotation of securities) dated January 28, 2025. |
| Exhibit 99.2 | ASX Announcement (Cleansing Notice) dated January 28, 2025. |
| --- | --- |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NOVONIX LIMITED | |
|---|---|
| By: | /s/ Robert Long |
| Robert Long | |
| Chief Executive Officer |
Date: January 28, 2025
EX-99.1
| Appendix 2A - Application for quotation of securities |
|---|
EXHIBIT 99.1
Announcement Summary
Entity name
NOVONIX LIMITED
Announcement Type
New announcement
Date of this announcement
Tuesday January 28, 2025
The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Total number of +securities to be quoted
| ASX +security | Number of +securities to<br><br>be quoted Issue date | ||
|---|---|---|---|
| code | Security description | ||
| NVX | ORDINARY FULLY PAID | 12,771,392 28/01/2025 |
Refer to next page for full details of the announcement
| Appendix 2A - Application for quotation of securities | 1 / 6 |
|---|---|
| Appendix 2A - Application for quotation of securities | |
| --- |
Part 1 - Entity and announcement details
- Name of entity
NOVONIX LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
| <ul><li><font>Registered number type</font></li></ul> | Registration number |
|---|---|
| ABN | 54157690830 |
- ASX issuer code
NVX
- The announcement is
New announcement
- Date of this announcement
28/1/2025
| Appendix 2A - Application for quotation of securities | 2 / 6 |
|---|---|
| Appendix 2A - Application for quotation of securities | |
| --- |
Part 2 - Type of Issue
2.1 The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
| Announcement Date and Time | Announcement Title | Selected Appendix 3B to submit quotation request |
|---|---|---|
| 26-Nov-2024 09:57 | New - Proposed issue of securities - NVX | A placement or other type of issue |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?
No
| Appendix 2A - Application for quotation of securities | 3 / 6 |
|---|---|
| Appendix 2A - Application for quotation of securities | |
| --- |
Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B
Placement Details
ASX +security code and description
NVX : ORDINARY FULLY PAID
Issue date
28/1/2025
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.
| Number of +securities held | Number of holders | Total percentage of +securities held<br><br>For example, to enter a value of 50% |
|---|---|---|
| please input as 50.00 | ||
| 1 - 1,000 | % | |
| 1,001 - 5,000 | % | |
| 5,001 - 10,000 | % | |
| 10,001 - 100,000 | % | |
| 100,001 and over | % | |
| Appendix 2A - Application for quotation of securities | 4 / 6 | |
| --- | --- | |
| Appendix 2A - Application for quotation of securities | ||
| --- |
Issue details
Number of +securities to be quoted
12,771,392
Are the +securities being issued for a cash consideration?
Yes
| In what currency is the cash consideration being paid? | What is the issue price per +security? |
|---|---|
| AUD - Australian Dollar | AUD 0.60000000 |
Any other information the entity wishes to provide about the +securities to be quoted
| Appendix 2A - Application for quotation of securities | 5 / 6 |
|---|---|
| Appendix 2A - Application for quotation of securities | |
| --- |
Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
- Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
| ASX +security code and description | Total number of<br><br>+securities on issue |
|---|---|
| NVX : ORDINARY FULLY PAID | 635,395,777 |
- Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| ASX +security code and description | Total number of<br><br>+securities on issue |
|---|---|
| NVXAD : PERFORMANCE RIGHTS | 19,217,436 |
| NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 11,016,667 |
| NVXAG : SHARE RIGHTS | 632,890 |
| NVXAL : CONVERTIBLE NOTES | 45,221,586 |
| Appendix 2A - Application for quotation of securities | 6 / 6 |
| --- | --- |
EX-99.2
EXHIBIT 99.2
28 January 2025
The Manager
Market Announcements Office
Australian Securities Exchange
Level 6, Exchange Centre
20 Bridge Street
Sydney NSW 2000
Dear Sir / Madam
Notice under section 708A(5)(e) of the Corporations Act 2001 (Cth)
This notice is given by Novonix Limited (ACN 157 690 830) (Novonix) (ASX Code: NVX) under section 708A(5)(e) of the Corporations Act 2001 (Cth) (the Act).
Novonix has today issued 12,771,392 new fully paid ordinary shares (New Shares) at a price of $0.60 per New Share to Phillips 66 Company pursuant to the conditional placement to raise approximately USD $5 million as announced on 26 November 2024 (in conjunction with the institutional placement and non-underwritten share purchase plan also announced by Novonix on 26 November 2024) and as approved by shareholders at an extraordinary general meeting on 22 January 2025.
Novonix confirms the following:
- The New Shares were issued without disclosure to Phillips 66 Company under Part 6D.2 of the Act.
- This notice is being given under section 708A(5)(e) of the Act.
- As at the date of this notice, Novonix has complied with:
- the provisions of Chapter 2M of the Act as they apply to Novonix; and
- sections 674 and 674A of the Act.
- As at the date of this notice, there is no excluded information of the type referred to in sections 708A(7) or 708A(8) of the Act that is required to be set out in this notice under section 708A(6)(e) of the Act.
Yours sincerely
/s/ Suzanne Yeates
Suzanne Yeates
Company Secretary
NOVONIX Limited
NOVONIX Limited (ASX: NVX)
ACN 157 690 830
Level 38, 71 Eagle Street
Brisbane QLD 4000
AUSTRALIA