NOVONIX Ltd 6-K, filed Mar 26, 2024
NOVONIX Ltd (NVX)
About this 6-K
NOVONIX Ltd filed this 6-K on March 26, 2024.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
For the month of March, 2024
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001-41208 |
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(Commission File Number) |
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NOVONIX LIMITED
(Translation of registrant’s name into English)
Level 38
71 Eagle Street
Brisbane, QLD 4000 Australia
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
EXHIBIT INDEX
Exhibit No. Description
Exhibit 99.1 Appendix 3H (Notification of cessation of securities) dated March 25, 2024
Exhibit 99.2 Appendix 3H (Notification of cessation of securities) dated March 25, 2024
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
NOVONIX LIMITED
By: /s/ Dr. John Christopher Burns Dr. John Christopher Burns Chief Executive Officer |
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Date: March 26, 2024
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Appendix 3H - Notification of cessation of securities |
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EXHIBIT 99.1
Announcement Summary
Entity name
NOVONIX LIMITED
Announcement Type
New announcement
Date of this announcement
Monday March 25, 2024
Details of +securities that have ceased
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ASX +security |
Security description |
Number of +securities that have ceased |
The +securities have |
Date of |
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NVXAA |
OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES |
10,000 |
Expiry of option or other convertible security without exercise or conversion |
25/03/2024 |
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Refer to next page for full details of the announcement
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Appendix 3H - Notification of cessation of securities |
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Appendix 3H - Notification of cessation of securities |
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Part 1 - Announcement Details
1.1 Name of +Entity
NOVONIX LIMITED
We (the entity named above) provide the following information about our issued capital.
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1.2 Registered Number Type ACN |
Registration Number 157690830 |
1.3 ASX issuer code
NVX
1.4 The announcement is
New announcement
1.5 Date of this announcement
25/3/2024
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Appendix 3H - Notification of cessation of securities |
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Appendix 3H - Notification of cessation of securities |
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Part 2 - Details of +equity securities or +debt securities that have ceased
ASX +Security Code and Description
NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
Unquoted +equity securities that have ceased
Number of securities that have ceased
10,000
Reason for cessation
Expiry of option or other convertible security without exercise or conversion
Date of cessation 25/3/2024 |
Is the entity paying any consideration for the cessation? No |
Any other information the entity wishes to notify to ASX about the cessation?
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Appendix 3H - Notification of cessation of securities |
3 / 4 |
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Appendix 3H - Notification of cessation of securities |
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Part 3 - Issued capital following changes
Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:
The figures in parts 3.1 and 3.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)
ASX +security code and description |
Total number of +securities on issue |
NVX : ORDINARY FULLY PAID |
488,869,632 |
3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)
ASX +security code and description |
Total number of +securities on issue |
NVXAD : PERFORMANCE RIGHTS |
19,795,781 |
NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES |
28,200,001 |
NVXAL : CONVERTIBLE NOTES |
45,221,586 |
Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.
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Appendix 3H - Notification of cessation of securities |
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Appendix 3H - Notification of cessation of securities |
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EXHIBIT 99.2
Announcement Summary
Entity name
NOVONIX LIMITED
Announcement Type
New announcement
Date of this announcement
Monday March 25, 2024
Details of +securities that have ceased
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Number of |
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ASX +security code |
Security description |
+securities that have ceased |
The +securities have ceased due to |
Date of cessation |
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NVXAD |
PERFORMANCE RIGHTS |
236,603 |
Other |
20/03/2024 |
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Refer to next page for full details of the announcement
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Appendix 3H - Notification of cessation of securities |
1 / 4 |
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Appendix 3H - Notification of cessation of securities |
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Part 1 - Announcement Details
1.1 Name of +Entity
NOVONIX LIMITED
We (the entity named above) provide the following information about our issued capital.
1.2 Registered Number Type ACN |
Registration Number 157690830 |
1.3 ASX issuer code
NVX
1.4 The announcement is
New announcement
1.5 Date of this announcement
25/3/2024
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Appendix 3H - Notification of cessation of securities |
2 / 4 |
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Appendix 3H - Notification of cessation of securities |
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Part 2 - Details of +equity securities or +debt securities that have ceased
ASX +Security Code and Description
NVXAD : PERFORMANCE RIGHTS
Unquoted +equity securities that have ceased
Number of securities that have ceased
236,603
Reason for cessation
Other
Please provide additional details
Cancellation of performance rights due to correction in number of rights to be issued. |
Date of cessation 20/3/2024 |
Is the entity paying any consideration for the cessation? No |
Any other information the entity wishes to notify to ASX about the cessation?
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Appendix 3H - Notification of cessation of securities |
3 / 4 |
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Appendix 3H - Notification of cessation of securities |
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Part 3 - Issued capital following changes
Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:
The figures in parts 3.1 and 3.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)
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Total number of |
ASX +security code and description |
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+securities on issue |
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NVX : ORDINARY FULLY PAID |
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488,869,632 |
3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)
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Total number of |
ASX +security code and description |
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+securities on issue |
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NVXAD : PERFORMANCE RIGHTS |
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19,559,178 |
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NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES |
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28,210,001 |
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NVXAL : CONVERTIBLE NOTES |
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45,221,586 |
Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.
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Appendix 3H - Notification of cessation of securities |
4 / 4 |