6-K
NOVONIX Ltd (NVX)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
For the month of April, 2025
| 001-41208 |
|---|
| (Commission File Number) |
NOVONIX LIMITED
(Translation of registrant’s name into English)
Level 38
71 Eagle Street
Brisbane, QLD 4000 Australia
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
EXHIBIT INDEX
Exhibit No. Description
Exhibit 99.1 Appendix 3H (Notification of cessation of securities) dated April 28, 2025
Exhibit 99.2 Appendix 3G (Notification of issue, conversion or payment up of unquoted equity securities) dated April 28, 2025
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NOVONIX LIMITED | |
|---|---|
| By: | /s/ Robert Long |
| Robert Long | |
| Chief Executive Officer |
Date: April 28, 2025
EX-99.1
| Appendix 3H - Notification of cessation of securities |
|---|
EXHIBIT 99.1
Announcement Summary
Entity name
NOVONIX LIMITED
Announcement Type
New announcement
Date of this announcement
Monday April 28, 2025
Details of +securities that have ceased
| Number of | ||||
|---|---|---|---|---|
| ASX +security | +securities that | The +securities have | Date of | |
| code | Security description | have ceased | ceased due to | cessation |
| NVXAD | PERFORMANCE RIGHTS | 343,838 | Lapse of conditional right to | 28/04/2025 |
| securities because the | ||||
| conditions have not been, or | ||||
| have become incapable of | ||||
| being, satisfied |
Refer to next page for full details of the announcement
| Appendix 3H - Notification of cessation of securities | 1 / 4 |
|---|---|
| Appendix 3H - Notification of cessation of securities | |
| --- |
Part 1 - Announcement Details
1.1 Name of +Entity
NOVONIX LIMITED
We (the entity named above) provide the following information about our issued capital.
| 1.2 Registered Number Type | Registration Number |
|---|---|
| ACN | 157690830 |
1.3 ASX issuer code
NVX
1.4 The announcement is
New announcement
1.5 Date of this announcement
28/4/2025
| Appendix 3H - Notification of cessation of securities | 2 / 4 |
|---|---|
| Appendix 3H - Notification of cessation of securities | |
| --- |
Part 2 - Details of +equity securities or +debt securities that have ceased
ASX +Security Code and Description
NVXAD : PERFORMANCE RIGHTS
Unquoted +equity securities that have ceased
Number of securities that have ceased
343,838
Reason for cessation
Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied
| Date of cessation | Is the entity paying any consideration for the cessation? |
|---|---|
| 28/4/2025 | No |
Any other information the entity wishes to notify to ASX about the cessation?
| Appendix 3H - Notification of cessation of securities | 3 / 4 |
|---|---|
| Appendix 3H - Notification of cessation of securities | |
| --- |
Part 3 - Issued capital following changes
Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:
The figures in parts 3.1 and 3.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)
| ASX +security code and description | Total number of<br><br>+securities on issue |
|---|---|
| NVX : ORDINARY FULLY PAID | 636,055,677 |
3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)
| ASX +security code and description | Total number of<br><br>+securities on issue |
|---|---|
| NVXAD : PERFORMANCE RIGHTS | 22,285,663 |
| NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 14,016,667 |
| NVXAL : CONVERTIBLE NOTES | 45,221,586 |
Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.
| Appendix 3H - Notification of cessation of securities | 4 / 4 |
|---|
EX-99.2
| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |
|---|
EXHIBIT 99.2
Announcement Summary
Entity name
NOVONIX LIMITED
Date of this announcement
Monday April 28, 2025
The +securities the subject of this notification are:
Other
Total number of +securities to be issued/transferred
| Total number of | |||
|---|---|---|---|
| ASX +security | +securities to be | ||
| code | Security description | issued/transferred | Issue date |
| New class - code | Share Rights | 1,008,567 | 28/04/2025 |
| to be confirmed |
Refer to next page for full details of the announcement
| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities | 1 / 6 |
|---|---|
| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities | |
| --- |
Part 1 - Entity and announcement details
1.1 Name of entity
NOVONIX LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
| 1.2 Registered number type | Registration number |
|---|---|
| ACN | 157690830 |
1.3 ASX issuer code
NVX
1.4 The announcement is
New announcement
1.5 Date of this announcement
28/4/2025
| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities | 2 / 6 |
|---|---|
| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities | |
| --- |
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Other
Please specify
| Issue of shares rights to Directors following shareholder approval at the AGM held on 2 April 2025. |
|---|
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
does not have an existing ASX security code ("new class")
| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities | 3 / 6 |
|---|---|
| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities | |
| --- |
Part 3C - number and type of +securities the subject of this notification (new class)
New +securities
| ASX +security code | +Security description |
|---|---|
| New class - code to be confirmed | Share Rights |
| +Security type | ISIN code |
| --- | --- |
Other
Date the +securities the subject of this notification were issued
28/4/2025
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.
| chrome-extension://efaidnbmnnnibpcajpcglclefindmkaj/https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-researc h/1.0/file/2924-02920348-2A1582116&v=7bc42bd11d853ed5e8c28f2ffcd6a069ee5cd6b4 |
|---|
Any other information the entity wishes to provide about the +securities the subject of this notification
Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B
| Issue of Director share rights following shareholder approval at the 2025 AGM. |
|---|
Issue details
Number of +securities
1,008,567
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
| Share rights issued as part of Director remuneration. |
|---|
Purpose of the issue
Other
Additional Details
| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities | 4 / 6 |
|---|---|
| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities | |
| --- |
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| NVX : ORDINARY FULLY PAID | 636,055,677 |
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| NVXAD : PERFORMANCE RIGHTS | 22,629,501 |
| NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 14,016,667 |
| NVXAL : CONVERTIBLE NOTES | 45,221,586 |
| New class - code to be confirmed : Share Rights | 1,008,567 |
| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities | 5 / 6 |
| --- | --- |
| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities | |
| --- |
Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1?
No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1?
Yes
5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1
2/4/2025
| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities | 6 / 6 |
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