6-K
NOVONIX Ltd (NVX)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
For the month of February, 2025
| 001-41208 |
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| (Commission File Number) |
NOVONIX LIMITED
(Translation of registrant’s name into English)
Level 38
71 Eagle Street
Brisbane, QLD 4000 Australia
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
EXHIBIT INDEX
Exhibit No. Description
Exhibit 99.1 Appendix 3G (Notification of issue, conversion or payment up of unquoted equity securities) dated February 17, 2025
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NOVONIX LIMITED<br><br><br><br><br><br>By: /s/ Robert Long<br><br>Robert Long<br><br>Chief Executive Officer |
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Date: February 17, 2025
EX-99.1
| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |
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EXHIBIT 99.1
Announcement Summary
Entity name
NOVONIX LIMITED
Date of this announcement
Monday February 17, 2025
The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX
Total number of +securities to be issued/transferred
| ASX +security | Total number of<br><br>+securities to be | ||
|---|---|---|---|
| code | Security description | issued/transferred | Issue date |
| NVXAA | OPTION EXPIRING VARIOUS DATES EX | 3,000,000 | 17/02/2025 |
| VARIOUS PRICES |
Refer to next page for full details of the announcement
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Part 1 - Entity and announcement details
1.1 Name of entity
NOVONIX LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
| 1.2 Registered number type | Registration number |
|---|---|
| ACN | 157690830 |
1.3 ASX issuer code
NVX
1.4 The announcement is
New announcement
1.5 Date of this announcement
17/2/2025
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| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities | |
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX
Previous Appendix 3B details:
| Announcement Date and Time | Announcement Title | Selected Appendix 3B to submit quotation request |
|---|---|---|
| 23-Dec-2024 10:58 | New - Proposed issue of securities - NVX | A placement or other type of issue |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?
No
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| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities | |
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Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B
Placement Details
ASX +security code and description
NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
Date the +securities the subject of this notification were issued
17/2/2025
Any other information the entity wishes to provide about the +securities the subject of this notification
| Options approved by shareholders at the EGM held on 22 January 2025. |
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Issue details
Number of +securities
3,000,000
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
| Incentive Options are to recognise the services provided by Mr Andrew Liveris in his capacity as strategic advisor to the Company. | |
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| NVX : ORDINARY FULLY PAID | 635,397,956 |
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| NVXAD : PERFORMANCE RIGHTS | 15,343,410 |
| NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 14,016,667 |
| NVXAG : SHARE RIGHTS | 632,890 |
| NVXAL : CONVERTIBLE NOTES | 45,221,586 |
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