6-K

Oriental Culture Holding LTD (OCG)

6-K 2025-05-02 For: 2025-05-02
View Original
Added on April 06, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANTTO RULE 13****a-16 OR 15d-16 UNDER THE

SECURITIESEXCHANGE ACT OF 1934

For the month of May 2025

Commission File Number: 001-39734

Oriental Culture Holding LTD.

Room 1310, Tower B, Harbour View Building

Eastern District, Hong Kong

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F ☒     Form 40-F ☐

INFORMATION CONTAINED IN THIS FORM 6-K REPORT

On April 28, 2025 (the “Grant Date”), the Compensation Committee of the Board of Directors (the “Board”) of Oriental Culture Holding LTD. (the “Company”) granted stock awards of 500,000 ordinary shares of the Company, par value $0.00025 (the “Ordinary Shares”), pursuant to the Company’s 2021 Omnibus Equity Plan, to five officers and employees of the Company and subsidiaries of its operating variable interest entity (the “Grantees”), including 100,000 shares to Mr. Yi Shao, Chief Executive Officer of the Company (collectively, the “Grants”).  The Grants vested immediately on the Grant Date and each of the Grantees also entered into an Unrestricted Stock Award Agreement with the Company on April 28, 2025. The form of Unrestricted Stock Award Agreement is filed as Exhibits 10.1 to this report on Form 6-K and incorporated herein by reference.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Oriental Culture Holding LTD
Date: May 2, 2025 By: /s/ Yi Shao
Name: Yi Shao
Title: Chief Executive Officer
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Exhibit Index

Exhibit Number Description
10.1 Form of Unrestricted Stock Award Agreement by and between Oriental Culture Holding LTD. and Grantees dated on April 28, 2025.
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Exhibit 10.1


OrientalCulture Holding LTD.


UNRESTRICTEDSTOCK AWARD aGREEMENT

THIS UNRESTRICTED STOCK AWARD AGREEMENT (“Agreement”) is entered into by and between Oriental Culture Holding LTD., a Cayman Islands exempted company (the “Company”) and the Grantee effective as of Grant Date. The Administrator has authorized this grant of the Unrestricted Stock to the Grantee as set forth below. Unless otherwise indicated, any capitalized term used but not defined herein shall have the meaning as described to such term in the Oriental Culture Holding LTD. 2021 Omnibus Equity Plan (the “2021Plan”).

Grantee:
Grant Date: April 28, 2025
Number of shares (“Shares”):
Purchase Price (per Share): $0

The parties hereto agree as follows:

1. Grantof Unrestricted Stock. Subject in all respects to the 2021 Plan and the restrictions and conditions herein, the Grantee is hereby granted Shares of Unrestricted Stock at the Purchase Price as set forth above.

2. NoPeriod of Restriction. The Unrestricted Stock is fully vested as of the Grant Date.

3. StockholderRights. The Grantee will have the right to vote such Unrestricted Stock and the right to receive any dividends declared or paid upon receiving such Unrestricted Stock.

4. SecuritiesLaw Compliance. Shares acquired applicable to this Unrestricted Stock Award are subject to the terms and conditions of the 2021 Plan (Securities Law and Other Regulatory Compliance). The Grantee acknowledges and makes the representations and warranties as described below, and agrees to provide such other representations and warranties and take such actions as otherwise may be requested by the Company for compliance with applicable laws, and any issuance of Shares by the Company shall be made in reliance upon the express representations and warranties of the Grantee that:

(a) the Grantee is acquiring the Shares for his or her own account, for investment purposes and without any present intention of distributing or reselling said Shares, except as permitted under the Securities Act;

(b) the Grantee is fully aware of the highly speculative nature of the investment in the Shares, the financial hazards involved in the investment, and the lack of liquidity and restrictions on transferability of the Shares (e.g., that the Grantee may not be able to sell or dispose of the Shares or use it as collateral for loans); and

(c) the Grantee has received and had access to such information as the Grantee considers necessary and appropriate for deciding whether to invest in the Shares and has had an opportunity to ask questions and receive answers from the Company regarding the terms and conditions of the issuance; and

(d) the Grantee who is a Chinese citizen or resident shall comply with any applicable foreign exchange laws and regulations of China issued by State Administration of Foreign Exchange, including but not limited to repatriate proceeds derived from selling Shares overseas to China, pay tax and convert the proceeds into RMB as well as to appoint one domestic broker and one overseas broker to hold and process Shares and proceeds derived from the sale of Shares.

5. Certificate(s)Representing Unrestricted Stock. The Company shall issue Shares either in certificate form or in book entry form or other form permitted by the laws and regulations, in the name of the Grantee.

6. TaxWithholding. As a condition to the issuance of Shares applicable to this Unrestricted Stock Award, the Grantee must remit to the Company the statutory minimum (but not more) amount necessary to satisfy any applicable Federal, state or local tax withholding requirements.

7. Provisionsof Plan Control. This Agreement is subject to all terms, conditions and provisions of the 2021 Plan, including, without limitation, the amendment provisions thereof, and to such rules, regulations and interpretations relating to the 2021 Plan as may be adopted by the Board and as may be in effect from time to time. The 2021 Plan is incorporated herein by reference. If and to the extent that this Agreement conflicts or is inconsistent with the terms, conditions and provisions of the 2021 Plan, the 2021 Plan shall control and this Agreement shall be deemed to be modified accordingly. This Agreement contains the entire agreement and understanding of the parties with respect to the subject matter hereof and supersedes any prior agreements and understandings (whether written or oral) between the Company and the Grantee with respect to the subject matter hereof.

8. Successors,Assigns and Transferees. This Agreement shall be binding upon, and inure to the benefit of, the parties hereto and each of their respective successors and permitted transferees (including, upon the death of the Grantee, the Grantee’s estate).

9. Notan Employment Contract. This Agreement is not an agreement of employment or an agreement to engage Grantee as a director or an independent contractor. This Agreement does not guarantee that the Company or any affiliate will employ, retain, contract with or continue to employ, retain or contract with the Grantee during the entire, or any portion of the term of this Agreement, nor does it modify in any respect the Company’s or any affiliate’s right to terminate or modify the Grantee’s employment, engagement or compensation.

10. Confidentiality. The Grantee agrees that he/she will not disclose to any third party the grant of unrestricted stock award, number of shares granted and the existence of this agreement unless it is required by the laws, regulations or rules of SEC.

11. Governing Law. This Agreement shall be governed by, and construed in accordance with, the laws of Cayman Islands, without giving effect to any choice of law or conflict of law provision or rule.

12. Counterparts. This Agreement may be executed and delivered (including by facsimile or other electronic transmission) with counterpart signature pages or in separate counterparts each of which shall be an original and all of which taken together shall constitute one and the same agreement.

[remainder of page intentionally left blank; signature page to follow]

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IN WITNESS WHEREOF, the parties have executed this Agreement on the date set forth above.

Oriental Culture Holding LTD.
By:
Name:
Title:
GRANTEE
By:
Name:

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