Paradium.AI, Inc 8-K, filed Apr 8, 2020
Paradium.AI, Inc. (PAAI)
About this 8-K
Paradium.AI, Inc filed this 8-K on April 8, 2020, reporting on events of April 3, 2020.
Items reported
- Item 5.07: Shareholder vote results
UNITEDSTATES
SECURITIESAND EXCHANGE COMMISSION
WASHINGTON,D.C. 20549
FORM8-K
CURRENTREPORT
PURSUANTTO SECTION 13 OR 15(D) OF THE
SECURITIESEXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): April 3, 2020
THEMAVEN,INC.
(Exact Name of Registrant as Specified in Charter)
| DELAWARE | 1-12471 | 68-0232575 |
|---|---|---|
| (State<br>or Other Jurisdiction<br><br>of Incorporation) | (Commission<br><br> <br>File<br> Number) | (IRS<br> Employer<br><br> <br>Identification<br> No.) |
| 1500<br> Fourth Avenue, Suite 200 Seattle, WA | 98101 | |
| --- | --- | |
| (Address<br> of Principal Executive Offices) | (Zip<br> Code) |
Registrant’s telephone number, including area code: 775-600-2765
Securities registered pursuant to Section 12(b) of the Act:
| Title<br> of each class | Trading<br> Symbol(s) | Name<br> on exchange on which registered |
|---|---|---|
| None | - | - |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction .2. below):
| [ ] | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| [ ] | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
* Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Act of 1934 (§240.12b-2 of this chapter)
Emerging growth company [ ]
If any emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item5.07 — Submission of Matters to a Vote of Security Holders
A special meeting of stockholders (the “Special Meeting”) of TheMaven, Inc. (the “Company”) was held on April 3, 2020. At the Special Meeting, the Company’s stockholders:
● approved the Company’s 2019 Equity Incentive Plan; and
● approved an increase in the number of shares of common stock reserved for issuance under the Company’s 2016 Stock Incentive Plan from 5,000,000 shares to 10,000,000 shares.
The number of votes cast for, against or withheld and the number of abstentions and broker non-votes with respect to each Proposal is set forth below.
| Proposal<br> 1 | Shares<br> For | Shares<br> Against | Shares<br> Abstaining | Broker<br> Non-Votes | ||||
|---|---|---|---|---|---|---|---|---|
| Approval<br> of the Company’s 2019 Equity Incentive Plan | 71,635,245 | 438,018 | 23,445 | -0- | ||||
| Proposal<br> 2 | Shares<br> For | Shares<br> Against | Shares<br> Abstaining | Broker<br> Non-Votes | ||||
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| Approval<br> of an increase in the number of shares of common stock reserved for issuance under the Company’s 2016 Stock Incentive<br> Plan from 5,000,000 shares to 10,000,000 shares | 71,148,246 | 452,129 | 496,333 | -0- |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| THEMAVEN, INC. | ||
|---|---|---|
| Dated:<br> April 8, 2020 | By: | /s/ Douglas Smith |
| Name: | Douglas<br> Smith | |
| Title: | Chief<br> Financial Officer |