Princeton Capital Corp 8-K, filed Dec 14, 2023
Princeton Capital Corp (PIAC)
About this 8-K
Princeton Capital Corp filed this 8-K on December 14, 2023.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): December 14, 2023 (
(Exact name of registrant as specified in its charter)
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Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| None | None | None |
Item 5.07. Submission of Matters to a Vote of Security Holders
On December 14, 2023, Princeton Capital Corporation, a Maryland corporation (the “Company”) held its 2023 Annual Meeting of Stockholders (the “2023 Annual Meeting”). At the 2023 Annual Meeting, the stockholders voted on (i) the election of Darren Stainrod, Mark DiSalvo, Martin Laidlaw, and Greg Bennett to the Company’s Board of Directors, (ii) the ratification of the selection of WithumSmith&Brown, PC (“WithumSmith”) as the Company’s independent registered public accounting firm for the year ending December 31, 2023, and (iii) the approval of the adjournment of the Annual Meeting, if necessary or appropriate, to solicit additional proxies.
The stockholders re-elected all four nominees for director, ratified the selection of WithumSmith for the year ending December 31, 2023, and approved the adjournment of the Annual Meeting to solicit additional proxies, however it was not necessary.
The full results of the matters voted on at the 2023 Annual Meeting are set forth below:
Proposal No. 1 – Election of Directors:
| Nominee | Votes For | Votes Withheld | Broker Non-Votes | |||||||||
| Darren Stainrod | 116,072,556 | 653,162 | 281,771 | |||||||||
| Mark S. DiSalvo | 116,072,557 | 653,161 | 281,771 | |||||||||
| Martin Laidlaw | 116,072,556 | 653,162 | 281,771 | |||||||||
| Greg Bennett | 116,072,556 | 653,162 | 281,771 | |||||||||
Proposal No. 2 – Ratification of the Selection of WithumSmith&Brown, PC as the Company’s Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2023:
| Votes For | Votes Against | Abstentions | ||||||||
| 116,865,396 | 0 | 142,093 | ||||||||
There were no broker non-votes for Proposal 2.
Proposal No. 3 – To Approve the Adjournment of the Annual Meeting, if Necessary or Appropriate, to Solicit Additional Proxies:
| Votes For | Votes Against | Abstentions | ||||||||
| 117,000,964 | 6,525 | 0 | ||||||||
There were no broker non-votes for Proposal 3.
No other proposals were submitted to a vote of the Company’s stockholders.
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SIGNATURE
Pursuant to the requirements of the Securities and Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized.
Dated: December 14, 2023
| PRINCETON CAPITAL CORPORATION | |||
| By: | /s/ Gregory J. Cannella | ||
| Name: | Gregory J. Cannella | ||
| Title: | Chief Financial Officer | ||
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