P3 Health Partners Inc 8-K/A, filed Oct 20, 2022
P3 Health Partners Inc. (PIII)
About this 8-K/A
P3 Health Partners Inc filed this 8-K/A on October 20, 2022, reporting on events of October 18, 2022.
Items reported
- Item 8.01: Other events
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
Amendment No. 1
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
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Explanatory Note
Item 8.01. Other Events.
On October 18, 2022, the Company received a notification letter from the Nasdaq Hearing Panel (the “Panel”) of The Nasdaq Stock Market LLC (“Nasdaq”) stating that the Panel had granted the Company’s request to extend the automatic 15-day stay of suspension from Nasdaq pending the hearing scheduled with the Panel for November 3, 2022 and a final Panel determination regarding the Company’s listing status. The extended stay granted by Nasdaq maintains the trading of the Company’s securities pending the hearing.
As previously disclosed, on September 28, 2022, the Nasdaq Listing Qualifications Department initiated a process to delist the Company’s securities from Nasdaq as a result of the Company not being in compliance with Listing Rule 5250(c)(1) as a result of the Company’s delinquency in the filing of its Annual Report on Form 10-K for the fiscal year ended December 31, 2021 and its Quarterly Reports on Form 10-Q for the quarterly periods ended March 31, 2022 and June 30, 2022. On October 5, 2022, the Company appealed Nasdaq’s delisting determination by requesting a hearing before the Panel and requested that the stay of delisting, which otherwise would expire on October 20, 2022, pursuant to Nasdaq Rule 5815(a)(1)(B), be extended until the Panel issued a final decision. As noted above, the Panel granted the Company’s request to extend the stay of suspension pending the hearing on November 3, 2022 and issuance of a final Panel decision.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| P3 Health Partners Inc. | |||
| Date: | October 20, 2022 | By: | /s/ Eric Atkins |
|
Eric Atkins Chief Financial Officer |