Prospect Capital Corp 8-K, filed Dec 22, 2023
Prospect Capital Corp (PSEC)
8-K
2023-12-22
For: 2023-12-22
View Original
Added on
April 10, 2026
About this 8-K
Prospect Capital Corp filed this 8-K on December 22, 2023.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): December 22, 2023
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Item 5.07. Submission of Matters to a Vote of Security Holders.
On December 22, 2023, Prospect Capital Corporation (the “Company”) held its Annual Meeting of Stockholders virtually (the “Annual Meeting”). At the Annual Meeting, the Company’s common and preferred stockholders voted on one proposal. The proposal is described in detail in the Company’s definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission (the “SEC”) on September 20, 2023.
As of September 19, 2023, there were 408,132,468 shares of the Company's common stock outstanding, 30,780,669 shares of the Company’s 5.50% Series A1 Preferred Stock outstanding, 164,000 shares of the Company’s 5.50% Series A2 Preferred Stock outstanding, 5,909,671 shares of the Company’s 5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock outstanding, 3,155,352 shares of the Company’s 5.50% Series M1 Preferred Stock outstanding, 21,471,177 shares of the Company's 6.50% Series A3 Preferred Stock outstanding, and 2,870,854 shares of the Company's 6.50% Series M3 Preferred Stock outstanding. Each share of preferred stock was entitled to one vote on the one matter to be voted on by holders of the preferred stock at the Annual Meeting. There were no matters to be voted on by holders of the common stock at the Annual Meeting. The final voting results from the Annual Meeting were as follows:
Proposal 1. The Company’s stockholders elected one director of the Company. William J. Gremp shall serve as a Class I director until the annual meeting of stockholders of the Company in 2026 and until his successor is duly elected and qualifies or until his earlier resignation, removal from office, death or incapacity. The director was re-elected pursuant to the voting results set forth below:
| Name | For | Against | Abstained | Broker Non-Votes | ||||||||||||||||||||||
| William J. Gremp | 32,427,621 | 520,039 | 1,760,961 | - | ||||||||||||||||||||||
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
Prospect Capital Corporation
By: /s/ M. Grier Eliasek
Name: M. Grier Eliasek
Title: Chief Operating Officer
Date: December 22, 2023
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