Quanterix Corp S-3ASR, filed Nov 6, 2020

Quanterix Corp (QTRX)

S-3ASR 2020-11-06

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Title of Each Class of Securities to be Registered	Amount to be Registered		Proposed Maximum Offering Price per Unit		Proposed Maximum Aggregate Offering Price		Amount of Registration Fee
Common Stock, $0.001 par value		(1 )		(1 )		(1 )		(2 )
Preferred Stock, $0.001 par value		(1 )		(1 )		(1 )		(2 )
Debt Securities		(1 )		(1 )		(1 )		(2 )
Warrants		(1 )		(1 )		(1 )		(2 )
Rights		(1 )		(1 )		(1 )		(2 )
Units		(1 )		(1 )		(1 )		(2 )
Total		(1 )		(1 )		(1 )		(2 )

	ABOUT THIS PROSPECTUS					1
	PROSPECTUS SUMMARY					2
	RISK FACTORS					4
	SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS					5
	USE OF PROCEEDS					7
	PLAN OF DISTRIBUTION					8
	DESCRIPTION OF COMMON STOCK					10
	DESCRIPTION OF PREFERRED STOCK					11
	DESCRIPTION OF DEBT SECURITIES					12
	DESCRIPTION OF WARRANTS					18
	DESCRIPTION OF RIGHTS					19
	DESCRIPTION OF UNITS					21
	CERTAIN PROVISIONS OF DELAWARE LAW AND OF THE COMPANY’S CERTIFICATE OF INCORPORATION AND BYLAWS					22
	LEGAL MATTERS					24
	EXPERTS					24
	WHERE YOU CAN FIND MORE INFORMATION					24
	INCORPORATION OF DOCUMENTS BY REFERENCE					25

SEC Registration Fee	$	*
FINRA Filing Fee		**
Printing and Engraving Expenses		**
Legal Fees and Expenses		**
Accounting Fees and Expenses		**
Transfer Agent and Registrar Fees		**
Miscellaneous		**
Total		**

Signature	Title	Date
/s/ E. KEVIN HRUSOVSKY E. Kevin Hrusovsky	Chairman, President and Chief Executive Officer and Director (principal executive officer)	November 6, 2020
/s/ AMOL CHAUBAL Amol Chaubal	Chief Financial Officer (principal financial officer and principal accounting officer)	November 6, 2020
/s/ KEITH L. CRANDELL Keith L. Crandell	Director	November 6, 2020
/s/ MARIJN DEKKERS, PH.D. Marijn Dekkers, Ph.D.	Director	November 6, 2020
/s/ SARAH HLAVINKA Sarah Hlavinka	Director	November 6, 2020
/s/ MARTIN D. MADAUS, PH.D. Martin D. Madaus, Ph.D.	Director	November 6, 2020

Signature	Title	Date
/s/ PAUL M. MEISTER Paul M. Meister	Director	November 6, 2020
/s/ DAVID R. WALT, PH.D. David R. Walt, Ph.D.	Director	November 6, 2020

	Copies to:
	William T. Whelan, Esq. Megan N. Gates, Esq. John P. Condon, Esq. Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. One Financial Center Boston, MA 02111 (617) 542-6000			John J. Fry, Esq. Brian P. Keane, Esq. Quanterix Corporation 900 Middlesex Turnpike Billerica, MA 01821 (617) 301-9400

Section of Trust Indenture Act of 1939, as Amended		Section of Indenture
310(a).		7.09
310(b).		7.08
		7.10
310(c).		Inapplicable
311(a).		7.13(a)
311(b).		7.13(b)
311(c).		Inapplicable
312(a)		5.02(a)
312(b).		5.02(b)
312(c).		5.02(c)
313(a).		5.04(a)
313(b).		5.04(a)
313(c).		5.04(a)
		5.04(b)
313(d).		5.04(b)
314(a).		5.03
314(b).		Inapplicable
314(c).		13.06
314(d).		Inapplicable
314(e).		13.06
314(f).		Inapplicable
315(a).		7.01(a)
		7.02
315(b).		6.07
315(c).		7.01
315(d).		7.01(b)
		7.01(c)
315(e).		6.07
316(a).		6.06
		8.04
316(b).		6.04
316(c).		8.01
317(a).		6.02
317(b).		4.03
318(a).		13.08

			Page

ARTICLE I	DEFINITIONS		1

SECTION 1.01		Definitions of Terms	1

ARTICLE II	ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES		3

SECTION 2.01		Designation and Terms of Securities	3
SECTION 2.02		Form of Securities and Trustee’s Certificate	5
SECTION 2.03		Denominations: Provisions for Payment	5
SECTION 2.04		Execution and Authentications	6
SECTION 2.05		Registration of Transfer and Exchange	7
SECTION 2.06		Temporary Securities	8
SECTION 2.07		Mutilated, Destroyed, Lost or Stolen Securities	8
SECTION 2.08		Cancellation	8
SECTION 2.09		Benefits of Indenture	8
SECTION 2.10		Authenticating Agent	9
SECTION 2.11		Global Securities	9

ARTICLE III	REDEMPTION OF SECURITIES AND SINKING FUND PROVISIONS		10

SECTION 3.01		Redemption	10
SECTION 3.02		Notice of Redemption	10
SECTION 3.03		Payment Upon Redemption	11
SECTION 3.04		Sinking Fund	11
SECTION 3.05		Satisfaction of Sinking Fund Payments with Securities	11
SECTION 3.06		Redemption of Securities for Sinking Fund	12

ARTICLE IV	COVENANTS		12

SECTION 4.01		Payment of Principal, Premium and Interest	12
SECTION 4.02		Maintenance of Office or Agency	12
SECTION 4.03		Paying Agents	12
SECTION 4.04		Appointment to Fill Vacancy in Office of Trustee	13
SECTION 4.05		Compliance with Consolidation Provisions	13

ARTICLE V	SECURITYHOLDERS’ LISTS AND REPORTS BY THE COMPANY AND THE TRUSTEE		13

SECTION 5.01		Company to Furnish Trustee Names and Addresses of Securityholders	13
SECTION 5.02		Preservation of Information; Communications with Securityholders	13
SECTION 5.03		Reports by the Company	14
SECTION 5.04		Reports by the Trustee	14

ARTICLE VI	REMEDIES OF THE TRUSTEE AND SECURITYHOLDERS ON EVENT OF DEFAULT		14

SECTION 6.01		Events of Default	14
SECTION 6.02		Collection of Indebtedness and Suits for Enforcement by Trustee	16
SECTION 6.03		Application of Moneys Collected	17
SECTION 6.04		Limitation on Suits	17
SECTION 6.05		Rights and Remedies Cumulative; Delay or Omission Not Waiver	18
SECTION 6.06		Control by Securityholders	18
SECTION 6.07		Undertaking to Pay Costs	18

ARTICLE VII	CONCERNING THE TRUSTEE		19

SECTION 7.01		Certain Duties and Responsibilities of Trustee	19

SECTION 7.02		Certain Rights of Trustee	20
SECTION 7.03		Trustee Not Responsible for Recitals or Issuance of Securities	21
SECTION 7.04		May Hold Securities	21
SECTION 7.05		Moneys Held in Trust	21
SECTION 7.06		Compensation and Reimbursement	21
SECTION 7.07		Reliance on Officers’ Certificate	21
SECTION 7.08		Disqualification; Conflicting Interests	22
SECTION 7.09		Corporate Trustee Required; Eligibility	22
SECTION 7.10		Resignation and Removal; Appointment of Successor	22
SECTION 7.11		Acceptance of Appointment By Successor	23
SECTION 7.12		Merger, Conversion, Consolidation or Succession to Business	24
SECTION 7.13		Preferential Collection of Claims Against the Company	24

ARTICLE VIII	CONCERNING THE SECURITYHOLDERS		24

SECTION 8.01		Evidence of Action by Securityholders	24
SECTION 8.02		Proof of Execution by Securityholders	25
SECTION 8.03		Who May be Deemed Owners	25
SECTION 8.04		Certain Securities Owned by Company Disregarded	25
SECTION 8.05		Actions Binding on Future Securityholders	25
SECTION 8.06		Purposes for Which Meetings May Be Called	26
SECTION 8.07		Call Notice and Place of Meetings	26
SECTION 8.08		Persons Entitled To Vote at Meetings	26
SECTION 8.09		Quorum; Action	26
SECTION 8.10		Determination of Voting Rights; Conduct and Adjournment of Meetings	27
SECTION 8.11		Counting Votes and Recording Action of Meetings	27

ARTICLE IX	SUPPLEMENTAL INDENTURES		27

SECTION 9.01		Supplemental Indentures Without the Consent of Securityholders	27
SECTION 9.02		Supplemental Indentures With Consent of Securityholders	28
SECTION 9.03		Effect of Supplemental Indentures	29
SECTION 9.04		Securities Affected by Supplemental Indentures	29
SECTION 9.05		Execution of Supplemental Indentures	29

ARTICLE X	SUCCESSOR ENTITY		29

SECTION 10.01		Company May Consolidate, Etc.	29
SECTION 10.02		Successor Entity Substituted	30
SECTION 10.03		Evidence of Consolidation, Etc. to Trustee	30

ARTICLE XI	SATISFACTION AND DISCHARGE		30

SECTION 11.01		Satisfaction and Discharge of Indenture	30
SECTION 11.02		Discharge of Obligations	31
SECTION 11.03		Deposited Moneys to be Held in Trust	31
SECTION 11.04		Payment of Moneys Held by Paying Agents	31
SECTION 11.05		Repayment to Company	31

ARTICLE XII	IMMUNITY OF INCORPORATORS, STOCKHOLDERS, OFFICERS AND DIRECTORS		31

SECTION 12.01		No Recourse	31

ARTICLE XIII	MISCELLANEOUS PROVISIONS		32

SECTION 13.01		Effect on Successors and Assigns	32
SECTION 13.02		Actions by Successor	32
SECTION 13.03		Surrender of Company Powers	32
SECTION 13.04		Notices	32
SECTION 13.05		Governing Law	32
SECTION 13.06		Treatment of Securities as Debt	32

SECTION 13.07	Compliance Certificates and Opinions	32
SECTION 13.08	Payments on Business Days	33
SECTION 13.09	Conflict with Trust Indenture Act	33
SECTION 13.10	Counterparts	33
SECTION 13.11	Separability	33
SECTION 13.12	Assignment	33

	QUANTERIX CORPORATION

	By:
		Name:
		Title:


	[ ],
	As Trustee

	By:
		Name:
		Title:

Section of Trust Indenture Act of 1939, as Amended		Section of Indenture
310(a).		7.09
310(b).		7.08
		7.10
310(c).		Inapplicable
311(a).		7.13(a)
311(b).		7.13(b)
311(c).		Inapplicable
312(a)		5.02(a)
312(b).		5.02(b)
312(c).		5.02(c)
313(a).		5.04(a)
313(b).		5.04(a)
313(c).		5.04(a)
		5.04(b)
313(d).		5.04(b)
314(a).		5.03
314(b).		Inapplicable
314(c).		13.06
314(d).		Inapplicable
314(e).		13.06
314(f).		Inapplicable
315(a).		7.01(a)
		7.02
315(b).		6.07
315(c).		7.01
315(d).		7.01(b)
		7.01(c)
315(e).		6.07
316(a).		6.06
		8.04
316(b).		6.04
316(c).		8.01
317(a).		6.02
317(b).		4.03
318(a).		13.08

	Very truly yours,

	/s/ Mintz, Levin, Cohn, Ferris,
	Glovsky and Popeo, P.C.

	Mintz, Levin, Cohn, Ferris,
	Glovsky and Popeo, P.C.