Relx PLC 6-K, filed Feb 16, 2021
Relx PLC (RELX)
6-K
2021-02-16
For: 2021-02-16
View Original
Added on
April 06, 2026
About this 6-K
Relx PLC filed this 6-K on February 16, 2021.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
16 February 2021
RELX PLC
(Translation of registrant’s name into English)
1-3 Strand
London
WC2N 5JR
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: ☒Form 20-F ☐ Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: ☐ Yes ☒ No
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| RELX PLC | ||
|---|---|---|
| Date: 2/16/2021 | By: | /s/ S. Pereira |
| Name: | S. Pereira | |
| Title: | Deputy Secretary |
EXHIBIT INDEX
| Exhibit No | Description |
|---|---|
| 99.1 | Director/PDMR Shareholding 2.16.2021 |
relx-ex991_6.htm
ISSUED ON BEHALF OF RELX PLC
Director/ PDMR Shareholdings
Following the completion of the transactions set out in this announcement:
| (a) | the current interests of Erik Engstrom, Chief Executive Officer, in the shares of RELX PLC are as follows: |
|---|
1,029,503 RELX PLC Ordinary Shares (1,017,615 RELX PLC Ordinary Shares held before these transactions); and
| (b) | the current interests of Nick Luff, Chief Financial Officer, in the shares of RELX PLC are as follows: |
|---|
276,898 RELX PLC Ordinary Shares (271,316 RELX PLC Ordinary Shares held before these transactions).
RELX PLC
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||
|---|---|---|---|
| a) | Name | Erik Engstrom | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | RELX PLC | |
| b) | LEI | 549300WSX3VBUFFJOO66 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | |
| Identification code | ISIN: GB00B2B0DG97 | ||
| b) | Nature of the transaction | Grant of a conditional award over Ordinary Shares under the RELX Group plc Long Term Incentive Plan 2013. There is no price payable on the grant or vesting of the award. Vesting is subject to the achievement of performance conditions over a three-year period. | |
| c) | Price(s) and volume(s) | ||
| --- | --- | --- | --- |
| Volume(s) | |||
| 308,702 | |||
| d) | Aggregated information | ||
| - Aggregated volume | 308,702 | ||
| - Price | Nil | ||
| e) | Date of the transaction | 2021-02-15 | |
| f) | Place of the transaction | Outside of a trading venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | |
| Identification code | ISIN: GB00B2B0DG97 | ||
| b) | Nature of the transaction | Award of deferred Ordinary Shares under the 2020 Annual Incentive Plan. There is no price payable on the award or release of the deferred Ordinary Shares. | |
| c) | Price(s) and volume(s) | ||
| Volume(s) | |||
| 29,498 | |||
| d) | Aggregated information | ||
| - Aggregated volume | 29,498 | ||
| - Price | Nil | ||
| e) | Date of the transaction | 2021-02-15 | |
| f) | Place of the transaction | Outside of a trading venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | |
| Identification code | ISIN: GB00B2B0DG97 | ||
| b) | Nature of the transaction | Ordinary Shares acquired following vesting of conditional share awards under the RELX Group plc Long Term Incentive Plan 2013 ('LTIP Awards') | |
| c) | Price(s) and volume(s) | ||
| Volume(s) | |||
| 21,467 | |||
| d) | Aggregated information | ||
| - Aggregated volume | 21,467 | ||
| - Price | Nil | ||
| e) | Date of the transaction | 2021-02-12 | |
| f) | Place of the transaction | Outside of a trading venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | |
| Identification code | ISIN: GB00B2B0DG97 | ||
| b) | Nature of the transaction | Sale of Ordinary Shares to meet personal tax and social security obligations arising from vesting of LTIP Awards. The Ordinary Shares sold to meet these obligations were sold to the RELX Group Employee Benefit Trust in off-market transactions at a price of 18.66 per Ordinary Share, being the mid-market closing price on the London Stock Exchange on the date of sale. | |
| c) | Price(s) and volume(s) | ||
| Volume(s) | |||
| 4,801 | |||
| d) | Aggregated information | ||
| - Aggregated volume | 4,801 | ||
| - Price | 18.66 | ||
| e) | Date of the transaction | 2021-02-12 | |
| f) | Place of the transaction | Outside of a trading venue |
All values are in British Pounds.
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
|---|---|---|---|
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | |
| Identification code | ISIN: GB00B2B0DG97 | ||
| b) | Nature of the transaction | Sale of Ordinary Shares to meet personal tax and social security obligations arising from vesting of LTIP Awards. The Ordinary Shares sold to meet these obligations were sold to the RELX Group Employee Benefit Trust in off-market transactions at a price of 21.335 per Ordinary Share, being the mid-market closing price on the Euronext Amsterdam Stock Exchange on the date of sale. | |
| c) | Price(s) and volume(s) | ||
| Volume(s) | |||
| 4,778 | |||
| d) | Aggregated information | ||
| - Aggregated volume | 4,778 | ||
| - Price | 21.335 | ||
| e) | Date of the transaction | 2021-02-12 | |
| f) | Place of the transaction | Outside of a trading venue |
All values are in Euros.
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||
|---|---|---|---|
| a) | Name | Nick Luff | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | RELX PLC | |
| b) | LEI | 549300WSX3VBUFFJOO66 | |
| --- | --- | --- | --- |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | |
| Identification code | ISIN: GB00B2B0DG97 | ||
| b) | Nature of the transaction | Grant of a conditional award over Ordinary Shares under the RELX Group plc Long Term Incentive Plan 2013. There is no price payable on the grant or vesting of the award. Vesting is subject to the achievement of performance conditions over a three-year period. | |
| c) | Price(s) and volume(s) | ||
| Volume(s) | |||
| 151,487 | |||
| d) | Aggregated information | ||
| - Aggregated volume | 151,487 | ||
| - Price | Nil | ||
| e) | Date of the transaction | 2021-02-15 | |
| f) | Place of the transaction | Outside of a trading venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | |
| Identification code | ISIN: GB00B2B0DG97 | ||
| b) | Nature of the transaction | Award of deferred Ordinary Shares under the 2020 Annual Incentive Plan. There is no price payable on the award or release of the deferred Ordinary Shares. | |
| c) | Price(s) and volume(s) | ||
| Volume(s) | |||
| 17,370 | |||
| d) | Aggregated information | ||
| - Aggregated volume<br><br><br><br><br><br>- Price | 17,370<br> <br>Nil | ||
| e) | Date of the transaction | 2021-02-15 | |
| f) | Place of the transaction | Outside of a trading venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | |
| Identification code | ISIN: GB00B2B0DG97 | ||
| b) | Nature of the transaction | Ordinary Shares acquired following vesting of conditional share awards under the RELX Group plc Long Term Incentive Plan 2013 ('LTIP Awards') | |
| c) | Price(s) and volume(s) | ||
| Volume(s) | |||
| 10,534 | |||
| d) | Aggregated information | ||
| - Aggregated volume | 10,534 | ||
| - Price | Nil | ||
| e) | Date of the transaction | 2021-02-12 | |
| f) | Place of the transaction | Outside of a trading venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | |
| Identification code | ISIN: GB00B2B0DG97 | ||
| b) | Nature of the transaction | Sale of Ordinary Shares to meet personal tax and social security obligations arising from vesting of LTIP Awards. The Ordinary Shares sold to meet these obligations were sold to the RELX Group Employee Benefit Trust in off-market transactions at a price of 18.66 per Ordinary Share, being the mid-market closing price on the London Stock Exchange on the date of sale. |
All values are in British Pounds.
| c) | Price(s) and volume(s) | ||
|---|---|---|---|
| Volume(s) | |||
| 2,482 | |||
| d) | Aggregated information | ||
| - Aggregated volume | 2,482 | ||
| - Price | 18.66 | ||
| e) | Date of the transaction | 2021-02-12 | |
| f) | Place of the transaction | Outside of a trading venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | |
| Identification code | ISIN: GB00B2B0DG97 | ||
| b) | Nature of the transaction | Sale of Ordinary Shares to meet personal tax and social security obligations arising from vesting of LTIP Awards. The Ordinary Shares sold to meet these obligations were sold to the RELX Group Employee Benefit Trust in off-market transactions at a price of 21.335 per Ordinary Share, being the mid-market closing price on the Euronext Amsterdam Stock Exchange on the date of sale. | |
| c) | Price(s) and volume(s) | ||
| Volume(s) | |||
| 2,470 | |||
| d) | Aggregated information | ||
| - Aggregated volume | 2,470 | ||
| - Price | 21.335 | ||
| e) | Date of the transaction | 2021-02-12 | |
| f) | Place of the transaction | Outside of a trading venue |
All values are in British Pounds.
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Henry Udow | ||
| 2 | Reason for the notification | |||
| a) | Position/status | PDMR | ||
| b) | Initial notification /Amendment | Initial Notification | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | RELX PLC | ||
| b) | LEI | 549300WSX3VBUFFJOO66 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | ||
| Identification code | ISIN: GB00B2B0DG97 | |||
| b) | Nature of the transaction | Grant of a conditional award over Ordinary Shares under the RELX Group plc Long Term Incentive Plan 2013. There is no price payable on the grant or vesting of the award. Vesting is subject to the achievement of performance conditions over a three-year period. | ||
| c) | Price(s) and volume(s) | |||
| Price(s) | Volume(s) | |||
| Nil | 75,293 | |||
| d) | Aggregated information | |||
| - Aggregated volume | 75,293 | |||
| - Price | Nil | |||
| e) | Date of the transaction | 2021-02-15 | ||
| f) | Place of the transaction | Outside of a trading venue | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| --- | --- | --- | --- | |
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | ||
| Identification code | ISIN: GB00B2B0DG97 | |||
| b) | Nature of the transaction | Award of deferred Ordinary Shares under the 2020 Annual Incentive Plan. There is no price payable on the award or release of the deferred Ordinary Shares. | ||
| c) | Price(s) and volume(s) | |||
| Volume(s) | ||||
| 13,062 | ||||
| d) | Aggregated information | |||
| - Aggregated volume | 13,062 | |||
| - Price | Nil | |||
| e) | Date of the transaction | 2021-02-15 | ||
| f) | Place of the transaction | Outside of a trading venue | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | ||
| Identification code | ISIN: GB00B2B0DG97 | |||
| b) | Nature of the transaction | Ordinary Shares acquired following vesting of conditional share awards under the RELX Group plc Long Term Incentive Plan 2013 ('LTIP Awards') | ||
| c) | Price(s) and volume(s) | |||
| Volume(s) | ||||
| 5,235 | ||||
| d) | Aggregated information | |||
| - Aggregated volume | 5,235 | |||
| - Price | Nil | |||
| e) | Date of the transaction | 2021-02-12 | ||
| f) | Place of the transaction | Outside of a trading venue | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | ||
| Identification code | ISIN: GB00B2B0DG97 | |||
| b) | Nature of the transaction | Sale of Ordinary Shares to meet personal tax and social security obligations arising from vesting of LTIP Awards. The Ordinary Shares sold to meet these obligations were sold to the RELX Group Employee Benefit Trust in off-market transactions at a price of 18.66 per Ordinary Share, being the mid-market closing price on the London Stock Exchange on the date of sale. | ||
| c) | Price(s) and volume(s) | |||
| Volume(s) | ||||
| 1,234 | ||||
| d) | Aggregated information | |||
| - Aggregated volume | 1,234 | |||
| - Price | 18.66 | |||
| e) | Date of the transaction | 2021-02-12 | ||
| f) | Place of the transaction | Outside of a trading venue | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of 14 51/116p each ('Ordinary Shares') | ||
| Identification code | ISIN: GB00B2B0DG97 | |||
| b) | Nature of the transaction | Sale of Ordinary Shares to meet personal tax and social security obligations arising from vesting of LTIP Awards. The Ordinary Shares sold to meet these obligations were sold to the RELX Group Employee Benefit Trust in off-market transactions at a price of 21.335 per Ordinary Share, being the mid-market closing price on the Euronext Amsterdam Stock Exchange on the date of sale. |
All values are in British Pounds.
| c) | Price(s) and volume(s) | ||
|---|---|---|---|
| Volume(s) | |||
| 1,228 | |||
| d) | Aggregated information | ||
| - Aggregated volume | 1,228 | ||
| - Price | 21.335 | ||
| e) | Date of the transaction | 2021-02-12 | |
| f) | Place of the transaction | Outside of a trading venue |
All values are in Euros.