RHTX · Adaptive Alpha Opportunities ETF

$20.37 -0.23 (-1.13%) At close · Aug 28

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 34

Total Value: $175,844,474

Total Shares: 5,073,413

Institutional Ownership Trend

21 quarters

Holder Concentration

Across 34 13F filers · Δ vs Mar 31, 2026

Top Holder

29.5%

+3.6 pts

Top 5

74.1%

+10.9 pts

Top 10

93.3%

+10.2 pts

HHI

1,543

Moderately concentrated+390

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -9

Institutional value: -23.5%

Shares held: -41.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid Ameritas Advisory Services, LLC	+541,732	1,496,765
Mega LPL Financial LLC	+71,102	480,786
Mega ROYAL BANK OF CANADA	+36,204	954,702
Large OSAIC HOLDINGS, INC.	+34,587	219,294
Mega JPMORGAN CHASE & CO	+19,676	21,212

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega UBS Group AG	−40,465	301,095
Mega ENVESTNET ASSET MANAGEMENT INC	−34,964	401,022
Large Cetera Investment Advisers	−10,522	427,633
Mid Prime Capital Investment Advisors, LLC	−8,074	22,832
Small Goldstone Financial Group, LLC	−1,636	29,492

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Global Retirement Partners, LLC	112,278	$3,891,555
Large NewEdge Advisors, LLC	59,081	$2,047,747
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	58,735	$2,035,755
Mid OLD MISSION CAPITAL LLC	8,911	$308,855
Small TWO SIGMA SECURITIES, LLC	8,264	$286,430

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Berman McAleer LLC	2,236,468	$59,534,778
Mid KESTRA PRIVATE WEALTH SERVICES, LLC	906,748	$24,137,631
Small Octavia Wealth Advisors, LLC	244,421	$6,506,487
Micro PARTNERS WEALTH MANAGEMENT, LLC	212,176	$5,648,125
Large COMMONWEALTH EQUITY SERVICES, LLC	198,543	$5,285,214

Filter: New 12 Increased 8 Reduced 9 Sold out 21 Unchanged 5

Showing 34 of 34

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Ameritas Advisory Services, LLC

$51,877,874

29.50%

1,496,765

ROYAL BANK OF CANADA

$33,089,971

18.82%

954,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	954,702	$33,089,971	100.0%	Defined

LPL Financial LLC

$16,664,042

9.48%

480,786

Cetera Investment Advisers

$14,821,759

8.43%

427,633

ENVESTNET ASSET MANAGEMENT INC

$13,899,422

7.90%

401,022

UBS Group AG

$10,435,952

5.93%

301,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	301,095	$10,435,952	100.0%	Defined

Stratos Wealth Partners, LTD.

$9,667,193

5.50%

278,915

OSAIC HOLDINGS, INC.

$7,600,729

4.32%

219,294

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	218,722	$7,580,904	99.7%	Defined
Osaic Advisory Services, LLC	572	$19,825	0.3%	Defined

Global Retirement Partners, LLC

$3,891,555

2.21%

112,278

NewEdge Advisors, LLC

$2,047,747

1.16%

59,081

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,035,755

1.16%

58,735

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	58,735	$2,035,755	100.0%	Other

RAYMOND JAMES FINANCIAL INC

$2,019,152

1.15%

58,256

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Raymond James Financial Services Advisors, Inc.	58,256	$2,019,152	100.0%	Defined

Empirical Asset Management, LLC

$1,574,222

0.90%

45,419

Goldstone Financial Group, LLC

$1,022,192

0.58%

29,492

Prime Capital Investment Advisors, LLC

$791,357

0.45%

22,832

JPMORGAN CHASE & CO

$735,207

0.42%

21,212

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	21,212	$735,207	100.0%	Other

CAPTRUST FINANCIAL ADVISORS

$528,391

0.30%

15,245

CENTAURUS FINANCIAL, INC.

$364,172

0.21%

10,507

Janney Montgomery Scott LLC

$353,635

0.20%

10,203

OLD MISSION CAPITAL LLC

$308,855

0.18%

8,911

TWO SIGMA SECURITIES, LLC

$286,430

0.16%

8,264

THOROUGHBRED FINANCIAL SERVICES, LLC

$282,721

0.16%

8,157

PRINCIPAL SECURITIES, INC.

$261,717

0.15%

7,551

NFSG Corp

$256,691

0.15%

7,406

Summit Financial, LLC

$249,136

0.14%

7,188

Integrated Wealth Concepts LLC

$225,116

0.13%

6,495

Ausdal Financial Partners, Inc.

$211,668

0.12%

6,107

Steward Partners Investment Advisory, LLC

$124,152

0.07%

3,582

Heritage Wealth Advisors

$111,466

0.06%

3,216

MORGAN STANLEY

$36,842

0.02%

1,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,063	$36,842	100.0%	Defined

FIFTH THIRD BANCORP

$35,769

0.02%

1,032

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,032	$35,769	100.0%	Defined

BlackRock, Inc.

$27,970

0.02%

807

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SpiderRock Advisors, LLC	807	$27,970	100.0%	Sole

WELLS FARGO & COMPANY/MN

$3,951

0.00%

114

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	114	$3,951	100.0%	Defined

Allworth Financial LP

$1,663

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	17,540	$466,914	100.0%	Defined

Key facts CIK 1464413 CUSIP 85521B742 13F (30d) 34 filings 34 filers