Rocket Companies, Inc 8-K, filed Jun 15, 2023
Rocket Companies, Inc. (RKT)
8-K
2023-06-15
For: 2023-06-13
View Original
Added on
April 08, 2026
About this 8-K
Rocket Companies, Inc filed this 8-K on June 15, 2023, reporting on events of June 13, 2023.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 | ||||||||
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CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 | ||||||||
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Item 5.07 Submission of Matters to a Vote of Security Holders.
The 2023 Annual Meeting of Stockholders (the “Annual Meeting”) of Rocket Companies, Inc. (the “Company”) was held on June 13, 2023.
At the Annual Meeting, the Company’s stockholders:
(1) Elected the two Class III director nominees, each director to hold office until the 2026 annual meeting of stockholders and until such director’s successor is duly elected and qualified, subject to earlier resignation, retirement or other termination of service;
(2) Ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023; and
(3) Approved an amendment to the Amended and Restated Rocket Companies, Inc. 2020 Team Member Stock Purchase Plan.
The Annual Meeting proposals and voting requirements are described in more detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 26, 2023.
The following is a summary of the final voting results for each matter presented to stockholders.
Proposal 1: Election of Class III Directors.
| Nominee | Votes For | Votes Withheld | Broker Non-Votes | |||||||||||||||||
| Matthew Rizik | 553,233,072 | 17,423,416 | 52,940,574 | |||||||||||||||||
| Suzanne Shank | 568,058,464 | 2,598,024 | 52,940,574 | |||||||||||||||||
Proposal 2: Ratification of Appointment of Independent Registered Public Accounting Firm.
| For | Against | Abstain | Broker Non-Votes | |||||||||||||||||
| 622,171,441 | 1,241,089 | 184,532 | N/A | |||||||||||||||||
Proposal 3: Approval of Amendment to the Amended and Restated Rocket Companies, Inc. 2020 Team Member Stock Purchase Plan.
| For | Against | Abstain | Broker Non-Votes | |||||||||||||||||
| 567,219,032 | 3,273,792 | 163,664 | 52,940,574 | |||||||||||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 15, 2023
| ROCKET COMPANIES, INC. | ||||||||||||||
| By: | /s/ Tina V. John | |||||||||||||
| Name: | Tina V. John | |||||||||||||
| Title: | General Counsel and Secretary | |||||||||||||