RODM · Hartford Disciplined US Equity ETF

$41.93 -0.15 (-0.36%) At close · Aug 28

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 24

Total Value: $117,353,540

Total Shares: 1,650,287

Institutional Ownership Trend

15 quarters

Holder Concentration

Across 24 13F filers · Δ vs Mar 31, 2026

Top Holder

41.5%

+7.9 pts

Top 5

90.1%

+0.8 pts

Top 10

98.3%

+2.1 pts

HHI

2,506

Highly concentrated+322

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -11

Institutional value: -24.1%

Shares held: -32.7%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega LPL Financial LLC	+33,637	360,535
Large JONES FINANCIAL COMPANIES LLLP	+26,130	57,063
Mega ENVESTNET ASSET MANAGEMENT INC	+14,990	684,062
Mega RAYMOND JAMES FINANCIAL INC	+7,329	236,371
Mega CITADEL ADVISORS LLC	+3,701	13,734

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega ROYAL BANK OF CANADA	−5,418	135,373
Mid Kingsview Wealth Management, LLC	−699	3,491
Mega FMR LLC	−393	110
Large Cetera Investment Advisers	−54	7,648
Mega MORGAN STANLEY	−32	917

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Moors & Cabot, Inc.	3,009	$213,972
Mega BlackRock, Inc.	394	$28,017
Micro Highland Investment Advisors LLC	80	$5,688

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid RiverFront Investment Group, LLC	822,680	$51,920,157
Large TRUIST FINANCIAL CORP	16,287	$1,027,888
Mega JANE STREET GROUP, LLC	13,918	$878,378
Large COMMONWEALTH EQUITY SERVICES, LLC	12,791	$807,252
Small Koshinski Asset Management, Inc.	9,959	$628,522

Filter: New 3 Increased 13 Reduced 5 Sold out 14 Unchanged 3

Showing 24 of 24

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ENVESTNET ASSET MANAGEMENT INC

$48,644,332

41.45%

684,062

LPL Financial LLC

$25,638,004

21.85%

360,535

RAYMOND JAMES FINANCIAL INC

$16,808,577

14.32%

236,371

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	227,680	$16,190,552	96.3%	Defined
Raymond James Financial Services Advisors, Inc.	5,617	$399,430	2.4%	Defined
RAYMOND JAMES TRUST N.A.	3,074	$218,595	1.3%	Defined

ROYAL BANK OF CANADA

$9,626,509

8.20%

135,373

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	135,029	$9,602,047	99.7%	Defined
RBC Trust Co (Delaware) Ltd	344	$24,462	0.3%	Defined

Janney Montgomery Scott LLC

$5,004,223

4.26%

70,372

JONES FINANCIAL COMPANIES LLLP

$4,057,806

3.46%

57,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	57,063	$4,057,806	100.0%	Sole

STIFEL FINANCIAL CORP

$2,579,907

2.20%

36,280

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	36,280	$2,579,907	100.0%	Defined

JPMORGAN CHASE & CO

$1,492,689

1.27%

20,991

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Investment Management Inc.	1,791	$127,359	8.5%	Defined
55I, LLC	19,200	$1,365,330	91.5%	Defined

CITADEL ADVISORS LLC

$976,638

0.83%

13,734

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,734	$976,638	100.0%	Defined

Cetera Investment Advisers

$543,856

0.46%

7,648

&PARTNERS

$423,821

0.36%

5,960

NICOLET BANKSHARES INC

$253,652

0.22%

3,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2	3,567	$253,652	100.0%	Sole

Savant Capital, LLC

$249,812

0.21%

3,513

Kingsview Wealth Management, LLC

$248,248

0.21%

3,491

FIFTH THIRD BANCORP

$225,990

0.19%

3,178

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	3,178	$225,990	100.0%	Defined

Moors & Cabot, Inc.

$213,972

0.18%

3,009

OSAIC HOLDINGS, INC.

$140,302

0.12%

1,973

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,973	$140,302	100.0%	Defined

MORGAN STANLEY

$65,207

0.06%

917

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	819	$58,239	89.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	98	$6,968	10.7%	Defined

TD PRIVATE CLIENT WEALTH LLC

$47,359

0.04%

666

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	666	$47,359	100.0%	Defined

HARBOUR INVESTMENTS, INC.

$35,982

0.03%

506

UBS Group AG

$35,127

0.03%

494

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	126	$8,959	25.5%	Defined
UBS Securities LLC	368	$26,168	74.5%	Defined

BlackRock, Inc.

$28,017

0.02%

394

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	394	$28,017	100.0%	Sole

FMR LLC

$7,822

0.01%

110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	110	$7,822	100.0%	Defined

Highland Investment Advisors LLC

$5,688

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	16,287	$1,027,888	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	13,918	$878,378	100.0%	Defined

Key facts CIK 1605803 CUSIP 518416870 13F (30d) 24 filings 24 filers Visit website