RPID · Rapid Micro Biosystems, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-24 | Kollender Richard S |
Director |
Convert↑
|
Class A Common Stock
|
1,827 |
| 2026-07-24 | Kollender Richard S |
Director |
Convert↓
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option is fully vested and exercisable. |
Stock Option (Right to Buy)
|
1,681 |
| 2026-07-24 | Kollender Richard S |
Director |
Convert↓
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option is fully vested and exercisable. |
Stock Option (Right to Buy)
|
1,827 |
| 2026-07-24 | Kollender Richard S |
Director |
Convert↑
|
Class A Common Stock
|
1,681 |
| 2026-07-22 | Spignesi Robert G. Jr. |
Director, PRESIDENT AND CEO |
Convert↑
|
Class A Common Stock
|
1,402 |
| 2026-07-22 | Spignesi Robert G. Jr. |
Director, PRESIDENT AND CEO |
Convert↓
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option is fully vested and exercisable. |
Stock Option (Right to Buy)
|
1,402 |
| 2026-05-29 | LOWENSTEIN INESE |
Director |
Award↑
Filing footnotes — Series B Warrant (right to buy) (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. The Series A and Series B Warrants cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 4.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise. |
Series B Warrant (right to buy)
|
12,787 |
| 2026-05-29 | PEI MELINDA LITHERLAND |
Director |
Award↑
Filing footnotes — Series B Warrant (right to buy) (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. The Series A and Series B Warrants cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 4.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise. |
Series B Warrant (right to buy)
|
12,787 |
| 2026-05-29 | LOWENSTEIN INESE |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. |
Class A Common Stock
|
12,787 |
| 2026-05-29 | Spignesi Robert G. Jr. |
Director, PRESIDENT AND CEO |
Award↑
Filing footnotes — Class A Common Stock (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. Includes 7,936 shares acquired under the Rapid Micro Biosystems, Inc. employee stock purchase plan on March 13, 2026. |
Class A Common Stock
|
12,787 |
| 2026-05-29 | PEI MELINDA LITHERLAND |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. |
Class A Common Stock
|
12,787 |
| 2026-05-29 | LOWENSTEIN INESE |
Director |
Award↑
Filing footnotes — Series A Warrant (right to buy) (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. The Series A and Series B Warrants cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 4.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise. |
Series A Warrant (right to buy)
|
12,787 |
| 2026-05-29 | PEI MELINDA LITHERLAND |
Director |
Award↑
Filing footnotes — Series A Warrant (right to buy) (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. The Series A and Series B Warrants cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 4.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise. |
Series A Warrant (right to buy)
|
12,787 |
| 2026-05-29 | Malloy Kirk |
Director |
Award↑
Filing footnotes — Series A Warrant (right to buy) (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. The Series A and Series B Warrants cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 4.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise. |
Series A Warrant (right to buy)
|
12,787 |
| 2026-05-29 | WIRTJES SEAN M |
CHIEF FINANCIAL OFFICER |
Award↑
Filing footnotes — Series B Warrant (right to buy) (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. The Series A and Series B Warrants cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 4.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise. |
Series B Warrant (right to buy)
|
12,787 |
| 2026-05-29 | Malloy Kirk |
Director |
Award↑
Filing footnotes — Series B Warrant (right to buy) (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. The Series A and Series B Warrants cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 4.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise. |
Series B Warrant (right to buy)
|
12,787 |
| 2026-05-29 | Malloy Kirk |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. |
Class A Common Stock
|
12,787 |
| 2026-05-29 | Spignesi Robert G. Jr. |
Director, PRESIDENT AND CEO |
Award↑
Filing footnotes — Series B Warrant (right to buy) (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. The Series A and Series B Warrants cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 9.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise. |
Series B Warrant (right to buy)
|
12,787 |
| 2026-05-29 | WIRTJES SEAN M |
CHIEF FINANCIAL OFFICER |
Award↑
Filing footnotes — Class A Common Stock (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. |
Class A Common Stock
|
12,787 |
| 2026-05-29 | WIRTJES SEAN M |
CHIEF FINANCIAL OFFICER |
Award↑
Filing footnotes — Series A Warrant (right to buy) (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. The Series A and Series B Warrants cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 4.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise. |
Series A Warrant (right to buy)
|
12,787 |
| 2026-05-29 | Spignesi Robert G. Jr. |
Director, PRESIDENT AND CEO |
Award↑
Filing footnotes — Series A Warrant (right to buy) (Direct)
On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended. The Series A and Series B Warrants cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 9.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise. |
Series A Warrant (right to buy)
|
12,787 |
| 2026-05-21 | Kollender Richard S |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. |
Stock Option (Right to Buy)
|
38,700 |
| 2026-05-21 | Kollender Richard S |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Grant of restricted stock units ("RSUs") that vests in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. |
Class A Common Stock
|
19,300 |
| 2026-05-21 | Bika Dafni |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Grant of restricted stock units ("RSUs") that vests in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. |
Class A Common Stock
|
19,300 |
| 2026-05-21 | LOWENSTEIN INESE |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Grant of restricted stock units ("RSUs") that vests in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. |
Class A Common Stock
|
19,300 |
| 2026-05-21 | Bika Dafni |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. |
Stock Option (Right to Buy)
|
38,700 |
| 2026-05-21 | LOWENSTEIN INESE |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. |
Stock Option (Right to Buy)
|
38,700 |
| 2026-05-21 | PEI MELINDA LITHERLAND |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Grant of restricted stock units ("RSUs") that vests in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. |
Class A Common Stock
|
19,300 |
| 2026-05-21 | PEI MELINDA LITHERLAND |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. |
Stock Option (Right to Buy)
|
38,700 |
| 2026-05-21 | Malloy Kirk |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Grant of restricted stock units ("RSUs") that vests in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. |
Class A Common Stock
|
19,300 |
| 2026-05-21 | Malloy Kirk |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the Grant Date, or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company provided that the Reporting Person remains in continuous service on such vesting date. |
Stock Option (Right to Buy)
|
38,700 |
| 2026-05-20 | Bain Capital Life Sciences Investors, LLC |
10% Owner |
Buy↑
Filing footnotes — Series B Warrant (right to buy) (Indirect)
On May 20, 2026, BCLS I Investco, LP ("BCLS I Investco") purchased, in an underwritten public offering, a Pre-Funded Warrant to purchase 1,463,000 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 1,463,000 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 1,463,000 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each pre-funded warrant and accompanying Series A Warrant and Series B Warrant was $1.945. The Pre-Funded Warrant, Series A Warrant and Series B Warrant cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 9.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise. Bain Capital Life Sciences Investors, LLC ("BCLSI") is the general partner of each of BCLSP and BCLS I Investco and governs the investment strategy and decision-making process with respect to investments held by BCIPLS. As a result, BCLSI may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Life Sciences Entities. BCLSI disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. |
Series B Warrant (right to buy)
(I)
|
1,463,000 |
| 2026-05-20 | Bain Capital Life Sciences Investors, LLC |
10% Owner |
Buy↑
Filing footnotes — Series A Warrant (right to buy) (Indirect)
On May 20, 2026, BCLS I Investco, LP ("BCLS I Investco") purchased, in an underwritten public offering, a Pre-Funded Warrant to purchase 1,463,000 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 1,463,000 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 1,463,000 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each pre-funded warrant and accompanying Series A Warrant and Series B Warrant was $1.945. The Pre-Funded Warrant, Series A Warrant and Series B Warrant cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 9.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise. Bain Capital Life Sciences Investors, LLC ("BCLSI") is the general partner of each of BCLSP and BCLS I Investco and governs the investment strategy and decision-making process with respect to investments held by BCIPLS. As a result, BCLSI may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Life Sciences Entities. BCLSI disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. |
Series A Warrant (right to buy)
(I)
|
1,463,000 |
| 2026-05-20 | Bain Capital Life Sciences Investors, LLC |
10% Owner |
Buy↑
Filing footnotes — Pre-Funded Warrant (right to buy) (Indirect)
On May 20, 2026, BCLS I Investco, LP ("BCLS I Investco") purchased, in an underwritten public offering, a Pre-Funded Warrant to purchase 1,463,000 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 1,463,000 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 1,463,000 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each pre-funded warrant and accompanying Series A Warrant and Series B Warrant was $1.945. The Pre-Funded Warrant, Series A Warrant and Series B Warrant cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 9.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise. The Pre-Funded Warrant does not expire. Bain Capital Life Sciences Investors, LLC ("BCLSI") is the general partner of each of BCLSP and BCLS I Investco and governs the investment strategy and decision-making process with respect to investments held by BCIPLS. As a result, BCLSI may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Life Sciences Entities. BCLSI disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. |
Pre-Funded Warrant (right to buy)
(I)
|
1,463,000 |
| 2026-03-11 | WIRTJES SEAN M |
CHIEF FINANCIAL OFFICER |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
Represents the automatic sale of stock to cover the associated tax obligations with the vesting of restricted stock units. |
Class A Common Stock
|
7,480 |
| 2026-03-11 | Wilson John J. Addington |
CHIEF OPERATING OFFICER |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
Represents the automatic sale of stock to cover the associated tax obligations with the vesting of restricted stock units. |
Class A Common Stock
|
9,603 |
| 2026-03-10 | Spignesi Robert G. Jr. |
Director, PRESIDENT AND CEO |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
Represents the automatic sale of stock to cover the associated tax obligations with the vesting of restricted stock units. |
Class A Common Stock
|
17,922 |
| 2026-02-27 | RICCIARDI NATALE S |
Director |
Convert↓
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option is fully vested and exercisable. |
Stock Option (Right to Buy)
|
842 |
| 2026-02-27 | RICCIARDI NATALE S |
Director |
Convert↑
|
Class A Common Stock
|
842 |
| 2026-02-20 | Wilson John J. Addington |
CHIEF OPERATING OFFICER |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
Represents the automatic sale of stock to cover the associated tax obligations with the vesting of restricted stock units. |
Class A Common Stock
|
5,403 |
| 2026-02-20 | WIRTJES SEAN M |
CHIEF FINANCIAL OFFICER |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
Represents the automatic sale of stock to cover the associated tax obligations with the vesting of restricted stock units. |
Class A Common Stock
|
17,254 |
| 2026-02-19 | Spignesi Robert G. Jr. |
Director, PRESIDENT AND CEO |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
Represents the automatic sale of stock to cover the associated tax obligations with the vesting of restricted stock units. |
Class A Common Stock
|
38,327 |
| 2026-02-11 | Wilson John J. Addington |
CHIEF OPERATING OFFICER |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Grant of restricted stock units ("RSUs") that vest in three annual installments with 33.4% vesting on the first anniversary of February 11, 2026 (the "grant date") and 33.3% vesting on each of the second and third anniversaries of the grant date provided that the Reporting Person remains in continuous service on each vesting date. |
Class A Common Stock
|
74,000 |
| 2026-02-11 | Wilson John J. Addington |
CHIEF OPERATING OFFICER |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option vests and becomes exercisable in 48 substantially equal monthly installments with the first installment vesting on March 11, 2026. |
Stock Option (Right to Buy)
|
147,000 |
| 2026-02-11 | WIRTJES SEAN M |
CHIEF FINANCIAL OFFICER |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Grant of restricted stock units ("RSUs") that vest in three annual installments with 33.4% vesting on the first anniversary of February 11, 2026 (the "grant date") and 33.3% vesting on each of the second and third anniversaries of the grant date provided that the Reporting Person remains in continuous service on each vesting date. |
Class A Common Stock
|
97,000 |
| 2026-02-11 | WIRTJES SEAN M |
CHIEF FINANCIAL OFFICER |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option vests and becomes exercisable in 48 substantially equal monthly installments with the first installment vesting on March 11, 2026. |
Stock Option (Right to Buy)
|
193,000 |
| 2026-02-11 | Spignesi Robert G. Jr. |
Director, PRESIDENT AND CEO |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The option vests and becomes exercisable in 48 substantially equal monthly installments with the first installment vesting on March 11, 2026. |
Stock Option (Right to Buy)
|
528,000 |
| 2026-02-11 | Spignesi Robert G. Jr. |
Director, PRESIDENT AND CEO |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Grant of restricted stock units ("RSUs") that vest in three annual installments with 33.4% vesting on the first anniversary of February 11, 2026 (the "grant date") and 33.3% vesting on each of the second and third anniversaries of the grant date provided that the Reporting Person remains in continuous service on each vesting date. |
Class A Common Stock
|
264,000 |
| 2026-02-09 | WIRTJES SEAN M |
CHIEF FINANCIAL OFFICER |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
Represents the automatic sale of stock to cover the associated tax obligations with the vesting of restricted stock units. |
Class A Common Stock
|
6,027 |
| 2026-02-09 | Spignesi Robert G. Jr. |
Director, PRESIDENT AND CEO |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
Represents the automatic sale of stock to cover the associated tax obligations with the vesting of restricted stock units. |
Class A Common Stock
|
12,840 |