RSBA · Defiance AI & Power Infrastructure ETF

$20.59 +0.04 (+0.21%) At close · Aug 27

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 79

Total Value: $149,234,078

Total Shares: 4,466,750

Institutional Ownership Trend

4 quarters

Holder Concentration

Across 79 13F filers · Δ vs Mar 31, 2026

Top Holder

14.6%

+0.4 pts

Top 5

51.5%

−6.3 pts

Top 10

71.2%

−6.2 pts

HHI

665

Broadly held−158

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +28

Institutional value: +117.4%

Shares held: +62.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega RAYMOND JAMES FINANCIAL INC	+411,001	450,563
Large Focus Partners Wealth	+280,880	650,256
Mega ROYAL BANK OF CANADA	+79,561	470,229
Mega UBS Group AG	+77,444	86,239
Large Steward Partners Investment Advisory, LLC	+40,737	44,037

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid MIRAE ASSET SECURITIES (USA) INC.	−28,497	20,037
Micro Arrowroot Family Office, LLC	−11,950	28,916
Mid Parallel Advisors, LLC	−10,516	87,064
Mid CENTAURUS FINANCIAL, INC.	−6,192	33,669
Large HighTower Advisors, LLC	−898	14,731

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Performance Wealth Partners, LLC	352,481	$11,776,390
Mega FRANKLIN RESOURCES INC	254,906	$8,516,408
Mid Waverly Advisors, LLC	176,607	$5,900,439
Mega D. E. Shaw & Co., Inc.	151,910	$5,075,313
Mid Integrated Wealth Concepts LLC	149,693	$5,001,243

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large COMMONWEALTH EQUITY SERVICES, LLC	273,912	$6,836,843
Small Silverleafe Capital Partners, LLC	191,628	$4,783,034
Mid Farther Finance Advisors, LLC	169,832	$4,239,006
Mid INTEGRITY ALLIANCE, LLC.	167,587	$4,182,971
Large Mirae Asset Global Investments Co., Ltd.	56,290	$1,404,998

Filter: New 54 Increased 15 Reduced 5 Sold out 26 Unchanged 5

Showing 79 of 79

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Focus Partners Wealth

$21,725,052

14.56%

650,256

ROYAL BANK OF CANADA

$15,710,349

10.53%

470,229

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	85,045	$2,841,353	18.1%	Defined
RBC Dominion Securities Inc.	1,588	$53,055	0.3%	Defined
RBC Trust Co (Delaware) Ltd	1,609	$53,756	0.3%	Defined
Held directly	381,987	$12,762,185	81.2%	Sole

RAYMOND JAMES FINANCIAL INC

$15,053,309

10.09%

450,563

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	122,844	$4,104,218	27.3%	Defined
Raymond James Financial Services Advisors, Inc.	327,719	$10,949,091	72.7%	Defined

Cetera Investment Advisers

$12,542,347

8.40%

375,407

Performance Wealth Partners, LLC

$11,776,390

7.89%

352,481

FRANKLIN RESOURCES INC

$8,516,408

5.71%

254,906

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PUTNAM INVESTMENT MANAGEMENT LLC	212,446	$7,097,820	83.3%	Defined
PUTNAM ADVISORY CO LLC	42,460	$1,418,588	16.7%	Defined

Waverly Advisors, LLC

$5,900,439

3.95%

176,607

D. E. Shaw & Co., Inc.

$5,075,313

3.40%

151,910

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	151,910	$5,075,313	100.0%	Defined

Integrated Wealth Concepts LLC

$5,001,243

3.35%

149,693

Rockefeller Capital Management L.P.

$4,924,233

3.30%

147,388

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	147,388	$4,924,233	100.0%	Defined

Parallel Advisors, LLC

$2,908,808

1.95%

87,064

UBS Group AG

$2,881,244

1.93%

86,239

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	7,668	$256,187	8.9%	Defined
UBS Switzerland AG	78,571	$2,625,057	91.1%	Defined

WNY Asset Management, LLC

$2,255,208

1.51%

67,501

OSAIC HOLDINGS, INC.

$1,852,517

1.24%

55,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	53,237	$1,778,648	96.0%	Defined
Osaic Advisory Services, LLC	2,211	$73,869	4.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$1,810,220

1.21%

54,182

Summit Financial, LLC

$1,683,028

1.13%

50,375

Lionsbridge Wealth Management LLC

$1,577,620

1.06%

47,220

Steward Partners Investment Advisory, LLC

$1,471,276

0.99%

44,037

Sigma Planning Corp

$1,333,660

0.89%

39,918

Mariner, LLC

$1,289,392

0.86%

38,593

Sanctuary Advisors, LLC

$1,274,558

0.85%

38,149

LPL Financial LLC

$1,219,130

0.82%

36,490

SHP Wealth Management

$1,128,155

0.76%

33,767

CENTAURUS FINANCIAL, INC.

$1,124,881

0.75%

33,669

GTS SECURITIES LLC

$1,118,499

0.75%

33,478

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$997,154

0.67%

29,846

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	29,846	$997,154	100.0%	Other

Arrowroot Family Office, LLC

$966,083

0.65%

28,916

Essex Financial Services, Inc.

$827,899

0.55%

24,780

Diversify Advisory Services, LLC

$805,381

0.54%

24,106

MORGAN STANLEY

$760,445

0.51%

22,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	22,761	$760,445	100.0%	Defined

MIRAE ASSET SECURITIES (USA) INC.

$669,436

0.45%

20,037

CITADEL ADVISORS LLC

$668,200

0.45%

20,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	20,000	$668,200	100.0%	Defined

Glenview Trust Co

$644,946

0.43%

19,304

Family Manage LLC

$644,679

0.43%

19,296

HRT FINANCIAL LP

$634,957

0.43%

19,005

Corient Private Wealth LLC

$595,733

0.40%

17,831

AQR CAPITAL MANAGEMENT LLC

$538,301

0.36%

16,112

IEQ CAPITAL, LLC

$538,301

0.36%

16,112

Bauman Advisory Group, LLC

$535,896

0.36%

16,040

Vontobel Holding Ltd.

$527,076

0.35%

15,776

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	15,776	$527,076	100.0%	Defined

Wealthspire Advisors, LLC

$525,038

0.35%

15,715

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$505,459

0.34%

15,129

Concentrum Wealth Management

$499,245

0.33%

14,943

HighTower Advisors, LLC

$492,162

0.33%

14,731

Tradition Wealth Management, LLC

$474,221

0.32%

14,194

EFG International AG

$463,062

0.31%

13,860

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cite Gestion SA	13,860	$463,062	100.0%	Defined

Creative Planning

$423,672

0.28%

12,681

BANK OF MONTREAL /CAN/

$391,263

0.26%

11,711

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	9,597	$320,635	81.9%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	2,114	$70,628	18.1%	Defined

STIFEL FINANCIAL CORP

$358,288

0.24%

10,724

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	10,724	$358,288	100.0%	Defined

Arax Advisory Partners

$333,832

0.22%

9,992

NOVARE CAPITAL MANAGEMENT LLC

$330,759

0.22%

9,900

NEUBERGER BERMAN GROUP LLC

$330,491

0.22%

9,892

Everest Financial Group LLC

$309,042

0.21%

9,250

NewEdge Advisors, LLC

$287,158

0.19%

8,595

MML INVESTORS SERVICES, LLC

$282,849

0.19%

8,466

HBK Sorce Advisory LLC

$262,736

0.18%

7,864

LEIGH BALDWIN & CO., LLC

$253,916

0.17%

7,600

Moors & Cabot, Inc.

$247,234

0.17%

7,400

Ausdal Financial Partners, Inc.

$210,483

0.14%

6,300

US BANCORP \DE\

$196,317

0.13%

5,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
U.S. BANCORP ASSET MANAGEMENT INC	5,876	$196,317	100.0%	Defined

JPMORGAN CHASE & CO

$141,858

0.10%

4,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	4,246	$141,858	100.0%	Defined

SIMPLEX TRADING, LLC

$91,209

0.06%

2,730

Markowski Investments

$71,831

0.05%

2,150

PNC FINANCIAL SERVICES GROUP, INC.

$57,532

0.04%

1,722

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,722	$57,532	100.0%	Defined

FIFTH THIRD BANCORP

$53,155

0.04%

1,591

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,591	$53,155	100.0%	Defined

Ankerstar Wealth, LLC

$25,592

0.02%

766

HARBOUR INVESTMENTS, INC.

$22,351

0.01%

669

AE Wealth Management LLC

$17,941

0.01%

537

COMPASS FINANCIAL MANAGEMENT LLC

$16,705

0.01%

500

Allworth Financial LP

$16,370

0.01%

490

Ameritas Advisory Services, LLC

$8,118

0.01%

243

Truvestments Capital LLC

$6,682

0.00%

200

Winch Advisory Services, LLC

$6,514

0.00%

195

Continuum Advisory, LLC

$5,612

0.00%

168

NATIONAL BANK OF CANADA /FI/

$2,672

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	80	$2,672	100.0%	Defined

HOLLENCREST CAPITAL MANAGEMENT

$1,770

0.00%

Clearstead Advisors, LLC

$1,403

0.00%

Strive Financial Group ,LLC

$1,102

0.00%

Gould Capital, LLC

$668

0.00%

Key facts CIK 1924868 CUSIP 88636R479 13F (30d) 79 filings 79 filers Investor relations