SGML 40-F/A
Sigma Lithium Corp (SGML)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________
FORM
(Amendment No. 1)
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or
For the fiscal year ended
Commission File Number:
__________________
(Exact name of Registrant as specified in its charter)
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| | 1000 | Not Applicable | ||
| (Province or other jurisdiction of | (Primary Standard Industrial | (I.R.S. Employer Identification Number) |
Tel: +
(Address and telephone number of Registrant’s principal executive offices)
Telephone: (
(Name, address (including zip code) and telephone number (including area code) of agent for service in the United States)
Securities registered or to be registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| | | The |
Securities registered or to be registered pursuant to Section 12(g) of the Act: None
Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None
For annual reports, indicate by check mark the information filed with this Form:
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Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report:
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.
Indicate by check mark whether the Registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit such files).
Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 12b-2 of the Exchange Act.
Emerging growth company
If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards† provided pursuant to Section 13(a) of the Exchange Act.
†The term “new or revised financial accounting standard” refers to any update issued by the Financial Accounting Standards Board to its Accounting Standards Codification after April 5, 2012.
Indicate by check mark whether the Registrant has filed a report on and attestation to its management’s assessment of the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report.
If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of the Registrant included in the filing reflect the correction of an error to previously issued financial statements.
Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-based compensation received by any of the Registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b). ☐
EXPLANATORY NOTE
EXHIBIT INDEX
| Exhibit No. |
Description |
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| Incentive Compensation Clawback Policy, effective as of December 1, 2023. (+) |
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| Annual Information Form for the year ended December 31, 2024* |
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| Management’s Discussion and Analysis for the year ended December 31, 2024* |
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| Consolidated financial statements for the years ended December 31, 2024 and 2023* |
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| Consent of Marc-Antoine Laporte, P.Geo., M.Sc. to the Technical Report* |
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| Consent of William van Breugel, P. Eng. to the Technical Report* |
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| Consent of KPMG Auditores Independentes Ltda., Independent Registered Public Accounting Firm* |
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| 101 |
Interactive Data File (formatted as Inline XBRL) |
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| 104 |
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
* Previously filed as an exhibit to the Original 2024 40-F.
(+) Filed as an exhibit to this Amendment.
SIGNATURE
Pursuant to the requirements of the Exchange Act, Sigma Lithium Corporation certifies that it meets all of the requirements for filing on Form 40-F/A and has duly caused this annual report to be signed on its behalf by the undersigned, thereto duly authorized.
Dated: April 23, 2025
| SIGMA LITHIUM CORPORATION |
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| By: |
/s/ Ana Cristina Cabral |
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| Name: |
Ana Cristina Cabral |
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| Title: |
Chief Executive Officer |
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