SIEB · Siebert Financial Corp

The Reporting Person and the Reporting Person's spouse, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 6,000 shares of Issuer common stock to individuals which resulted in a net decrease of 6,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,827,494 shares of Issuer common stock owned by the Gebbia Living Trust.

The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 6,000 shares of Issuer common stock to individuals which resulted in a net decrease of 6,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,827,494 shares of Issuer common stock owned by the Gebbia Living Trust.

The Reporting Person's indirect ownership of Issuer common stock was previously underreported by 403,780 shares. These shares represent shares of Issuer common stock underlying a warrant issued by the Reporting Person to BCW Securities LLC, a Delaware limited liability company on May 22, 2023, which were previously omitted from the Reporting Persons' beneficial ownership.

The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 140,000 shares of Issuer common stock to family members and subsequent transactions resulted in a net decrease of 140,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,833,494 shares of Issuer common stock owned by the Gebbia Living Trust.

The Reporting Person's indirect ownership of Issuer common stock was previously underreported by 403,780 shares. These shares represent shares of Issuer common stock underlying a warrant issued by the Reporting Person to BCW Securities LLC, a Delaware limited liability company on May 22, 2023, which were previously omitted from the Reporting Persons' beneficial ownership.

The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 140,000 shares of Issuer common stock to family members and subsequent transactions resulted in a net decrease of 140,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,833,494 shares of Issuer common stock owned by the Gebbia Living Trust.

The Reporting Person's minor family members were gifted 13,000 shares of Issuer common stock, resulting in a net increase of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family members transferred 13,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 561,273 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person's minor family members were gifted 13,000 shares of Issuer common stock, resulting in a net increase of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family members transferred 13,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 561,273 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person's minor family members were gifted 26,000 shares of Issuer common stock, resulting in a net increase of 26,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family members transferred 26,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 26,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 490,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person's minor family members were gifted 13,000 shares of Issuer common stock, resulting in a net increase of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family member transferred 13,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 374,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person gifted 3,000 shares of Issuer common stock to persons, resulting in a net decrease of 3,000 shares of Issuer common stock to the Reporting Person's direct ownership.

The Reporting Person's minor family members were gifted 13,000 shares of Issuer common stock, resulting in a net increase of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family member transferred 13,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 374,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person's minor family members were gifted 26,000 shares of Issuer common stock, resulting in a net increase of 26,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family members transferred 26,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 26,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 490,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person gifted 20,000 shares of Issuer common stock to an adult family member, resulting in a net decrease of 20,000 shares of Issuer common stock to the Reporting Person's direct ownership.

The Reporting Person's minor family members was gifted 26,000 shares of Issuer common stock, resulting in a net increase of 26,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family members transferred 26,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 26,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 490,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 128,000 shares of Issuer common stock to family members and subsequent transactions resulted in a net decrease of 128,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,569,714 shares of Issuer common stock owned by the Gebbia Living Trust.

The Reporting Person's minor family members was gifted 26,000 shares of Issuer common stock, resulting in a net increase of 26,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family members transferred 26,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 26,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 490,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person and the Reporting Person's wife, Gloria E. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 128,000 shares of Issuer common stock to family members and subsequent transactions, resulted in a net decrease of 128,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,569,714 shares of Issuer common stock owned by the Gebbia Living Trust.

The Reporting Person's minor family member was gifted 13,000 shares of Issuer common stock, resulting in a net increase of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family member transferred 13,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 561,273 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person's minor family member was gifted 13,000 shares of Issuer common stock, resulting in a net increase of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family member transferred 13,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 374,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person's minor family member was gifted 13,000 shares of Issuer common stock, resulting in a net increase of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family member transferred 13,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 374,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person's minor family member was gifted 13,000 shares of Issuer common stock, resulting in a net increase of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family member transferred 13,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 561,273 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 530,439 shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock.

The Reporting Person transferred 100,000 shares of Issuer common stock to a company owned and controlled by various family members, which resulted in a 100,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock.

The Reporting Person transferred 100,000 shares of Issuer common stock to a company owned and controlled by various family members, which resulted in a 100,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock.

Various family members transferred in aggregate 300,000 shares of Issuer common stock to a company owned and controlled by such family members, which resulted in a 300,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. Various family members included in the Reporting Person's indirect ownership own 490,000 shares of Issuer common stock, of which 300,000 of these shares are owned by a company owned and controlled by various family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

Various family members transferred in aggregate 300,000 shares of Issuer common stock to a company owned and controlled by such family members, which resulted in a 300,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. Various family members included in the Reporting Person's indirect ownership own 374,000 shares of Issuer common stock, of which 300,000 of these shares are owned by a company owned and controlled by various family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person transferred 100,000 shares of Issuer common stock to a company owned and controlled by various family members, which resulted in a 100,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock.

Various family members transferred in aggregate 300,000 shares of Issuer common stock to a company owned and controlled by such family members, which resulted in a 300,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. Various family members included in the Reporting Person's indirect ownership own 561,273 shares of Issuer common stock, of which 300,000 of these shares are owned by a company owned and controlled by various family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person's wife transferred 9,697,714 shares of Issuer common stock to the John J & Gloria E Gebbia TTEESS UAD 12/8/94 which is jointly owned by Gloria E. Gebbia and John J. Gebbia ("Gebbia Living Trust"). The Reporting Person indirectly owns 9,697,714 shares of Issuer common stock owned by the Gebbia Living Trust.

The Reporting Person transferred 9,697,714 shares of Issuer common stock to the John J & Gloria E Gebbia TTEESS UAD 12/8/94 which is jointly owned by Gloria E. Gebbia and John J. Gebbia ("Gebbia Living Trust"). The Reporting Person does not directly own any share of Issuer common stock.

The Reporting Person indirectly owns 9,697,714 shares of Issuer common stock owned by the Gebbia Living Trust.

The wife of the Reporting Person gifted 2,589,592 shares of Issuer common stock to the Reporting Person, which resulted in a 2,589,592 share decrease in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 261,273 shares held by various family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The wife of the Reporting Person gifted 2,589,592 shares of Issuer common stock to the Reporting Person, which resulted in a 2,589,592 share increase in the Reporting Person's directly owned shares of Issuer common stock.

The wife of the Reporting Person gifted 100,000 shares of Issuer common stock to the Reporting Person, which resulted in a 100,000 share decrease in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 350,439 shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The wife of the Reporting Person gifted 100,000 shares to the Reporting Person, which resulted in a 100,000 share increase in the Reporting Person's directly owned shares of Issuer common stock.

The Reporting Person gifted 18,000 shares of Issuer common stock to various family members. The Reporting Person directly owns 9,697,714 of Issuer common stock.

The Reporting Person gifted 60,664 shares of Issuer common stock to an adult family member, resulting in a net decrease of 60,664 shares of Issuer common stock to the Reporting Person's direct ownership.

The Reporting Person gifted 50,000 shares of Issuer common stock to an adult family member, resulting in a net decrease of 50,000 shares of Issuer common stock to the Reporting Person's direct ownership.

The Reporting Person received 125,000 shares of Issuer common stock.

The Reporting Person received 118,000 shares of Issuer common stock.

The Reporting Person received 118,000 shares of Issuer common stock

The Reporting Person gifted 361,000 shares of Issuer common stock to various family members.

The wife of the Reporting Person gifted 20,000 shares of Issuer common stock to family members of the Reporting Person. The Reporting Person's indirect beneficial ownership includes shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person gifted 1,000 shares of Issuer common stock. The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were gifted outside of the control group, resulting in a decrease of 1,000 shares of Issuer common stock to the control group.

The wife of the Reporting Person gifted 20,000 shares of Issuer common stock to family members of the Reporting Person. The Reporting Person's indirect beneficial ownership includes shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The wife of the Reporting Person gifted 20,000 shares of Issuer common stock to family members of the Reporting Person. The Reporting Person's indirect beneficial ownership includes shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person gifted 10,000 shares of Issuer common stock to an adult family member, resulting in a net decrease of 10,000 shares of Issuer common stock to the Reporting Person's direct ownership.

Various family members included in the Reporting Person's indirect ownership received 36,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

Various family members included in the Reporting Person's indirect ownership received 18,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

Various family members included in the Reporting Person's indirect ownership received 18,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.