SMIZ · Zacks Focus Growth ETF

$42.16 -0.45 (-1.06%) At close · Aug 28

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 30

Total Value: $51,880,230

Total Shares: 1,632,481

Institutional Ownership Trend

7 quarters

Holder Concentration

Across 30 13F filers · Δ vs Mar 31, 2026

Top Holder

21.1%

+9.0 pts

Top 5

65.8%

+22.5 pts

Top 10

83.9%

+15.2 pts

HHI

1,118

Broadly held+541

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -14

Institutional value: +1.9%

Shares held: -11.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Strive Financial Group ,LLC	+263,324	345,021
Micro CONTINENTAL INVESTORS SERVICES, INC.	+71,947	175,207
Mid Advisory Services Network, LLC	+46,182	80,332
Small Arete Wealth Advisors, LLC	+27,214	157,722
Large Sanctuary Advisors, LLC	+21,235	33,130

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid CreativeOne Wealth, LLC	−127,576	97,345
Mega ENVESTNET ASSET MANAGEMENT INC	−100,606	44,215
Mid Vise Technologies, Inc.	−13,011	9,400
Large Creative Planning	−1,133	10,095
Small Rossby Financial, LCC	−2	2,406

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small FOCUSED ALPHA, LLC	298,078	$9,472,918
Mega LPL Financial LLC	74,049	$2,353,277
Small Vantus Wealth LLC	20,032	$636,616
Large MML INVESTORS SERVICES, LLC	14,433	$458,680
Small Rothschild Wealth LLC	11,028	$350,469

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small GeoWealth Management, LLC	164,401	$4,532,042
Large TRUIST FINANCIAL CORP	133,537	$3,681,214
Small Prosperity Financial Group, Inc.	127,873	$3,525,074
Mega GOLDMAN SACHS GROUP INC	86,759	$2,391,685
Small Strategic Blueprint, LLC	71,381	$1,967,760

Filter: New 9 Increased 15 Reduced 5 Sold out 23 Unchanged 1

Showing 30 of 30

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Strive Financial Group ,LLC

$10,964,767

21.13%

345,021

FOCUSED ALPHA, LLC

$9,472,918

18.26%

298,078

CONTINENTAL INVESTORS SERVICES, INC.

$5,568,078

10.73%

175,207

Arete Wealth Advisors, LLC

$5,012,405

9.66%

157,722

CreativeOne Wealth, LLC

$3,093,624

5.96%

97,345

Advisory Services Network, LLC

$2,552,950

4.92%

80,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ZACKS INVESTMENT MANAGEMENT	77,658	$2,467,971	96.7%	Other
Held directly	2,674	$84,979	3.3%	Sole

LPL Financial LLC

$2,353,277

4.54%

74,049

M1 Capital Management LLC

$2,004,364

3.86%

63,070

ENVESTNET ASSET MANAGEMENT INC

$1,405,152

2.71%

44,215

Axim Planning & Wealth

$1,109,026

2.14%

34,897

Advyzon Investment Management, LLC

$1,053,347

2.03%

33,145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Stirlingshire Investments, Inc. joint	25,112	$798,059	75.8%	Other
Held directly	8,033	$255,288	24.2%	Sole

Sanctuary Advisors, LLC

$1,052,871

2.03%

33,130

Wayfinding Financial, LLC

$851,068

1.64%

26,780

Hardworking Capital Advisors, LLC

$744,954

1.44%

23,441

EJMK Ventures LLC

$729,414

1.41%

22,952

Balboa Wealth Partners

$673,005

1.30%

21,177

Vantus Wealth LLC

$636,616

1.23%

20,032

Faithward Advisors, LLC

$582,304

1.12%

18,323

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SevenOneSeven Capital Management	18,323	$582,304	100.0%	Sole

MML INVESTORS SERVICES, LLC

$458,680

0.88%

14,433

HighTower Advisors, LLC

$375,766

0.72%

11,824

Rothschild Wealth LLC

$350,469

0.68%

11,028

Creative Planning

$320,819

0.62%

10,095

Vise Technologies, Inc.

$298,732

0.58%

9,400

Rossby Financial, LCC

$76,462

0.15%

2,406

HARBOUR INVESTMENTS, INC.

$61,081

0.12%

1,922

Arax Advisory Partners

$42,076

0.08%

1,324

Global Retirement Partners, LLC

$26,218

0.05%

825

COMPASS FINANCIAL MANAGEMENT LLC

$4,735

0.01%

149

Ameritas Advisory Services, LLC

$3,686

0.01%

116

VALLEY WEALTH MANAGERS, INC.

$1,366

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blackridge Asset Management, LLC joint	164,401	$4,532,042	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	133,537	$3,681,214	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	86,759	$2,391,685	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	16,482	$454,359	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	160	$4,410	2.0%	Sole
Held directly	7,953	$219,240	98.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	5,188	$143,017	100.0%	Defined

Key facts CIK 1760588 CUSIP 98888G808 13F (30d) 30 filings 30 filers