SNDL Inc 6-K, filed Oct 14, 2020
SNDL Inc. (SNDL)
About this 6-K
SNDL Inc filed this 6-K on October 14, 2020.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
Form 6-K
REPORT OFFOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR15d-16 OF THE
SECURITIES EXCHANGE ACT OF 1934
For the month of October 2020
Commission File Number 001-39005
SUNDIAL GROWERS INC.
(Registrant’s name)
#300, 919– 11 Avenue SW
Calgary, AB T2R 1P3
Tel.: (403) 948-5227
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| SUNDIAL GROWERS INC. | ||
|---|---|---|
| Date: October 14, 2020 | By: | /s/ Jim Keough |
| Name: Jim Keough | ||
| Title: Chief Financial Officer |
EXHIBIT
| Exhibit | Description of Exhibit |
|---|---|
| 99.1 | Statement of Sundial Growers Inc. on the filing of its resale registration statement on Form F-3 |
EX-99.1
Exhibit 99.1
On October 13, 2020, Sundial Growers, Inc. (“Sundial” or the “Company”) filed a resale registration statement on Form F-3 (the “registration statement”) with the U.S. Securities and Exchange Commission pursuant to the terms of the registration rights agreement, dated as of June 5, 2020, between the Company and the holder (the “selling shareholder”) of the Company’s senior secured convertible note. The registration statement registers the offer and sale by the selling shareholder of Sundial common shares issuable upon the conversion or exercise, as applicable, of the senior secured convertible note and associated warrants issued by the Company in June 2020. Sundial will not receive any proceeds from sales of common shares made pursuant to the registration statement.
The registration statement for the resale of common shares has not yet become effective. No securities may be sold, nor may offers to buy be accepted, prior to the time the Registration Statement becomes effective. This statement shall not constitute an offer to sell or a solicitation of an offer to buy the securities, nor shall there be any sale of these securities in any jurisdiction in which an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such jurisdiction. Any offer of the securities will be solely by means of the prospectus included in the registration statement.
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