Smith & Nephew PLC 6-K, filed Mar 26, 2020
Smith & Nephew PLC (SNN)
About this 6-K
Smith & Nephew PLC filed this 6-K on March 26, 2020.
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of
1934
March 26, 2020
Commission File Number 001-14978
SMITH & NEPHEW plc
(Registrant's name)
Building 5, Croxley Park,
Hatters Lane, Watford, Hertfordshire, WD18 8YE,
England
(Address of registrant's principal executive offices)
[Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.]
Form 20-F X Form 40-F
--- ---
[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(1).]
Yes No X
--- ---
[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(7).]
Yes No X
--- ---
[Indicate by check mark whether by furnishing the information contained
in this Form, the registrant is also thereby furnishing information to the
Commission pursuant to Rule 12g3-2 (b) under the Securities Exchange Act of
1934.]
Yes No X
---
If "Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2 (b) : 82- n/a.
SMITH & NEPHEW PLC
26 March 2020
NOTIFICATION AND PUBLIC DISCLOSURE IN ACCORDANCE WITH THE REQUIREMENTS OF THE EU MARKET ABUSE REGULATION OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM.
| 1 | Details of the person discharging managerial<br>responsibilities/person closely associated | |
|---|---|---|
| a) | Name | Susan<br>Swabey |
| 2 | Reason for the notification | |
| a) | Position/status | Person<br>Discharging Managerial Responsibilities ('PDMR') |
| b) | Initial<br>notification /Amendment | Initial<br>Notification |
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | |
| a) | Name | Smith<br>& Nephew plc |
| b) | LEI | 213800ZTMDN8S67S1H61 |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | |
| a) | Description<br>of the financial instrument, type of instrument<br><br><br>Identification<br>code | Smith<br>& Nephew plc ordinary shares of 0.20 each<br><br> <br><br>ISIN:<br>GB0009223206 |
| b) | Nature<br>of the transaction | Transfer<br>of 1 ordinary share to spouse. |
| c) | Price(s)<br>and volume(s) | Price(s)<br><br>0.0000 |
| d) | Aggregated<br>information<br><br><br>-<br>Aggregated volume<br><br><br>-<br>Price | Single<br>Transaction<br><br>N/A<br><br>N/A |
| e) | Date of<br>the transaction | 2020 -<br>03 - 24 |
| f) | Place<br>of the transaction | The<br>London Stock Exchange (XLON) |
All values are in US Dollars.
| 1 | Details of the person discharging managerial<br>responsibilities/person closely associated | |
|---|---|---|
| a) | Name | Susan<br>Swabey |
| 2 | Reason for the notification | |
| a) | Position/status | Person<br>Discharging Managerial Responsibilities ('PDMR') |
| b) | Initial<br>notification /Amendment | Initial<br>Notification |
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | |
| a) | Name | Smith<br>& Nephew plc |
| b) | LEI | 213800ZTMDN8S67S1H61 |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | |
| a) | Description<br>of the financial instrument, type of instrument<br><br><br>Identification<br>code | Smith<br>& Nephew plc ordinary shares of 0.20 each<br><br> <br><br>ISIN:<br>GB0009223206 |
| b) | Nature<br>of the transaction | Transfer<br>of 1 ordinary share to third party. |
| c) | Price(s)<br>and volume(s) | Price(s)<br><br>0.0000 |
| d) | Aggregated<br>information<br><br><br>-<br>Aggregated volume<br><br><br>-<br>Price | Single<br>Transaction<br><br>N/A<br><br>N/A |
| e) | Date of<br>the transaction | 2020 -<br>03 - 24 |
| f) | Place<br>of the transaction | The<br>London Stock Exchange (XLON) |
All values are in US Dollars.
| 1 | Details of the person discharging managerial<br>responsibilities/person closely associated | |
|---|---|---|
| a) | Name | Peter<br>Swabey |
| 2 | Reason for the notification | |
| a) | Position/status | Person<br>Closely Associated ('PCA') |
| b) | Initial<br>notification /Amendment | Initial<br>Notification |
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | |
| a) | Name | Smith<br>& Nephew plc |
| b) | LEI | 213800ZTMDN8S67S1H61 |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | |
| a) | Description<br>of the financial instrument, type of instrument<br><br><br>Identification<br>code | Smith<br>& Nephew plc ordinary shares of 0.20 each<br><br> <br><br>ISIN:<br>GB0009223206 |
| b) | Nature<br>of the transaction | Receipt<br>of 1 ordinary share transferred from spouse. |
| c) | Price(s)<br>and volume(s) | Price(s)<br><br>0.0000 |
| d) | Aggregated<br>information<br><br><br>-<br>Aggregated volume<br><br><br>-<br>Price | Single<br>Transaction<br><br>N/A<br><br>N/A |
| e) | Date of<br>the transaction | 2020 -<br>03 - 24 |
| f) | Place<br>of the transaction | The<br>London Stock Exchange (XLON) |
All values are in US Dollars.
Vickie Reuben
Deputy Company Secretary
Smith & Nephew plc
Tel: 01923 477410
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Smith & Nephew Plc
(Registrant)
Date: March 26, 2020
By: /s/ Susan Swabey
Susan Swabey
Company Secretary