SOBR · SOBR Safe, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“These conditions and events, when considered in the aggregate, raise substantial doubt about the Company's ability to continue as a going concern within one year after the issuance date of these financial statements. Management has concluded that such substantial doubt has not been alleviated as of March 31, 2026.”View the 10-Q filed Apr 30, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-03-06 | BANK OF AMERICA CORP /DE/ |
10% Owner |
Other↑
|
No Securities Owned
|
0 |
| 2024-05-28 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
|
50,000 |
| 2024-05-28 | Graham Gary John |
10% Owner |
Buy↓
|
Common Stock
|
98,744 |
| 2024-03-06 | Graham Gary John |
10% Owner |
Buy↓
|
Common Stock
|
2,316 |
| 2024-02-29 | Graham Gary John |
10% Owner |
Buy↓
|
Common Stock
|
8,582 |
| 2024-02-29 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
5,000 |
| 2024-02-27 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
10,000 |
| 2024-02-26 | Graham Gary John |
10% Owner |
Buy↓
|
Common Stock
|
1,016 |
| 2024-02-20 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
|
2,105 |
| 2024-02-16 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
|
3,748 |
| 2024-02-16 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
2,178 |
| 2024-02-07 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
2,178 |
| 2024-02-05 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
3,000 |
| 2024-01-31 | First Capital Holdings LLC |
10% Owner |
Buy↑
|
Common Stock
(I)
|
19,022 |
| 2024-01-30 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
4,000 |
| 2024-01-29 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
2,000 |
| 2024-01-29 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
3,000 |
| 2024-01-26 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
2,291 |
| 2024-01-09 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
4,000 |
| 2023-11-10 | Wenzel Gerard |
CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
Shares issued for vested RSUs |
Common Stock
|
50,000 |
| 2023-11-10 | Wenzel Gerard |
CFO |
Convert↓
Filing footnotes — Restricted Stock Units (RSUs) (Direct)
The RSUs don't have an expiration date but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting. The vested RSUs were converted to common stock. |
Restricted Stock Units (RSUs)
|
50,000 |
| 2023-11-10 | Wenzel Gerard |
CFO |
Award↑
Filing footnotes — Restricted Stock Units (RSUs) (Direct)
Issued to Mr. Wenzel under the terms of his Restricted Stock Agreement with the Issuer. The RSUs don't have an expiration date but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting. |
Restricted Stock Units (RSUs)
|
50,000 |
| 2023-06-01 | Wenzel Gerard |
CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
Shares issued for vested RSUs |
Common Stock
|
75,000 |
| 2023-06-01 | Wenzel Gerard |
CFO |
Convert↓
Filing footnotes — Restricted Stock Units (RSUs) (Direct)
The RSUs don't have an expiration date, but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting. The vested RSUs were converted to common stock. |
Restricted Stock Units (RSUs)
|
75,000 |
| 2022-11-16 | Wenzel Gerard |
CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
Shares issued for vested RSUs |
Common Stock
|
16,667 |
| 2022-11-16 | Wenzel Gerard |
CFO |
Convert↓
Filing footnotes — Restricted Stock Units (RSUs) (Direct)
The RSUs don't have an expiration date, but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting. The vested RSUs were converted to common stock. |
Restricted Stock Units (RSUs)
|
16,667 |
| 2022-11-04 | Wenzel Gerard |
CFO |
Award↑
Filing footnotes — Restricted Stock Units (RSUs) (Direct)
Issued to Mr. Wenzel under the terms of his Restricted Stock Agreement with the Issuer. The RSUs don't have an expiration date, but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting. |
Restricted Stock Units (RSUs)
|
75,000 |
| 2022-08-29 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
|
10,000 |
| 2022-08-26 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
|
767 |
| 2022-08-25 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
|
28,304 |
| 2022-08-18 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
|
6,253 |
| 2022-08-17 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
|
100 |
| 2022-05-24 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
(I)
|
18,000 |
| 2022-05-20 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
(I)
|
12,560 |
| 2022-05-19 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
(I)
|
59,013 |
| 2022-05-18 | Watson Michael T |
CRO & EVP Sales and Marketing |
Other↑
Filing footnotes — Common Stock (Direct)
Mr. Watson acquired 17,645 Units for $75,000 in the Issuer's recent $10 million firm underwritten offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock
|
17,645 |
| 2022-05-18 | Shoemaker Sandy L |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Mrs. Shoemaker acquired the 11,765 Units for $50,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock
|
11,765 |
| 2022-05-18 | Beabout J. Steven |
Director |
Other↑
Filing footnotes — Common Stock (Indirect)
Mr. Beabout acquired 58,800 Units for $248,724 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock
(I)
|
58,800 |
| 2022-05-18 | Shoemaker Sandy L |
Director |
Other↑
Filing footnotes — Common Stock Warrants (Direct)
Mrs. Shoemaker acquired the 11,765 Units for $50,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock Warrants
|
23,530 |
| 2022-05-18 | Beabout J. Steven |
Director |
Other↑
Filing footnotes — Common Stock Warrants (Direct)
Mr. Beabout acquired 58,800 Units for $248,724 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock Warrants
|
117,600 |
| 2022-05-18 | Wenzel Gerard |
CFO |
Other↑
Filing footnotes — Common Stock (Direct)
Mr. Wenzel acquired 11,765 Units for $50,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock
|
11,765 |
| 2022-05-18 | Gandini David Joseph |
Director, CEO and Secretary |
Other↑
Filing footnotes — Common Stock (Direct)
Mr. Gandini acquired 23,530 Units for $100,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock
|
23,530 |
| 2022-05-18 | Watson Michael T |
CRO & EVP Sales and Marketing |
Other↑
Filing footnotes — Common Stock Warrants (Direct)
Mr. Watson acquired 17,645 Units for $75,000 in the Issuer's recent $10 million firm underwritten offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock Warrants
|
35,290 |
| 2022-05-18 | Gandini David Joseph |
Director, CEO and Secretary |
Other↑
Filing footnotes — Common Stock Warrants (Direct)
Mr. Gandini acquired 23,530 Units for $100,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock Warrants
|
47,060 |
| 2022-05-18 | Wenzel Gerard |
CFO |
Other↑
Filing footnotes — Common Stock Warrants (Direct)
Mr. Wenzel acquired 11,765 Units for $50,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock Warrants
|
23,530 |
| 2022-03-01 | Gandini David Joseph |
Director, CEO and Secretary |
Other↑
Filing footnotes — Series B Convertible Preferred Stock (Direct)
Each three shares of Series B Convertible Preferred Stock is convertible into one share of the Issuer's common stock after giving effect to the 1-for-3 reverse stock split that went effective April 28, 2022. As reported in the Issuer's filings, Mr. Gandini exchanged 333,334 shares of common stock (adjusted for 1-for-3 reverse stock split) for 1 million shares of the Issuer's Series B Convertible Preferred Stock in connection with the Issuer's planned uplist to Nasdaq. The Issuer's Series B Preferred Stock is convertible at any time into shares of the Issuer's common at a rate of 3 shares of Series B Preferred Stock for one share of common stock. The Series B Preferred Stock does not have an expiration date. Except for a liquidation preference over common stock, the Series B Preferred Stock has the same rights as common stock. The Series B Preferred Stock do not expire. |
Series B Convertible Preferred Stock
|
1,000,000 |
| 2022-02-09 | Beabout J. Steven |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
The RSUs vest on the earlier to occur of 180 days after the Company uplist to Nasdaq or January 1, 2023. The RSUs were issued to Mr. Beabout for his services as the chairperson of the Compensation Committee of the Issuer's Board of Directors. The RSUs don't have an expiration date, but will terminate if Mr. Beabout is not in continuing service with the Issuer at the time of vesting. |
Restricted Stock Units
|
25,000 |
| 2022-01-11 | Wenzel Gerard |
CFO |
Award↑
Filing footnotes — Stock Options (Direct)
Adjusted for 1-for-3 reverse stock split of Issuer's common stock effected April 28, 2022. Issued to Mr. Wenzel under the terms of his Employment Agreement with the Issuer. The stock options vest as to 8,334 shares each quarter after the grant date for eight (8) equal quarterly installments so long as Mr. Wenzel is in continuous service with the Issuer. |
Stock Options
|
66,667 |
| 2022-01-11 | Wenzel Gerard |
CFO |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Adjusted for 1-for-3 reverse stock split of Issuer's common stock effected April 28, 2022. Issued to Mr. Wenzel under the terms of his Employment Agreement with the Issuer. The RSUs vest on the earlier to occur of 180 days after the Company uplists to Nasdaq or January 1, 2023. The RSUs don't have an expiration date, but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting. |
Restricted Stock Units
|
16,667 |
| 2022-01-01 | Wenzel Gerard |
CFO |
Other↑
|
No Securities Owned
|
0 |