SOBR · SOBR Safe, Inc. · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“These conditions and events, when considered in the aggregate, raise substantial doubt about the Company's ability to continue as a going concern within one year after the issuance date of these financial statements. This includes recurring losses, negative operating cash flows, the accumulated deficit, limited liquidity, the Nasdaq listing uncertainty, the planned discontinuation of the Company's legacy operations, and the uncertainty surrounding completion of the pending merger. While management has taken steps intended to improve liquidity, including the workforce reductions and cost-reduction measures described above, the July 2026 financing, and pursuit of the merger, these plans are not considered probable of being effectively implemented and of mitigating the underlying conditions within the required timeframe. Accordingly, substantial doubt about the Company's ability to continue as a going concern has not been alleviated as of the date these financial statements are issued.”View the 10-Q filed Aug 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2024-05-28 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
|
50,000 |
| 2024-05-28 | Graham Gary John |
10% Owner |
Buy↓
|
Common Stock
|
98,744 |
| 2024-03-06 | Graham Gary John |
10% Owner |
Buy↓
|
Common Stock
|
2,316 |
| 2024-02-29 | Graham Gary John |
10% Owner |
Buy↓
|
Common Stock
|
8,582 |
| 2024-02-29 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
5,000 |
| 2024-02-27 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
10,000 |
| 2024-02-26 | Graham Gary John |
10% Owner |
Buy↓
|
Common Stock
|
1,016 |
| 2024-02-20 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
|
2,105 |
| 2024-02-16 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
|
3,748 |
| 2024-02-16 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
2,178 |
| 2024-02-07 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
2,178 |
| 2024-02-05 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
3,000 |
| 2024-01-31 | First Capital Holdings LLC |
10% Owner |
Buy↑
|
Common Stock
(I)
|
19,022 |
| 2024-01-30 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
4,000 |
| 2024-01-29 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
2,000 |
| 2024-01-29 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
3,000 |
| 2024-01-26 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
2,291 |
| 2024-01-09 | First Capital Holdings LLC |
10% Owner |
Buy↓
|
Common Stock
(I)
|
4,000 |
| 2023-11-10 | Wenzel Gerard |
CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
Shares issued for vested RSUs |
Common Stock
|
50,000 |
| 2023-11-10 | Wenzel Gerard |
CFO |
Convert↓
Filing footnotes — Restricted Stock Units (RSUs) (Direct)
The RSUs don't have an expiration date but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting. The vested RSUs were converted to common stock. |
Restricted Stock Units (RSUs)
|
50,000 |
| 2023-11-10 | Wenzel Gerard |
CFO |
Award↑
Filing footnotes — Restricted Stock Units (RSUs) (Direct)
Issued to Mr. Wenzel under the terms of his Restricted Stock Agreement with the Issuer. The RSUs don't have an expiration date but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting. |
Restricted Stock Units (RSUs)
|
50,000 |
| 2023-06-12 | Graham Gary John |
10% Owner |
Other↑
Filing footnotes — Common Stock (Indirect)
Conversion by First Capital Holdings, LLC, the successor of IDTEC LLC, of 666,667 shares of series B preferred stock of the Issuer into 666,667 shares of common stock of the Issuer. Mr. Gary Graham is the Manager of First Capital Holdings, LLC. |
Common Stock
(I)
|
666,667 |
| 2023-06-12 | Graham Gary John |
10% Owner |
Other↑
Filing footnotes — Common Stock (Direct)
Conversion by First Capital Holdings, LLC, the successor of IDTEC LLC, of 666,667 shares of series B preferred stock of the Issuer into 666,667 shares of common stock of the Issuer. Mr. Gary Graham is the Manager of First Capital Holdings, LLC. |
Common Stock
|
666,667 |
| 2023-06-01 | Wenzel Gerard |
CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
Shares issued for vested RSUs |
Common Stock
|
75,000 |
| 2023-06-01 | Wenzel Gerard |
CFO |
Convert↓
Filing footnotes — Restricted Stock Units (RSUs) (Direct)
The RSUs don't have an expiration date, but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting. The vested RSUs were converted to common stock. |
Restricted Stock Units (RSUs)
|
75,000 |
| 2023-04-30 | Graham Gary John |
10% Owner |
Other↓
Filing footnotes — Series B Preferred Stock (Direct)
Conversion by First Capital Holdings, LLC, the successor of IDTEC LLC, of 666,667 shares of series B preferred stock of the Issuer into 666,667 shares of common stock of the Issuer. Mr. Gary Graham is the Manager of First Capital Holdings, LLC. The series A-1 preferred stock and the series B preferred stock are convertible for as long as the shares are outstanding. The Note is convertible until maturity. The Issuer effected a 1:3 reverse stock split on April 28, 2022. |
Series B Preferred Stock
|
666,667 |
| 2023-04-30 | Graham Gary John |
10% Owner |
Other↓
Filing footnotes — Series B Preferred Stock (Indirect)
Conversion by First Capital Holdings, LLC, the successor of IDTEC LLC, of 666,667 shares of series B preferred stock of the Issuer into 666,667 shares of common stock of the Issuer. Mr. Gary Graham is the Manager of First Capital Holdings, LLC. The series A-1 preferred stock and the series B preferred stock are convertible for as long as the shares are outstanding. The Note is convertible until maturity. The Issuer effected a 1:3 reverse stock split on April 28, 2022. |
Series B Preferred Stock
(I)
|
666,667 |
| 2022-11-16 | Wenzel Gerard |
CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
Shares issued for vested RSUs |
Common Stock
|
16,667 |
| 2022-11-16 | Wenzel Gerard |
CFO |
Convert↓
Filing footnotes — Restricted Stock Units (RSUs) (Direct)
The RSUs don't have an expiration date, but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting. The vested RSUs were converted to common stock. |
Restricted Stock Units (RSUs)
|
16,667 |
| 2022-11-04 | Wenzel Gerard |
CFO |
Award↑
Filing footnotes — Restricted Stock Units (RSUs) (Direct)
Issued to Mr. Wenzel under the terms of his Restricted Stock Agreement with the Issuer. The RSUs don't have an expiration date, but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting. |
Restricted Stock Units (RSUs)
|
75,000 |
| 2022-08-29 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
|
10,000 |
| 2022-08-26 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
|
767 |
| 2022-08-25 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
|
28,304 |
| 2022-08-18 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
|
6,253 |
| 2022-08-17 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
|
100 |
| 2022-06-30 | Graham Gary John |
10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
Liquidating distribution by SOBR SAFE LLC to its members with 25,639 shares retained to cover liquidation expenses. Mr. Gary Graham was the Manager of a limited liability company that was the Managing Member of SOBR SAFE, LLC. |
Common Stock
|
888,750 |
| 2022-06-30 | Graham Gary John |
10% Owner |
Other↓
Filing footnotes — Common Stock (Indirect)
Liquidating distribution by SOBR SAFE LLC to its members with 25,639 shares retained to cover liquidation expenses. Mr. Gary Graham was the Manager of a limited liability company that was the Managing Member of SOBR SAFE, LLC. |
Common Stock
(I)
|
888,750 |
| 2022-05-24 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
(I)
|
18,000 |
| 2022-05-20 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
(I)
|
12,560 |
| 2022-05-19 | Beabout J. Steven |
Director |
Buy↑
|
Common Stock
(I)
|
59,013 |
| 2022-05-18 | Watson Michael T |
CRO & EVP Sales and Marketing |
Other↑
Filing footnotes — Common Stock (Direct)
Mr. Watson acquired 17,645 Units for $75,000 in the Issuer's recent $10 million firm underwritten offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock
|
17,645 |
| 2022-05-18 | Shoemaker Sandy L |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Mrs. Shoemaker acquired the 11,765 Units for $50,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock
|
11,765 |
| 2022-05-18 | Beabout J. Steven |
Director |
Other↑
Filing footnotes — Common Stock (Indirect)
Mr. Beabout acquired 58,800 Units for $248,724 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock
(I)
|
58,800 |
| 2022-05-18 | Shoemaker Sandy L |
Director |
Other↑
Filing footnotes — Common Stock Warrants (Direct)
Mrs. Shoemaker acquired the 11,765 Units for $50,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock Warrants
|
23,530 |
| 2022-05-18 | Beabout J. Steven |
Director |
Other↑
Filing footnotes — Common Stock Warrants (Direct)
Mr. Beabout acquired 58,800 Units for $248,724 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock Warrants
|
117,600 |
| 2022-05-18 | Wenzel Gerard |
CFO |
Other↑
Filing footnotes — Common Stock (Direct)
Mr. Wenzel acquired 11,765 Units for $50,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock
|
11,765 |
| 2022-05-18 | Gandini David Joseph |
Director, CEO and Secretary |
Other↑
Filing footnotes — Common Stock (Direct)
Mr. Gandini acquired 23,530 Units for $100,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock
|
23,530 |
| 2022-05-18 | Watson Michael T |
CRO & EVP Sales and Marketing |
Other↑
Filing footnotes — Common Stock Warrants (Direct)
Mr. Watson acquired 17,645 Units for $75,000 in the Issuer's recent $10 million firm underwritten offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock Warrants
|
35,290 |
| 2022-05-18 | Gandini David Joseph |
Director, CEO and Secretary |
Other↑
Filing footnotes — Common Stock Warrants (Direct)
Mr. Gandini acquired 23,530 Units for $100,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock Warrants
|
47,060 |
| 2022-05-18 | Wenzel Gerard |
CFO |
Other↑
Filing footnotes — Common Stock Warrants (Direct)
Mr. Wenzel acquired 11,765 Units for $50,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. |
Common Stock Warrants
|
23,530 |