8-K
Sound Point Meridian Capital, Inc. (SPMC)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Dateof report (Date of earliest event reported): August 7, 2025
SOUND POINT MERIDIAN CAPITAL, INC.
(Exactname of Registrant as Specified in Its Charter)
| Delaware | 811-23881 | 88-2315951 |
|---|---|---|
| (Stateor Other Jurisdiction<br><br> <br>ofIncorporation) | (Commission<br><br> <br>FileNumber) | (IRSEmployer<br><br> <br>IdentificationNo.) |
| 375 Park Avenue, 34th Floor, New York, New York | 10152 | |
| --- | --- | |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’stelephone number, including area code: (212) 895-2293
(FormerName or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications<br> pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting material<br> pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| --- | --- |
| ☐ | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| --- | --- |
| ☐ | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| --- | --- |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Common<br> Stock, par value $0.001 per share | SPMC | New York Stock Exchange |
| 8.00%<br> Series A Preferred Stock due 2029 | SPMA | New York Stock Exchange |
| 7.875%<br> Series B Preferred Stock due 2030 | SPME | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b- 2 of the Securities Exchange Act of 1934.
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item8.01 – Other Events.
Management’s unaudited estimate of the range of the net asset value per share of Sound Point Meridian Capital, Inc.’s (the “Company”) common stock as of July 31, 2025, was between $18.48 and $18.58.
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Sound Point Meridian Capital, Inc. | ||
|---|---|---|
| Date:<br> August 7, 2025 | By: | /s/<br> Ujjaval Desai |
| Name: | Ujjaval Desai | |
| Title: | Chief Executive<br> Officer |
2