8-K
ONE Group Hospitality, Inc. (STKS)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 11, 2021
THE ONE GROUP HOSPITALITY, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 001-37379 | 14-1961545 | ||
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| (State or other jurisdiction | (Commission File Number) | (IRS Employer | ||
| of incorporation) | | | | Identification No.) |
1624 Market Street, Suite 311
Denver, Colorado 80202
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: (646) 624-2400
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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| ◻ | Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| ◻ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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| ◻ | Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| ◻ | Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which<br>registered |
|---|---|---|
| Common Stock | STKS | Nasdaq |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ◻
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻
Item 8.01 Other Events
The ONE Group Hospitality, Inc. (the “Company”) will present virtually and provide a general business and Covid-19 update at the 23^rd^ Annual ICR Conference on January 12, 2021. The presentation will begin at 10:30 AM ET and can be accessed from the Investor Relations tab of The ONE Group’s website at www.togrp.com under “News / Events”.
The Company will also participate in the virtual Jefferies 10^th^ Annual Winter Restaurant, Foodservice, Gaming, Lodging & Leisure Summit which will be held on January 19-20, 2021.
A copy of an updated investor presentation has been made available on the Company’s Website at https://ir.togrp.com/presentations.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
99.1Press release dated January 11, 2021.
EXHIBIT INDEX
(d) Exhibits
| 99.1 | Press release dated January 11, 2021. |
|---|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| Dated: January 12, 2021 | THE ONE GROUP HOSPITALITY, INC. | |
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| | By: | /s/ Tyler Loy |
| | Name: | Tyler Loy |
| | Title: | Chief Financial Officer |
Exhibit 99.1

The ONE Group to Participate in Two Investor Conferences in January
DENVER, January 11, 2021--(BUSINESS WIRE) — The ONE Group Hospitality, Inc. (“The ONE Group” or the “Company”) (Nasdaq: STKS), today announced that the Company will be participating in two investor conferences in January.
On Tuesday, January 12, 2021, the Company will present virtually at the 23rd Annual ICR Conference. The presentation will begin at 10:30 AM ET and can be accessed from the Investor Relations tab of The ONE Group’s website at www.togrp.com under “News / Events”.
The Company will also participate in the virtual Jefferies 10th Annual Winter Restaurant, Foodservice, Gaming, Lodging & Leisure Summit which will be held on January 19 – 20, 2021.
About The ONE Group
The ONE Group Hospitality, Inc. (Nasdaq: STKS) is a global hospitality company that develops and operates upscale and polished casual, high-energy restaurants and lounges and provides hospitality management services for hotels, casinos and other high-end venues both nationally and internationally. The ONE Group’s focus is to be the global leader in Vibe Dining, and its primary restaurant brands are:
| ● | STK, a modern twist on the American steakhouse concept with 21 restaurants in major metropolitan cities in the U.S., Europe and the Middle East; and, |
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| ● | Kona Grill, a polished casual, bar-centric grill brand with 24 U.S. locations, features American favorites, award-winning sushi, and specialty cocktails in an upscale casual atmosphere. |
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ONE Hospitality, The ONE Group’s food and beverage hospitality services business, develops, manages and operates premier restaurants and turnkey food and beverage services within high-end hotels and casinos. Additional information about The ONE Group can be found at www.togrp.com.
Investors:
ICR
Michelle Michalski or Raphael Gross
(646) 277-1224
Media:
ICR
Kate Ottavio Kent
(203) 682-8276