STNC · Hennessy Funds Trust Hennessy Sustainable ETF
$37.66
+0.34 (+0.91%)
At close · Aug 13
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-01-13 | 2025-10-31 | N-1A | 811-07168 | Original | — | — |
| 2025-01-13 | 2024-10-31 | N-1A | 811-07168 | Original | — | — |
| 2024-01-10 | 2023-10-31 | N-1A | 811-07168 | Original | — | — |
| 2023-11-13 | 2023-08-31 | N-1A | 811-07168 | Original | — | — |
| 2023-01-13 | 2022-10-31 | N-1A | 811-07168 | Original | — | — |
| 2022-01-14 | 2021-10-31 | N-1A | 811-07168 | Original | — | — |
| 2021-01-14 | 2020-10-31 | N-1A | 811-07168 | Original | — | — |
| 2020-01-14 | 2019-10-31 | N-1A | 811-07168 | Original | — | — |
Showing 1–8 of 8 filings
Service providers (latest report, filed 2026-01-13)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Hennessy Advisors Inc. | — | — |
| Sub-Adviser | Broad Run Investment Management, LLC | — | — |
| Sub-Adviser | FCI Advisors | — | — |
| Sub-Adviser | SPARX Asset Management Co., Ltd. | JP | — |
| Sub-Adviser | Stance Capital, LLC | — | — |
| Sub-Adviser | The London Company of Virginia, LLC | — | — |
| Sub-Adviser | Vident Advisory, LLC | — | — |
| Custodian | BNP Paribas, London Branch | GB | — |
| Custodian | RBC Investor Services Trust | CA | — |
| Custodian | The Bank of New York Mellon | — | — |
| Custodian | U.S. Bank National Association | — | — |
| Transfer Agent | U.S Bancorp Fund Services, LLC | US | — |
| Transfer Agent | U.S. Bancorp Fund Services LLC | US | — |
| Administrator | U.S Bancorp Fund Services, LLC | US | — |
| Administrator | U.S. Bancorp Fund Services, LLC | US | — |
| Pricing Service | Bloomberg L.P. | — | — |
| Pricing Service | ICE Data Pricing & Reference Data, LLC | — | — |
| Pricing Service | LSEG Data & Analytics | GB | — |
| Pricing Service | PricingDirect Inc. | — | — |
| Shareholder Servicing Agent | Hennessy Advisors Inc. | US | Yes |
| Principal Underwriter | Quasar Distributors LLC | — | — |
| Independent Public Accountant | Tait Weller and Baker LLP | US | — |