Tantech Holdings Ltd 6-K, filed Oct 22, 2021
Tantech Holdings Ltd (TANH)
About this 6-K
Tantech Holdings Ltd filed this 6-K on October 22, 2021.
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the six months ended
Commission File Number: 001-36885
+86-578-226-2305
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ⌧ |
| Form 40-F ¨ |
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨
Incorporation By Reference:
This report on Form 6-K is hereby incorporated by reference into Company’s registration statements on (1) Form S-8 (file no. 333-203387) filed with SEC on April 13, 2015, (2) Form F-3 (file no. 333-213240) filed with SEC on August 22, 2016, amended on September 2, 2016, September 12, 2016, February 9, 2017 and February 27, 2017 and declared effective on March 9, 2017, (3) Form F-3 (file no. 333-248197) filed with SEC on August 20, 2020 and declared effective on August 31, 2020, and (4) Form F-3 (file no. 333-251509) filed with SEC on December 18, 2020 and declared effective on December 23, 2020,.
Explanatory Note:
The Registrant is filing this Report on Form 6-K to report its financial results for the six months ended June 30, 2021 and to discuss its recent corporate developments.
Attached as exhibits to this Report on Form 6-K are:
| (1) | the unaudited interim consolidated financial statements and related notes as Exhibit 99.1; |
| (2) | Management’s Discussion and Analysis of Financial Condition and Results of Operations as Exhibit 99.2; |
| (3) | the press release dated October 22, 2021 titled “Tantech Reports Financial Results for the First Six Months of Fiscal Year 2021” as Exhibit 99.3; and |
| (4) | Interactive Data File disclosure as Exhibit 101 in accordance with Rule 405 of Regulation S-T. |
SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS
Statements in this current report with respect to the Company’s current plans, estimates, strategies and beliefs and other statements that are not historical facts are forward-looking statements about the future performance of the Company. Forward-looking statements include, but are not limited to, those statements using words such as “believe,” “expect,” “plans,” “strategy,” “prospects,” “forecast,” “estimate,” “project,” “anticipate,” “aim,” “intend,” “seek,” “may,” “might,” “could” or “should,” and words of similar meaning in connection with a discussion of future operations, financial performance, events or conditions. From time to time, oral or written forward-looking statements may also be included in other materials released to the public. These statements are based on management’s assumptions, judgments and beliefs in light of the information currently available to it. The Company cautions investors that a number of important risks and uncertainties could cause actual results to differ materially from those discussed in the forward-looking statements, including but not limited to, product and service demand and acceptance, changes in technology, economic conditions, the impact of competition and pricing, government regulation, and other risks contained in reports filed by the company with the Securities and Exchange Commission. Therefore, investors should not place undue reliance on such forward-looking statements. Actual results may differ significantly from those set forth in the forward-looking statements.
All such forward-looking statements, whether written or oral, and whether made by or on behalf of the company, are expressly qualified by the cautionary statements and any other cautionary statements which may accompany the forward-looking statements. In addition, the company disclaims any obligation to update any forward-looking statements to reflect events or circumstances after the date hereof.
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Exhibit Index:
99.1 | |
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99.2 | Management’s Discussion and Analysis of Financial Condition and Results of Operations |
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99.3 |
2
SIGNATURES
Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| TANTECH HOLDINGS LTD | ||
| |||
| By: | /s/ Wangfeng Yan | |
|
| Name: | Wangfeng Yan |
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| Title: | Chief Executive Officer |
Dated: October 22, 2021
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