BlackRock TCP Capital Corp 8-K, filed May 25, 2023
BlackRock TCP Capital Corp. (TCPC)
8-K
2023-05-25
For: 2023-05-24
View Original
Added on
April 11, 2026
About this 8-K
BlackRock TCP Capital Corp filed this 8-K on May 25, 2023, reporting on events of May 24, 2023.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 25, 2023 (May 24, 2023 )
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification Number)
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code (310 ) 566-1000
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on
which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Emerging growth company
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
At 9:00 a.m. (Pacific Time) on May 24, 2023, BlackRock TCP Capital Corp. (“TCPC” or the “Company”) held its 2023 Annual
Meeting of Stockholders via live Internet webcast (the “Meeting”). At the Meeting, TCPC’s common stockholders voted on two proposals, the first of which was approved. An insufficient number of affirmative votes was received with respect to the
second matter, the proposal to renew the Company’s authorization, with approval of its Board of Directors, to sell shares of the Company’s common stock at a price or prices below its then current net asset value per share in one or more
offerings (for up to the next 12 months), subject to certain limitations set forth in the annual proxy statement, and the Company adjourned the meeting to reconvene on June 13, 2023 at 9:00 am, Pacific Time, by virtual webcast the details of
which will be provided separately. The proposals are described in detail in TCPC’s definitive proxy statement for the Meeting as filed with the Securities and Exchange Commission (the “SEC”) on April 6, 2023. As of March 27, 2023, the record
date, TCPC had 57,767,264 shares of common stock outstanding, which included 302,179 shares owned by affiliates. The final voting results from the Meeting were as follows:
Proposal 1. TCPC’s stockholders elected six directors
to the Board of Directors of TCPC. Each of Eric J. Draut, Karen L. Leets, Andrea L. Petro, M. Freddie Reiss, Peter E. Schwab and Rajneesh Vig will serve until the 2024 Annual Meeting and until his or her successor is duly elected and qualifies
or until his or her earlier resignation, removal from office, death or incapacity. The six directors were re-elected pursuant to the voting results set forth below:
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Name
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For
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Withheld
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Broker Non-Votes
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Eric J. Draut
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23,450,174
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1,498,663
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0
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Karen L. Leets
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23,870,169
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1,078,669
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0
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Andrea L. Petro
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23,451,185
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1,497,653
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0
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M. Freddie Reiss
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23,453,476
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1,495,362
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0
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Peter E. Schwab
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23,483,803
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1,465,035
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0
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Rajneesh Vig
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23,407,340
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1,541,498
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0
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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BLACKROCK TCP CAPITAL CORP.
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Date: May 25, 2023
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By:
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/s/ Laurence D. Paredes
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Name:
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Laurence D. Paredes
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Title:
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Secretary
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