UBS 6-K, filed Apr 26, 2022, 0001610520-22-000045

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_________________

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934

Date: April 26, 2022

UBS Group AG

Commission File Number: 1-36764

UBS AG

Commission File Number: 1-15060

(Registrants' Names)

Bahnhofstrasse 45, Zurich, Switzerland, and

Aeschenvorstadt 1, Basel, Switzerland

(Address of principal executive offices)

Indicate by check mark whether the registrants file or will file annual reports under cover of Form 20‑F or Form 40-F.

Form 20-F x Form 40-F o

This Form 6-K consists of the UBS Group AG consolidated capital instruments and TLAC-eligible senior unsecured debt information for the first quarter of 2022, published today by the registrants, which appears immediately following this page.

UBS Group AG consolidated capital instruments and TLAC-eligible senior unsecured debt

First quarter of 2022

This document provides information about the treatment of capital instruments and other instruments contributing to the total loss-absorbing capacity (TLAC) of UBS Group AG consolidated under the Swiss systemically relevant bank (SRB) framework as of 31 March 2022.

Information about the Swiss SRB capital framework and on Swiss SRB going and gone concern requirements is provided in the “Capital, liquidity and funding, and balance sheet” section of our Annual Report 2021, which is available under “Annual reporting” at ubs.com/investors .

Capital<br> instruments and TLAC-eligible senior unsecured debt as of 31 March 20221
million, except where indicated	****	****	****	Swiss SRB		****	****
****	****	****	****	****	Going concern	Gone concern^2^	****	****
No.	Issuer	ISIN	Issue date	Outstanding amount as of 31.3.22<br><br> <br>(million)	Amount recognized<br><br> <br>in regulatory capital<br><br> <br>as of 31.3.22	Amount eligible for<br><br> <br>the gone concern requirement<br><br> <br>as of 31.3.22	Maturity date	First optional call date
Additional tier 1 capital	****	****	****	****	****	****	****
1	UBS Group AG	CH0286864027	07.8.15	USD 1,575	1,565	****	Perpetual	07.8.25
2	UBS Group AG, Switzerland, or employing subsidiaries^3^		31.12.17	USD 327	327	****	Perpetual	01.3.23
3	UBS Group AG	CH0400441280	31.1.18	USD 2,000	2,011	****	Perpetual	31.1.23
4	UBS Group AG	CH0447353704	28.11.18	SGD 700	527	****	Perpetual	28.11.23
5	UBS Group AG, Switzerland, or employing subsidiaries^3^		31.12.18	USD 355	355	****	Perpetual	01.3.24
6	UBS Group AG	144A: US90352JAF03<br><br> <br>RegS: USH4209UAT37	31.1.19	USD 2,500	2,498	****	Perpetual	31.1.24
7	UBS Group AG	CH0488506673	27.8.19	AUD 700	503	****	Perpetual	27.8.24
8	UBS Group AG	CH0495570928	04.9.19	SGD 750	548	****	Perpetual	04.9.24
9	UBS Group AG	CH0506668869	13.11.19	CHF 275	279	****	Perpetual	13.11.25
10	UBS Group AG, Switzerland, or employing subsidiaries^3^		21.2.20	USD 290	290	****	Perpetual	01.3.25
11	UBS Group AG	CH0558521263	29.7.20	USD 750	685	****	Perpetual	29.7.26
12	UBS Group AG	144A: US902613AD01<br><br> <br>RegS: USH42097CB19	10.2.21	USD 1,500	1,347	****	Perpetual	10.2.31
13	UBS Group AG, Switzerland, or employing subsidiaries^3^		21.2.21	USD 409	409	****	Perpetual	01.3.26
14	UBS Group AG	144A: US902613AG32<br><br> <br>RegS: USH42097CL90	02.6.21	USD 750	690	****	Perpetual	02.6.26
15	UBS Group AG	144A: US902613AJ70<br><br> <br>RegS: USH42097CS44	12.1.22	USD 1,500	1,436	****	Perpetual	12.2.27
16	UBS Group AG	CH1160680174	16.2.22	CHF 265	283	****	Perpetual	16.2.27
17	UBS Group AG, Switzerland, or employing subsidiaries^3^		18.2.22	USD 471	471	****	Perpetual	01.3.27
Total high-trigger loss-absorbing additional tier 1 capital	****	****	****	14,223	****	****	****
1	UBS Group AG	CH0271428333	19.2.15	USD 1,250	1,236	****	Perpetual	19.2.25
Total low-trigger loss-absorbing additional tier 1 capital4	****	****	****	1,236	****	****	****
Total additional tier 1 capital	****	****	****	15,460	****	****	****

Tier 2 capital	****	****	****	****	****	****	****
1	UBS AG, Stamford branch	US90261AAB89	17.8.12	2,000	****	17.8.22
2	UBS AG	CH0244100266	15.5.14	2,500	2,507	15.5.24
Total low-trigger loss-absorbing tier 2 capital	****	****	****	****	2,507	****	****
1	UBS AG, Stamford branch	US870836AC77	21.7.95	251	254	15.7.25
2	UBS AG, Jersey branch	XS0062270581	18.12.95	61	79	18.12.25
3	UBS AG, Stamford branch	US870845AC84	03.9.96	218	210	01.9.26
Total non-Basel III-compliant tier 2 capital5	****	****	****	****	543	****	****
Total tier 2 capital	****	****	****	****	3,050	****	****

All values are in US Dollars.

Capital instruments<br> and TLAC-eligible senior unsecured debt as of 31 March 20221
million, except where indicated	****	****	****	Swiss SRB		****	****
****	****	****	****	****	Going concern	Gone concern^2^	****	****
No.	Issuer	ISIN	Issue date	Outstanding amount as of 31.3.22<br><br> <br>(million)	Amount recognized<br><br> <br>in regulatory capital<br><br> <br>as of 31.3.22	Amount eligible for<br><br> <br>the gone concern requirement<br><br> <br>as of 31.3.22	Maturity date	First optional call date
TLAC-eligible senior unsecured debt	****	****	****	****	****	****	****
1	UBS Group AG	144A: US90351DAB38<br><br> <br>RegS: USG91703AB73	24.9.15	2,500	2,478	24.9.25
2	UBS Group AG	CH0302790123	16.11.15	1,250	****	16.11.22
3	UBS Group AG	CH0310451858	22.2.16	CHF 150	158	23.2.26
4	UBS Group AG	CH0314209351	04.3.16	750	828	04.3.24
5	UBS Group AG	144A: US90351DAF42<br><br> <br>RegS: USG91703AK72	05.4.16	2,000	1,940	15.4.26
6	UBS Group AG	CH0336602930	01.9.16	1,250	1,340	01.9.26	01.6.26
7	UBS Group AG	CH0341440334	30.11.16	1,250	1,379	30.11.24	30.11.23
8	UBS Group AG	144A: US90352JAA16<br><br> <br>RegS: USH4209UAA46	23.3.17	2,000	1,970	23.5.23	23.5.22
9	UBS Group AG	144A: US90352JAB98<br><br> <br>RegS: USH4209UAB29	23.3.17	1,000	984	23.5.23	23.5.22
10	UBS Group AG	144A: US90352JAC71<br><br> <br>RegS: USH4209UAC02	23.3.17	2,000	1,994	23.3.28	23.3.27
11	UBS Group AG	CH0365501516	18.5.17	CHF 400	418	18.5.24	18.5.23
12	UBS Group AG	144A: US90352JAD54<br><br> <br>RegS: USH4209UAF33	15.8.17	1,250	1,193	15.8.23	15.8.22
13	UBS Group AG	144A: US90352JAE38<br><br> <br>RegS: USH4209UAG16	15.8.17	2,000	1,988	15.8.23	15.8.22
14	UBS Group AG	CH0409606354	17.4.18	1,750	1,934	17.4.25	17.4.24
15	UBS Group AG	CH0445624999	09.11.18	20,000	165	09.11.28	09.11.27
16	UBS Group AG	CH0445624981	09.11.18	130,000	1,068	08.11.24	08.11.23
17	UBS Group AG	CH0459297435	30.1.19	CHF 400	432	30.1.25	30.1.24
18	UBS Group AG	144A: US902613AA61<br><br> <br>RegS: USH42097AZ05	13.8.19	1,500	1,412	13.8.30	13.8.29
19	UBS Group AG	CH0506668844	04.11.19	153.16	136 ^7^	04.11.49	04.11.22
20	UBS Group AG	CH0520042489	29.1.20	1,500	1,608	29.1.26	29.1.25
21	UBS Group AG	CH0521617321	04.3.20	129.16	115 ^7^	04.3.50	04.3.25
22	UBS Group AG	CH0535271214	14.4.20	216.06	163 ^7^	14.4.50	14.4.25
23	UBS Group AG	CH0547243250	22.5.20	106.66	78 ^7^	22.5.50	22.5.25
24	UBS Group AG	CH0543827189	27.5.20	532.76	396 ^7^	27.5.50	27.5.25
25	UBS Group AG	144A: US902613AB45<br><br> <br>RegS: USH42097BS52	30.7.20	1,300	1,258	30.7.24	30.7.23

All values are in US Dollars.

Capital instruments<br> and TLAC-eligible senior unsecured debt as of 31 March 20221
million, except where indicated	****	****	****	Swiss SRB		****	****
****	****	****	****	****	Going concern	Gone concern^2^	****	****
No.	Issuer	ISIN	Issue date	Outstanding amount as of 31.3.22<br><br> <br>(million)	Amount recognized<br><br> <br>in regulatory capital<br><br> <br>as of 31.3.22	Amount eligible for<br><br> <br>the gone concern requirement<br><br> <br>as of 31.3.22	Maturity date	First optional call date
26	UBS Group AG	144A: US902613AC28<br><br> <br>RegS: USH42097BT36	30.7.20	1,300	1,199	30.1.27	30.1.26
27	UBS Group AG	CH0558521271	18.8.20	AUD 37.56	21 ^7^	18.8.35	18.8.30
28	UBS Group AG	CH0561923860	22.9.20	57.46	44 ^7^	22.9.50	22.9.23
29	UBS Group AG	CH0576402181	05.11.20	1,500	1,519	05.11.28	05.11.27
30	UBS Group AG	CH0579132942	24.11.20	40	33 ^7^	24.11.35	24.11.23
31	UBS Group AG	CH0581183594	03.12.20	AUD 45	27 ^7^	03.12.35	03.12.23
32	UBS Group AG	CH0587372951	12.1.21	103.36	84 ^7^	12.1.51	12.1.26
33	UBS Group AG	CH0588488863	29.1.21	340.86	285 ^7^	29.1.51	29.1.26
34	UBS Group AG	144A: US902613AE83<br><br> <br>RegS: USH42097CC91	11.2.21	2,000	1,797	11.2.32	11.2.31
35	UBS Group AG	CH0595205524	24.2.21	1,000	1,020	24.2.28
36	UBS Group AG	CH0595205532	24.2.21	1,250	1,204	24.2.33
37	UBS Group AG	CH0598928718	24.2.21	CHF 360	364	24.8.29	24.8.28
38	UBS Group AG	US902613AF58	25.2.21	25	22 ^7^	25.2.36	25.2.24
39	UBS Group AG	CH0595205490	26.2.21	175.66	153 ^7^	26.2.51	26.2.26
40	UBS Group AG	CH0595205508	26.2.21	AUD 93.06	55 ^7^	26.2.51	26.2.26
41	UBS Group AG	CH0598928734	04.3.21	40	35 ^7^	04.3.36	04.3.24
42	UBS Group AG	CH1112455774	26.5.21	272.86	251 ^7^	26.5.51	26.5.26
43	UBS Group AG	144A: US902613AH15<br><br> <br>RegS: USH42097CM73	10.8.21	2,000	1,852	10.8.27	10.8.26
44	UBS Group AG	CH1142231682	03.11.21	1,250	1,330	03.11.26	03.11.25
45	UBS Group AG	CH1142231690	03.11.21	1,250	1,245	03.11.31
46	UBS Group AG	CH1142231708	03.11.21	400	495	03.11.29	03.11.28
47	UBS Group AG	CH1145096165	09.11.21	CHF 440	476	09.11.28	09.11.27
48	UBS Group AG	144A: US902613AK44<br><br> <br>RegS: USH42097CT27	11.1.22	1,500	1,400	11.2.33	11.2.32
49	UBS Group AG	144A: US902613AL27<br><br> <br>RegS: USH42097CU99	11.1.22	1,500	1,376	11.2.43	11.2.42
50	UBS Group AG	CH1168499791	21.3.22	1,500	1,655	21.3.25	21.3.24
51	UBS Group AG	CH1175016083	25.3.22	AUD 35.06	24 ^7^	25.3.32	25.3.25
52	UBS Group AG	CH1167887269	29.3.22	80.06	69 ^7^	29.3.47	29.3.27
Total TLAC-eligible senior unsecured debt	****	****	****	****	43,470	****	****
1 Refer to<br> “Capital and total loss-absorbing capacity instruments” under “Bondholder information”<br> at ubs.com/investors for more information about the key features and the<br> terms and conditions of the capital instruments included in the table above.<br> Instruments are listed according to their issuance date. <br> 2 Instruments available to meet gone concern requirements remain<br> eligible until one year before maturity. 3 Relates to deferred<br> contingent capital plan (DCCP) awards. 4 Includes outstanding<br> low-trigger loss-absorbing additional tier 1 (AT1) capital instruments, which<br> are available under the Swiss SRB framework to meet the going concern<br> requirements until their first call date. As of their first call date, these<br> instruments are eligible to meet the gone concern requirements. 5<br> Non-Basel III-compliant tier 2 capital instruments qualify as gone concern<br> instruments. 6 Information corresponds to the amortized face amount as of<br> 31 March 2022 and therefore includes the applicable accrual yield, with the<br> numbers being rounded to one decimal. 7 The eligible amounts presented are<br> adjusted for own credit related gains / losses.

All values are in US Dollars.

Cautionary Statement | This report and the information contained herein are provided solely for information purposes, and are not to be construed as solicitation of an offer to buy or sell any securities or other financial instruments in Switzerland, the United States or any other jurisdiction. No investment decision relating to securities of or relating to UBS Group AG, UBS AG or their affiliates should be made on the basis of this report. Refer to UBS’s most recent Annual Report on Form 20-F, quarterly reports and other information furnished to or filed with the US Securities and Exchange Commission on Form 6-K, available at ubs.com/investors, for additional information.

Rounding | Numbers presented throughout this report may not add up precisely to the totals provided in the tables and text. Percentages and percent changes disclosed in text and tables are calculated on the basis of unrounded figures. Absolute changes between reporting periods disclosed in the text, which can be derived from numbers presented in related tables, are calculated on a rounded basis.

Tables | Within tables, blank fields generally indicate non-applicability or that presentation of any content would not be meaningful, or that information is not available as of the relevant date or for the relevant period. Zero values generally indicate that the respective figure is zero on an actual or rounded basis. Values that are zero on a rounded basis can be either negative or positive on an actual basis.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned, thereunto duly authorized.

UBS Group AG

By: _/s/ David Kelly_____________

Name: David Kelly

Title: Managing Director

By: _/s/ Ella Campi______________

Name: Ella Campi

Title: Executive Director

UBS AG

By: _/s/ David Kelly_____________

Name: David Kelly

Title: Managing Director

By: _/s/ Ella Campi______________

Name: Ella Camp

Title: Executive Director

Date: April 26, 2022

UBS Group AG 6-K, filed Apr 26, 2022

About this 6-K