United Microelectronics Corp 6-K, filed Dec 11, 2024
United Microelectronics Corp (UMC)
About this 6-K
United Microelectronics Corp filed this 6-K on December 11, 2024.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
OF THE SECURITIES EXCHANGE ACT OF 1934
December 11, 2024
(Commission File Number: 001-15128)
United Microelectronics Corporation
(Translation of registrant’s name into English)
No. 3 Li-Hsin 2nd Road
Hsinchu Science Park
Hsinchu, Taiwan, R.O.C.
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (7):
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.
United Microelectronics Corporation |
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By: |
Chitung Liu |
Name: |
Chitung Liu |
Title: |
CFO |
Date: December 11, 2024
2
EXHIBIT INDEX
Exhibit |
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Description |
99 |
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3
www.umc.com
Exhibit
Exhibit Description
99.1 Announcement on 2024/12/05: The Company announced the record date for capital increase of the issuance of the 2024 restricted stock awards for Employee
99.2 Announcement on 2024/12/05: November Revenue
99.3 Announcement on 2024/12/09: the trading and pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC
Exhibit 99.1
The Company announced the record date for capital increase of the issuance of the 2024 restricted stock awards for Employee
1. Date of occurrence of the event: 2024/12/05
2. Company name: UNITED MICROELECTRONICS CORPORATION
3. Relationship to the Company (please enter “head office” or “subsidiaries”): head office
4. Reciprocal shareholding ratios: N/A
5. Cause of occurrence:
(1) UMC’s 2024 Employee Restricted Stock Awards of no more than 66,000,000 common shares have been approved by UMC’s Annual Shareholders' Meeting held on 2024/05/30 and by Financial Supervisory Commission in Order No.1130358773 effective since 2024/10/8.
(2) The actual number of shares to be issued on the record date will be 32,956,000 shares.
The actual issuance date was determined by the chairman as authorized by the board of directors, and the record date for capital increase is 2024/12/5.
6. Countermeasures: N/A
7. Any other matters that need to be specified (the information disclosure also meets the requirements of Article 7, subparagraph 9 of the Securities and Exchange Act Enforcement Rules, which brings forth a significant impact on shareholders rights or the price of the securities on public companies.): None
Exhibit 99.2
United Microelectronics Corporation
December 5, 2024
This is to report the changes or status of 1) Sales volume, 2) Funds lent to other parties, 3) Endorsements and guarantees, and 4) Financial derivative transactions for the period of November 2024.
Period |
Items |
2024 |
2023 |
Changes |
% |
November |
Net sales |
20,049,182 |
18,787,670 |
1,261,512 |
6.71% |
Year-to-Date |
Net sales |
213,336,766 |
205,553,774 |
7,782,992 |
3.79% |
Balance as of period end |
This Month (actual amount provided) |
Last Month (actual amount provided) |
Limit of lending |
UMC |
8,803,008 |
8,799,064 |
165,691,666 |
Note: On February 22, 2017, March 7, 2018, October 24, 2018, July 24,2019, December 18, 2019, July 29, 2020, October 29, 2020, December 16, 2020, July 28, 2021, October 27, 2021, December 15, 2021, April 27, 2022, October 26, 2022, December 14, 2022, April 26, 2023, July 26, 2023, December 13, 2023, February 27, 2024 and July 31, 2024, the board of directors resolved to provide endorsement to USC(Xiamen)’s syndicated loan from banks for the amount up to CNY¥ 1,972 million. |
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a Not under hedging accounting: NT$ thousand
UMC
Financial instruments |
Option |
Forwards |
IRS |
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Put |
Call |
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Deposit Paid |
0 |
0 |
0 |
0 |
Royalty Income (Paid) |
0 |
0 |
0 |
0 |
Unwritten-off Trading |
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Contracts |
0 |
0 |
1,036,800 |
0 |
Fair Value |
0 |
0 |
(4,390) |
0 |
Net profit (loss) from Fair Value |
0 |
0 |
(4,390) |
0 |
Written-off Trading |
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Contracts |
0 |
0 |
4,487,702 |
0 |
Realized profit (loss) |
0 |
0 |
(490) |
0 |
Exhibit 99.3
United Microelectronics Corporation
For the month of November, 2024
This is to report 1) the trading of directors, executive officers and 10% shareholders of United Microelectronics Corporation (“UMC”) (NYSE: UMC); 2) the pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC;
Title |
Name |
Number of shares as of October 31, 2024 |
Number of shares as of November 30, 2024 |
Changes |
Executive Vice President Vice President Vice President Vice President Vice President |
Ming Hsu S F Tzou Jerry CJ Hu Y S Shen Francia Hsu |
7,543,000 1,489,108 3,250,000 1,520,000 506,000 |
7,443,000 1,349,108 3,160,000 1,440,000 1,532,000 |
(100,000) (140,000) (90,000) (80,000) 1,026,000 |
Title |
Name |
Number of shares as of October 31, 2024 |
Number of shares as of November 30, 2024 |
Changes |
Executive Vice President |
Ming Hsu |
1,500,000 |
- |
(1,500,000) |