Vale S.A 6-K, filed Jan 11, 2022
Vale S.A. (VALE)
About this 6-K
Vale S.A filed this 6-K on January 11, 2022.
United States
Securities and Exchange Commission
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the
Securities Exchange Act of 1934
For the month of
January 2022
Vale S.A.
Praia de Botafogo nº 186, 18º andar,
Botafogo
22250-145 Rio de Janeiro, RJ, Brazil
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
(Check One) Form 20-F x Form 40-F ¨
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes ¨ No x
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes ¨ No x
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
(Check One) Yes ¨ No x
(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)
Purchases of equity securities by the issuer and affiliated purchasers on December 31, 2021
| Company: VALE S.A. | ||||||||||||||
| Beginning balance | ||||||||||||||
| % | ||||||||||||||
| Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
| Shares | VALE3 | 140,675,321 | 2.74 | % | 2.74 | % | ||||||||
| Movements | |||||||||||||||
| Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average
price (Daily) | Volume (R$) | ||||||||
| - | - | - | - | - | - | - | - | ||||||||
| Ending balance | ||||||||||||||
| % | ||||||||||||||
| Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
| Shares | VALE3 | 140,675,321 | 2.74 | % | 2.74 | % | ||||||||
| Company: VALE S.A. | ||||||||||||||
| Beginning balance | ||||||||||||||
| % | ||||||||||||||
| Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
| ADS | VALE | 0 | 0.00 | % | 0.00 | % | ||||||||
| Movements | |||||||||||||||
| Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (R$) | ||||||||
| - | - | - | - | - | - | - | - | ||||||||
| Ending balance | ||||||||||||||
| % | ||||||||||||||
| Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
| ADS | VALE | 0 | 0.00 | % | 0.00 | % | ||||||||
Purchases of equity securities by the issuer and affiliated purchasers on December 31, 2021
| Company: MBR S.A. | ||||||||||||||
| Beginning balance | ||||||||||||||
| % | ||||||||||||||
| Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
| Shares | VALE3 | 81.021.683 | 1,58 | % | 1,58 | % | ||||||||
| Movements | ||||||||||||||||||||
| Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (R$) | |||||||||||||
| Shares | VALE3 | Citigroup Global Markets Brasil CCTVM S/A | Buy | 12/13/21 | 222.000 | 78,13198 | 17.345.300,00 | |||||||||||||
| Shares | VALE3 | Citigroup Global Markets Brasil CCTVM S/A | Buy | 12/15/21 | 325.600 | 77,05746 | 25.089.909,00 | |||||||||||||
| Shares | VALE3 | Citigroup Global Markets Brasil CCTVM S/A | Buy | 12/17/21 | 279.400 | 79,67623 | 22.261.540,00 | |||||||||||||
| Shares | VALE3 | Citigroup Global Markets Brasil CCTVM S/A | Buy | 12/20/21 | 294.500 | 78,06910 | 22.991.351,00 | |||||||||||||
| Shares | VALE3 | Citigroup Global Markets Brasil CCTVM S/A | Buy | 12/21/21 | 271.800 | 79,79967 | 21.689.550,00 | |||||||||||||
| Shares | VALE3 | Citigroup Global Markets Brasil CCTVM S/A | Buy | 12/22/21 | 304.800 | 79,56582 | 24.251.663,00 | |||||||||||||
| Shares | VALE3 | J.P. Morgan CCVM SA | Buy | 12/27/21 | 258.000 | 78,96443 | 20.372.822,00 | |||||||||||||
| Shares | VALE3 | J.P. Morgan CCVM SA | Buy | 12/28/21 | 476.500 | 77,10321 | 36.739.678,00 | |||||||||||||
| Ending balance | ||||||||||||||
| % | ||||||||||||||
| Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
| Shares | VALE3 | 83.454.283 | 1,63 | % | 1,63 | % | ||||||||
| Company: MBR S.A. | ||||||||||||||
| Beginning balance | ||||||||||||||
| % | ||||||||||||||
| Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
| ADS | VALE | 0 | 0,00 | % | 0,00 | % | ||||||||
| Movements | |||||||||||||||
| Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (R$) | ||||||||
| - | - | - | - | - | - | - | - | ||||||||
| Ending balance | ||||||||||||||
| % | ||||||||||||||
| Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
| ADS | VALE | 0 | 0,00 | % | 0,00 | % | ||||||||
Purchases of equity securities by the issuer and affiliated purchasers on December 31, 2021
| Company: Vale Holdings B.V. | ||||||||||||||
| Beginning balance | ||||||||||||||
| % | ||||||||||||||
| Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
| Shares | VALE3 | 0 | 0,00 | % | 0,00 | % | ||||||||
| Movements | |||||||||||||||
| Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (R$) | ||||||||
| - | - | - | - | - | - | - | - | ||||||||
| Ending balance | ||||||||||||||
| % | ||||||||||||||
| Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
| Shares | VALE3 | 0 | 0,00 | % | 0,00 | % | ||||||||
| Company: Vale Holdings B.V. | ||||||||||||||
| Beginning balance | ||||||||||||||
| % | ||||||||||||||
| Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
| ADS | VALE | 65.998.870 | 1,29 | % | 1,29 | % | ||||||||
| Movements | ||||||||||||||||||||
| Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (R$) | |||||||||||||
| ADS | VALE | XP Investments US | Buy | 12/13/21 | 375.000 | 13,82370 | 29.214.843,97 | |||||||||||||
| ADS | VALE | XP Investments US | Buy | 12/15/21 | 250.000 | 13,48217 | 19.254.905,17 | |||||||||||||
| ADS | VALE | XP Investments US | Buy | 12/17/21 | 250.000 | 14,02806 | 19.975.608,68 | |||||||||||||
| ADS | VALE | Bradesco Securities Inc | Buy | 12/20/21 | 288.300 | 13,66043 | 22.469.988,34 | |||||||||||||
| ADS | VALE | Bradesco Securities Inc | Buy | 12/21/21 | 220.100 | 13,92527 | 17.584.238,71 | |||||||||||||
| ADS | VALE | Bradesco Securities Inc | Buy | 12/22/21 | 305.000 | 13,97651 | 24.383.843,86 | |||||||||||||
| ADS | VALE | XP Investments US | Buy | 12/27/21 | 292.000 | 14,01494 | 23.183.238,52 | |||||||||||||
| ADS | VALE | XP Investments US | Buy | 12/28/21 | 312.600 | 13,64965 | 24.081.413,05 | |||||||||||||
| ADS | VALE | XP Investments US | Buy | 12/29/21 | 420.000 | 13,62537 | 32.401.096,41 | |||||||||||||
| Ending balance | ||||||||||||||
| % | ||||||||||||||
| Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
| ADS | VALE | 68.711.870 | 1,34 | % | 1,34 | % | ||||||||
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Vale S.A. | ||
| (Registrant) | ||
| By: | /s/ Ivan Fadel | |
| Date: January 10, 2022 | Head of Investor Relations | |