Via Renewables, Inc 8-K, filed May 20, 2021
Via Renewables, Inc. (VIASP)
8-K
2021-05-20
For: 2021-05-19
View Original
Added on
April 06, 2026
About this 8-K
Via Renewables, Inc filed this 8-K on May 20, 2021, reporting on events of May 19, 2021.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 19, 2021
| (Exact Name of Registrant as Specified in its Charter) | ||||||||
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification Number) | ||||||
(Address of principal executive offices)
(713 ) 600-2600
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbols(s) | Name of exchange on which registered | ||||||
Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share | ||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 5.07. Submission of Matters to a Vote of Security Holders.
Spark Energy, Inc. (the “Company”) held its 2021 Annual Meeting of Shareholders on May 19, 2021 (“Annual Meeting”). A total of 28,801,549 shares of the Company’s Class A common stock, par value $0.01 per share (the “Class A common stock”), and Class B common stock, par value $0.01 per share (the “Class B common stock” and, together with the Class A common stock, the “Common Stock”), representing 81.29% of the total shares of Common Stock outstanding and eligible to vote as of the record date, were represented in person or by valid proxies at the Annual Meeting. This percentage constituted a quorum. The final results for each of the matters submitted to a vote of shareholders at the Annual Meeting were as follows:
Proposal 1: The following nominees were elected to serve as a Class I directors for a term expiring at the 2024 Annual Meeting by the votes set forth in the table below:
| Nominee | For | Withheld | Broker Non-Votes | |||||||||||
| W. Keith Maxwell III | 24,660,269 | 1,122,954 | 3,018,326 | |||||||||||
| Kenneth M. Hartwick | 24,221,473 | 1,561,750 | 3,018,326 | |||||||||||
Proposal 2: The appointment of Ernst & Young LLP as the Company’s independent registered public accountant for the year ending December 31, 2021 was ratified by the Company’s shareholders by the votes set forth in the table below:
| For | Against | Abstain | Broker Non-Votes | ||||||||||||||
| 28,624,324 | 134,293 | 42,932 | — | ||||||||||||||
Proposal 3: The compensation of the Company’s Named Executive Officers was approved, on an advisory basis, by the votes set forth in the table below:
| For | Against | Abstain | Broker Non-Votes | |||||||||||
| 25,252,816 | 405,871 | 124,536 | 3,018,326 | |||||||||||
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 19, 2021
| Spark Energy, Inc. | ||||||||
| By: | /s/ James G. Jones II | |||||||
| Name: | James G Jones II | |||||||
| Title: | Chief Financial Officer | |||||||
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