Voya Financial, Inc 8-K, filed May 21, 2020
Voya Financial, Inc. (VOYA)
8-K
2020-05-21
For: 2020-05-21
View Original
Added on
April 04, 2026
About this 8-K
Voya Financial, Inc filed this 8-K on May 21, 2020.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 21, 2020
(Exact name of registrant as specified in its charter)
No. | ||||||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification Number) | ||||
(Address of principal executive offices) | (Zip Code) | |||||
Registrant’s telephone number, including area code: (212 ) 309-8200
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading symbol | Name of each exchange on which registered |
interest in a share of 5.35% Fixed-Rate Non-Cumulative Preferred Stock, Series B, $0.01 par value | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 | Submission of Matters to a Vote of Security Holders |
(a) The Annual Meeting of Stockholders (the “Annual Meeting”) of Voya Financial, Inc. (the “Company”) was held on May 21, 2020.
(b) The results of the matters submitted to a stockholder vote at the Annual Meeting were as follows:
Item 1 – Election of Directors: Our stockholders elected the following nine directors to each serve a one-year term expiring at our annual meeting in 2021. Each director will hold office until his or her successor has been elected and qualified or until the director’s earlier resignation or removal.
For | Against | Abstentions | Broker Non-Votes | |||||
Lynne Biggar | 109,843,426 | 3,162,407 | 38,380 | 4,414,474 | ||||
Jane P. Chwick | 110,814,452 | 2,195,155 | 34,606 | 4,414,474 | ||||
Kathleen DeRose | 111,533,930 | 1,473,608 | 36,675 | 4,414,474 | ||||
Ruth Ann M. Gillis | 111,002,218 | 2,007,388 | 34,607 | 4,414,474 | ||||
J. Barry Griswell | 110,213,053 | 2,795,906 | 35,254 | 4,414,474 | ||||
Rodney O. Martin, Jr. | 106,658,009 | 6,182,576 | 203,628 | 4,414,474 | ||||
Byron H. Pollitt, Jr. | 111,471,033 | 1,538,152 | 35,028 | 4,414,474 | ||||
Joseph V. Tripodi | 109,999,243 | 3,009,990 | 34,980 | 4,414,474 | ||||
David Zwiener | 109,999,715 | 3,009,447 | 35,051 | 4,414,474 | ||||
Item 2 – Our stockholders approved, on an advisory basis, the compensation paid to the named executive officers.
For | Against | Abstentions | Broker Non-Votes | |||
108,208,387 | 4,778,661 | 57,165 | 4,414,474 | |||
Item 3 – Our stockholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal year 2020.
For | Against | Abstentions | |
116,040,069 | 1,317,840 | 100,778 | |
Item 4 – Our stockholders voted, on an advisory basis, on the frequency with which we will conduct the advisory vote on executive compensation.
1 Year | 2 Years | 3 Years | Abstentions | Broker Non-Votes | |||
108,235,337 | 62,434 | 4,648,009 | 98,433 | 4,414,474 | |||
(d) In light of the results of the advisory vote on the frequency of future advisory votes on executive compensation, the Company will hold an advisory vote on executive compensation annually until the next advisory vote on the frequency of stockholder votes on the compensation of executives, which will occur no later than the Company's annual meeting in 2026.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Voya Financial, Inc.
(Registrant)
(Registrant)
By: /s/ Jean Weng
Name: Jean Weng
Title: | Senior Vice President, Deputy General Counsel and Corporate Secretary |
Dated: May 21, 2020