VTAK · Catheter Precision, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“As a result of these factors, we have concluded that there is substantial doubt about the Company's ability to continue as a going concern for a period of one year after the date the condensed consolidated financial statements for the quarter ended June 30, 2026 are issued.”View the 10-Q filed Aug 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-03-26 | Arno Andrew |
Director |
Award↑
Filing footnotes — Options (Right to Buy) (Direct)
Options vest 100% on 180 day anniversary of grant date. |
Options (Right to Buy)
|
40,000 |
| 2026-03-26 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Award↑
Filing footnotes — Options (Right to Buy) (Direct)
Options vest 100% on 180 day anniversary of grant date. |
Options (Right to Buy)
|
40,000 |
| 2026-03-26 | Caruso James Joseph |
Director |
Award↑
Filing footnotes — Options (Right to Buy) (Direct)
Options vest 100% on 180 day anniversary of grant date. |
Options (Right to Buy)
|
40,000 |
| 2026-03-26 | COLOMBATTO MARTIN J |
Director |
Award↑
Filing footnotes — Options (Right to Buy) (Direct)
Options vest 100% on 180 day anniversary of grant date. |
Options (Right to Buy)
|
40,000 |
| 2026-03-26 | ANDERSON PHILIP J |
Chief Financial Officer |
Award↑
Filing footnotes — Options (Right to Buy) (Direct)
Options vest 100% on 180 day anniversary of grant date. |
Options (Right to Buy)
|
40,000 |
| 2026-02-12 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↑
Filing footnotes — Series J Preferred Stock (Indirect)
Series J Exchange Agreement entered into with the Company to cancel accrued royalty amount and terminate royalty right in exchange for Series J Preferred Stock, as more fully described in the Current Report on Form 8-K filed with the Securities and Exchange Commission on February 12, 2026 (the "Form 8-K"). The consideration and price paid for the Series J Preferred Stock is more fully described in the Form 8-K. Series J Preferred Stock is not exercisable until stockholder approval is received, as more fully described in the Form 8-K. Series J Preferred Stock has no expiration date. Mr. Jenkins is the managing member of SeaCap Management LLC, the general partner of FatBoy Capital LP. |
Series J Preferred Stock
(I)
|
6,998 |
| 2026-02-12 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↑
Filing footnotes — Series J Preferred Stock (Direct)
Series J Exchange Agreement entered into with the Company to cancel accrued royalty amount and terminate royalty right in exchange for Series J Preferred Stock, as more fully described in the Current Report on Form 8-K filed with the Securities and Exchange Commission on February 12, 2026 (the "Form 8-K"). The consideration and price paid for the Series J Preferred Stock is more fully described in the Form 8-K. Series J Preferred Stock is not exercisable until stockholder approval is received, as more fully described in the Form 8-K. Series J Preferred Stock has no expiration date. |
Series J Preferred Stock
|
2,491 |
| 2025-12-31 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↑
Filing footnotes — Series M Common Stock Purchase Warrant (Indirect)
Initial Exercise Date is any time on or after the Stockholder Approval Date. Termination Date equals the Five and One Half (5.5) Year Anniversary of the Initial Exercise Date Mr. Jenkins is the managing member of SeaCap Management LLC, the general partner of FatBoy Capital LP |
Series M Common Stock Purchase Warrant
(I)
|
170,000 |
| 2025-12-31 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↑
Filing footnotes — Series M Common Stock Purchase Warrant (Direct)
Initial Exercise Date is any time on or after the Stockholder Approval Date. Termination Date equals the Five and One Half (5.5) Year Anniversary of the Initial Exercise Date |
Series M Common Stock Purchase Warrant
|
170,000 |
| 2025-12-05 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↓
Filing footnotes — Series X Convertible Preferred Stock (Direct)
Series X Convertible Preferred Stock has no expiration date |
Series X Convertible Preferred Stock
|
2,292 |
| 2025-12-05 | Caruso James Joseph |
Director |
Other↑
|
Common Stock
|
41 |
| 2025-12-05 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↑
|
Common Stock
|
12,064 |
| 2025-12-05 | Caruso James Joseph |
Director |
Other↓
Filing footnotes — Series X Convertible Preferred Stock (Direct)
Series X Convertible Preferred Stock has no expiration date. |
Series X Convertible Preferred Stock
|
7 |
| 2025-12-05 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↓
Filing footnotes — Series X Convertible Preferred Stock (Indirect)
Series X Convertible Preferred Stock has no expiration date Shares held by a partnership of which the reporting person is the managing member of the managing partner |
Series X Convertible Preferred Stock
(I)
|
5,860 |
| 2025-12-05 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↓
Filing footnotes — Series X Convertible Preferred Stock (Indirect)
Series X Convertible Preferred Stock has no expiration date Shares held by charitable remainder unitrust of which the reporting person's spouse is the trustee |
Series X Convertible Preferred Stock
(I)
|
18 |
| 2025-12-05 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↑
Filing footnotes — Common Stock (Indirect)
Shares held by a partnership of which the reporting person is the managing member of the managing partner |
Common Stock
(I)
|
30,844 |
| 2025-12-05 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↑
Filing footnotes — Common Stock (Indirect)
Shares held by charitable remainder unitrust of which the reporting person's spouse is the trustee |
Common Stock
(I)
|
98 |
| 2025-08-12 | COLOMBATTO MARTIN J |
Director |
Award↑
Filing footnotes — Options (Right to Buy) (Direct)
Options vests 1/3 per year beginning on first anniversary of grant date. |
Options (Right to Buy)
|
50,000 |
| 2025-08-12 | Caruso James Joseph |
Director |
Award↑
Filing footnotes — Options (Right to Buy) (Direct)
Options vests 1/3 per year beginning on first anniversary of grant date. |
Options (Right to Buy)
|
50,000 |
| 2025-08-12 | Arno Andrew |
Director |
Award↑
Filing footnotes — Options (Right to Buy) (Direct)
Options vests 1/3 per year beginning on the first anniversary of the grant date. |
Options (Right to Buy)
|
50,000 |
| 2025-08-12 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Award↑
Filing footnotes — Options (Right to Buy) (Direct)
Options vests 20% per year beginning on first anniversary of grant date. |
Options (Right to Buy)
|
500,000 |
| 2025-01-29 | COLOMBATTO MARTIN J |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
Shares held of record by the M Colombatto Trust, for which the reporting person serves as trustee. |
Common Stock
(I)
|
3 |
| 2025-01-29 | Arno Andrew |
Director |
Award↑
Filing footnotes — Stock Option (Direct)
33.33% exercisable on January 29, 2025, 33.33% exercisable on January 29, 2026, and 33.34% exercisable on January 29, 2027. |
Stock Option
|
100,000 |
| 2025-01-29 | COLOMBATTO MARTIN J |
Director |
Award↑
Filing footnotes — Stock Option (Direct)
33.33% exercisable on January 29, 2025, 33.33% exercisable on January 29, 2026, and 33.34% exercisable on January 29, 2027. |
Stock Option
|
100,000 |
| 2025-01-29 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Award↑
Filing footnotes — Stock Option (Direct)
90,000 shares exercisable January 29, 2025, 120,000 shares exercisable January 29, 2026, 120,000 shares exercisable January 29, 2027, and 120,000 shares exercisable January 29, 2028. |
Stock Option
|
450,000 |
| 2025-01-29 | Caruso James Joseph |
Director |
Award↑
Filing footnotes — Stock Option (Direct)
33.33% exercisable on January 29, 2025, 33.33% exercisable on January 29, 2026, and 33.34% exercisable on January 29, 2027. |
Stock Option
|
100,000 |
| 2025-01-29 | Jacques Marie-Claude |
Chief Commercial Officer |
Award↑
Filing footnotes — Stock Option (Direct)
20% exercisable on January 29, 2025, 20% exercisable on January 29, 2026, 20% exercisable on January 29, 2027, 20% exercisable on January 29, 2028, and 20% exercisable on January 29, 2029. |
Stock Option
|
125,000 |
| 2025-01-06 | ANDERSON PHILIP J |
Chief Financial Officer |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
Options vest 1/36 every month beginning February 6, 2025 |
Option (Right to Buy)
|
500,000 |
| 2024-05-01 | Jacques Marie-Claude |
Chief Commercial Officer |
Award↑
Filing footnotes — Option (Right to Buy) (Direct)
Options vests annually for five years. |
Option (Right to Buy)
|
250,000 |
| 2024-01-23 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4164 to $0.4319, inclusive on January 22, 2024 and $0.5673 to $0.6304, inclusive on January 23, 2024. The reporting person undertakes to provide Catheter Precision, Inc., any security holder of Catheter Precision, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. |
Common Stock
|
9,528 |
| 2024-01-22 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4164 to $0.4319, inclusive on January 22, 2024 and $0.5673 to $0.6304, inclusive on January 23, 2024. The reporting person undertakes to provide Catheter Precision, Inc., any security holder of Catheter Precision, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. |
Common Stock
|
9,528 |
| 2024-01-19 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $00.3989 to $00.4174, inclusive on January 18, 2024 and $00.4211 to $00.4475, inclusive on January 19, 2024. The reporting person undertakes to provide Catheter Precision, Inc., any security holder of Catheter Precision, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. |
Common Stock
|
8,470 |
| 2024-01-18 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $00.3989 to $00.4174, inclusive on January 18, 2024 and $00.4211 to $00.4475, inclusive on January 19, 2024. The reporting person undertakes to provide Catheter Precision, Inc., any security holder of Catheter Precision, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. |
Common Stock
|
8,470 |
| 2024-01-16 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $00.3820 to $00.3923, inclusive on January 16, 2024 and $00.3898 to $00.3968, inclusive on January 17, 2024. The reporting person undertakes to provide Catheter Precision, Inc., any security holder of Catheter Precision, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. |
Common Stock
|
7,793 |
| 2024-01-16 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $00.3820 to $00.3923, inclusive on January 16, 2024 and $00.3898 to $00.3968, inclusive on January 17, 2024. The reporting person undertakes to provide Catheter Precision, Inc., any security holder of Catheter Precision, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. |
Common Stock
|
8,470 |
| 2024-01-08 | Caruso James Joseph |
Director |
Award↑
Filing footnotes — Options (Right to Buy) (Direct)
Options vests 8 1/3% every three months beginning April 8, 2024. |
Options (Right to Buy)
|
25,000 |
| 2024-01-08 | Thomassen Margrit |
Interim CFO and Secretary |
Award↑
Filing footnotes — Options (Right to Buy) (Direct)
Options vests 20% per year beginning on first anniversary of grant date. |
Options (Right to Buy)
|
25,000 |
| 2024-01-08 | Francis, John P. |
Director |
Award↑
Filing footnotes — Options (Right to Buy) (Direct)
Options vests 8 1/3% every three months beginning on April 8, 2024. |
Options (Right to Buy)
|
25,000 |
| 2024-01-08 | COLOMBATTO MARTIN J |
Director |
Award↑
Filing footnotes — Options (Right to Buy) (Direct)
Options vests 8 1/3% every three months beginning on April 8, 2024. |
Options (Right to Buy)
|
25,000 |
| 2023-03-23 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↓
Filing footnotes — Series X Convertible Preferred Stock (Indirect)
Each share of preferred stock will automatically convert into 1000 shares of common stock on or after July 9, 2024, if the Company satisfies the initial listing standards of a national securities exchange or has been delisted from the NYSE American. Series X Convertible Preferred Stock has no expiration date. Shares held by a partnership of which the reporting person is the managing member of the managing partner. |
Series X Convertible Preferred Stock
(I)
|
709 |
| 2023-03-23 | Caruso James Joseph |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
This the transaction was the result of the automatic conversion of shares of Series X Preferred upon receipt of stockholder approval. |
Common Stock
|
1,779 |
| 2023-03-23 | Meline Susanne |
Director |
Other↓
Filing footnotes — Series X Convertible Preferred Stock (Indirect)
This the transaction was the result of the automatic conversion of shares of Series X Preferred upon receipt of stockholder approval. Series X Convertible Preferred Stock has no expiration date. |
Series X Convertible Preferred Stock
(I)
|
2 |
| 2023-03-23 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↓
Filing footnotes — Series X Convertible Preferred Stock (Direct)
Each share of preferred stock will automatically convert into 1000 shares of common stock on or after July 9, 2024, if the Company satisfies the initial listing standards of a national securities exchange or has been delisted from the NYSE American. Series X Convertible Preferred Stock has no expiration date. |
Series X Convertible Preferred Stock
|
277 |
| 2023-03-23 | Meline Susanne |
Director |
Other↑
Filing footnotes — Common Stock (Indirect)
This the transaction was the result of the automatic conversion of shares of Series X Preferred upon receipt of stockholder approval. |
Common Stock
(I)
|
2,575 |
| 2023-03-23 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↓
Filing footnotes — Series X Convertible Preferred Stock (Indirect)
Each share of preferred stock will automatically convert into 1000 shares of common stock on or after July 9, 2024, if the Company satisfies the initial listing standards of a national securities exchange or has been delisted from the NYSE American. Series X Convertible Preferred Stock has no expiration date. Shares held by charitable remainder unitrust of which the reporting person's spouse is the trustee. |
Series X Convertible Preferred Stock
(I)
|
2 |
| 2023-03-23 | Caruso James Joseph |
Director |
Other↓
Filing footnotes — Series X Convertible Preferred Stock (Direct)
Each share of preferred stock will automatically convert into 1000 shares of common stock on or after July 9, 2024, if the Company satisfies the initial listing standards of a national securities exchange or has been delisted from the NYSE American. Series X Convertible Preferred Stock has no expiration date. |
Series X Convertible Preferred Stock
|
1 |
| 2023-03-23 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↑
Filing footnotes — Common Stock (Direct)
This transaction was the result of the automatic conversion of shares of Series X Preferred upon receipt of stockholder approval. |
Common Stock
|
277,597 |
| 2023-03-23 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↑
Filing footnotes — Common Stock (Indirect)
This transaction was the result of the automatic conversion of shares of Series X Preferred upon receipt of stockholder approval. Shares held by a partnership of which the reporting person is the managing member of the managing partner. |
Common Stock
(I)
|
709,703 |
| 2023-03-23 | JENKINS DAVID A |
Director, Chairman of the Board and CEO |
Other↑
Filing footnotes — Common Stock (Indirect)
This transaction was the result of the automatic conversion of shares of Series X Preferred upon receipt of stockholder approval. Shares held by charitable remainder unitrust of which the reporting person's spouse is the trustee. |
Common Stock
(I)
|
2,264 |
| 2023-01-09 | Caruso James Joseph |
Director |
Other↑
|
No Securities Owned
|
0 |